13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 5,031 holding rows worth $8,514,954,000.
- Accession
- 0001493152-17-009188
- Filer
- CIK 1029730
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,239 entries on the cover page, a total value of $8,514,954,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,514,961,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,254 | $102,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,437 | $102,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 22,830 | $102,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,822 | $101,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 8,576 | $101,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 7,109 | $101,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 2,036 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 8,006 | $101,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 4,100 | $101,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 7,503 | $101,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 14,065 | $100,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,514 | $100,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,194 | $100,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,000 | $100,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,805 | $100,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,600 | $100,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,424 | $99,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,200 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,291 | $99,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,855 | $99,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,913 | $99,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 2,743 | $99,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,157 | $99,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 8,400 | $99,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 7,175 | $99,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 10,237 | $99,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,051 | $98,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,951 | $98,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,891 | $98,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 6,381 | $98,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,643 | $98,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 77 | $97,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,570 | $97,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,543 | $97,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,418 | $96,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,150 | $96,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 875 | $96,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,555 | $96,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 6,560 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,997 | $96,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,469 | $96,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,542 | $96,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,533 | $95,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,861 | $95,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,585 | $95,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 5,483 | $95,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,000 | $95,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 120,000 | $95,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 13,140 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,760 | $94,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,881 | $94,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 21,814 | $94,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,740 | $94,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,097 | $94,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 10,364 | $94,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,376 | $93,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,571 | $93,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 4,183 | $93,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2,545 | $93,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,054 | $93,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 8,300 | $93,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,950 | $92,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,576 | $92,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 5,356 | $92,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,700 | $92,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 19,500 | $92,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 848 | $91,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,280 | $91,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,500 | $91,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,364 | $91,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7,406 | $91,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,521 | $91,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 6,495 | $91,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,375 | $91,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,941 | $91,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 10,130 | $91,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,322 | $91,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 5,184 | $91,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 2,960 | $91,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,598 | $90,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,054 | $90,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,546 | $90,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,036 | $90,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 501 | $90,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,764 | $90,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,484 | $90,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,442 | $89,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 4,914 | $89,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,172 | $89,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,170 | $89,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,070 | $89,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,243 | $89,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 7,573 | $89,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,300 | $89,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,828 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,452 | $88,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 3,793 | $88,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,038 | $88,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,474 | $87,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,144 | $87,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 19,027 | $87,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,484 | $87,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,405 | $87,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 2,161 | $87,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 16,000 | $87,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,734 | $87,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,567 | $87,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 2,210 | $87,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,145 | $87,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,424 | $86,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,729 | $86,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 323 | $85,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,048 | $85,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 3,144 | $85,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,957 | $85,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 976 | $85,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,000 | $85,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 5,624 | $85,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,173 | $85,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 3,189 | $85,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 13,985 | $85,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 949 | $84,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,072 | $84,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,760 | $84,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 4,720 | $84,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 8,800 | $84,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,250 | $84,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 45,076 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 1,622 | $84,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 4,457 | $83,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,667 | $83,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,601 | $83,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,394 | $83,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,183 | $83,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 13,816 | $83,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 7,430 | $83,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,743 | $82,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,916 | $82,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,175 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 1,188 | $82,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,151 | $82,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 793 | $82,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 2,320 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,641 | $82,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,675 | $82,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 22,193 | $82,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,670 | $81,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 625 | $81,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 2,544 | $81,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,754 | $81,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,508 | $81,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,999 | $81,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 6,005 | $81,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,189 | $81,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,214 | $80,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 794 | $80,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,563 | $80,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,522 | $80,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,901 | $80,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,054 | $79,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,386 | $79,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,166 | $79,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,318 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,449 | $79,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 4,527 | $79,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 3,400 | $79,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,805 | $78,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,556 | $78,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,600 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 2,334 | $78,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 4,008 | $78,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,299 | $77,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,924 | $77,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 5,005 | $77,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 966 | $77,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,068 | $77,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 5,891 | $77,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 2,500 | $77,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,778 | $77,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,126 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 2,101 | $77,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,964 | $77,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 22,000 | $77,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 4,161 | $77,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,154 | $77,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 6,245 | $77,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 4,525 | $77,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,959 | $76,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 964 | $76,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 978 | $76,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 6,400 | $76,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,643 | $76,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,520 | $76,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,451 | $76,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 2,123 | $76,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,120 | $76,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,843 | $76,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 3,923 | $76,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,526 | $76,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 27,302 | $76,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $76,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 4,265 | $76,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,262 | $75,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 778 | $75,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,030 | $75,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,149 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 5,517 | $75,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,094 | $75,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 2,798 | $75,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,364 | $75,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,457 | $75,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,579 | $75,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 509 | $74,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 716 | $74,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 868 | $74,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,161 | $74,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,200 | $74,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 4,903 | $74,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 7,300 | $74,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 7,785 | $74,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 131,450 | $74,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,849 | $73,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,599 | $73,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,507 | $73,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 3,942 | $73,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,346 | $73,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,887 | $73,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 7,938 | $73,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,564 | $73,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,889 | $73,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,032 | $73,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,546 | $73,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,816 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,753 | $73,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,957 | $72,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 695 | $72,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,049 | $72,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,841 | $72,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 1,074 | $72,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,020 | $72,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 3,000 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,118 | $72,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,344 | $72,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,140 | $72,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 571 | $72,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 2,486 | $72,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,193 | $71,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 600 | $71,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 961 | $71,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 19,688 | $71,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 4,590 | $71,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,675 | $71,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,972 | $71,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 5,521 | $71,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 11,099 | $71,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 913 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,510 | $71,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 561 | $71,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 7,967 | $71,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,284 | $71,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 2,572 | $71,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,000 | $71,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,000 | $71,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,065 | $70,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 3,204 | $70,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,358 | $70,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,170 | $70,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 2,175 | $70,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 4,526 | $70,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 897 | $70,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,037 | $70,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 5,402 | $70,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,383 | $70,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 2,258 | $70,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 11,150 | $70,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,374 | $69,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 519 | $69,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,507 | $69,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,418 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 957 | $69,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,823 | $69,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 4,989 | $69,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,741 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,579 | $69,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,819 | $69,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 227 | $68,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,654 | $68,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,767 | $68,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,116 | $68,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,404 | $68,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,975 | $68,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,664 | $68,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,499 | $68,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 3,143 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 2,461 | $68,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,227 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,750 | $68,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 2,629 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,826 | $68,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 2,073 | $68,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 6,750 | $68,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 2,308 | $68,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,612 | $67,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 711 | $67,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 854 | $67,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,054 | $67,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,584 | $67,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,800 | $67,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 41,668 | $67,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 12,867 | $67,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 14,001 | $67,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 24,950 | $67,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,880 | $67,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 331 | $66,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 969 | $66,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,500 | $66,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,035 | $66,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,500 | $66,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 312 | $66,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,611 | $66,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,330 | $66,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,867 | $66,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,990 | $66,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 4,952 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,250 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,907 | $66,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 2,482 | $66,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 824 | $66,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 4,550 | $66,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 2,580 | $66,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,575 | $65,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 802 | $65,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,696 | $65,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 841 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,915 | $65,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 6,298 | $65,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 335 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,486 | $65,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,400 | $65,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,311 | $65,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 2,173 | $65,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,575 | $65,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,115 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,520 | $65,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,194 | $64,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,015 | $64,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,594 | $64,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,302 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 791 | $64,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 651 | $64,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,331 | $64,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,523 | $64,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 4,784 | $64,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,613 | $64,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,838 | $64,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 160 | $64,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,005 | $64,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,300 | $64,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,491 | $64,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,000 | $64,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 1,783 | $64,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 2,719 | $63,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,894 | $63,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,024 | $63,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 710 | $63,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 4,379 | $63,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 669 | $63,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,961 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 1,703 | $63,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 4,000 | $63,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 831 | $63,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 3,599 | $63,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 5,334 | $63,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 49,429 | $63,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,899 | $62,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,956 | $62,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 970 | $62,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 2,400 | $62,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 1,110 | $62,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,148 | $62,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 9,800 | $62,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,740 | $62,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,047 | $61,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,709 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,477 | $61,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,568 | $61,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,445 | $61,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,485 | $61,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,198 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 3,350 | $61,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,881 | $61,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 9,161 | $61,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,532 | $61,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 773 | $60,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,314 | $60,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,071 | $60,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 4,257 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 783 | $60,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,445 | $60,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,468 | $60,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,584 | $60,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 299 | $60,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,092 | $60,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,736 | $60,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 3,613 | $60,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 872 | $59,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,769 | $59,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,082 | $59,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,261 | $59,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,201 | $59,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,571 | $59,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 900 | $59,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,905 | $59,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 8,675 | $59,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 482 | $59,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 8,606 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 2,116 | $59,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,480 | $59,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 332 | $59,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,900 | $58,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,074 | $58,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,839 | $58,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 2,128 | $58,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 985 | $57,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,714 | $57,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,256 | $57,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 508 | $57,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 884 | $57,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 3,234 | $57,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,108 | $57,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 8,059 | $57,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,676 | $57,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,171 | $57,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,566 | $57,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $57,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 5,000 | $57,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,550 | $56,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 956 | $56,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,327 | $56,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 4,037 | $56,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2,282 | $56,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 458 | $56,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,425 | $56,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,338 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,126 | $56,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 931 | $56,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 4,037 | $56,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 2,094 | $56,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2,000 | $56,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 660 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 396 | $55,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 269 | $55,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,773 | $55,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 3,862 | $55,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,350 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,650 | $55,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 770 | $55,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,263 | $54,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 419 | $54,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,539 | $54,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 555 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,030 | $54,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,100 | $54,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,500 | $54,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,396 | $54,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,380 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 2,120 | $54,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,762 | $54,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,028 | $53,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,049 | $53,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,962 | $53,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,039 | $53,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,883 | $53,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 812 | $53,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 985 | $53,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,927 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,030 | $53,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 2,498 | $53,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,571 | $53,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 13,625 | $53,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,880 | $53,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 346 | $53,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,660 | $53,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,904 | $52,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,157 | $52,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 36,666 | $52,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,900 | $52,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 928 | $52,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 2,992 | $52,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,106 | $52,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,068 | $52,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,856 | $52,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 6,285 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,631 | $52,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 7,526 | $52,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,321 | $52,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,595 | $52,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,017 | $52,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 2,061 | $52,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 6,955 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-009188 | this filing | 2017-08-14 | acceptance time not in the bulk data set |