13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 5,031 holding rows worth $8,514,954,000.
- Accession
- 0001493152-17-009188
- Filer
- CIK 1029730
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,239 entries on the cover page, a total value of $8,514,954,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,514,961,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,683 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,038 | $205,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 4,731 | $205,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 8,093 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,991 | $204,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,193 | $204,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 205,000 | $204,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 15,325 | $204,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,208 | $204,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,435 | $203,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,356 | $203,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,245 | $203,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 6,810 | $203,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,124 | $202,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 11,029 | $202,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 32,172 | $202,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 24,568 | $202,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 7,643 | $201,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,685 | $201,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 9,254 | $200,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,412 | $200,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,163 | $200,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 19,473 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,871 | $200,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 13,179 | $200,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 6,284 | $200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,785 | $199,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 14,155 | $199,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 8,979 | $199,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,636 | $198,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,720 | $198,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 38,647 | $198,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 5,826 | $198,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,334 | $197,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 8,346 | $197,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,655 | $196,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,103 | $196,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 19,488 | $196,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,064 | $195,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,603 | $195,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,097 | $195,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 8,842 | $195,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 38,418 | $195,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 3,110 | $195,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 4,903 | $195,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,119 | $194,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,931 | $194,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,077 | $194,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 13,230 | $194,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,188 | $194,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,378 | $193,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,271 | $193,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 54,585 | $193,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,769 | $193,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,896 | $191,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 3,959 | $191,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,393 | $191,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,798 | $191,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 7,954 | $190,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,736 | $190,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 900 | $190,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 12,472 | $190,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 36,509 | $190,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 184,000 | $190,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,242 | $189,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,676 | $189,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 13,203 | $189,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,208 | $189,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,482 | $189,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 13,873 | $189,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,872 | $188,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,165 | $187,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,049 | $187,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,057 | $187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,849 | $187,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,307 | $187,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,987 | $186,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,890 | $186,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 12,245 | $186,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,440 | $185,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25,736 | $185,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,908 | $184,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,388 | $184,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,063 | $184,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 11,903 | $184,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,992 | $183,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,182 | $183,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 4,121 | $183,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 23,090 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,850 | $182,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,875 | $182,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,915 | $182,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,069 | $182,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,101 | $181,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,914 | $181,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 6,462 | $181,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 9,577 | $180,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,423 | $180,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 39,305 | $180,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 27,652 | $180,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,625 | $179,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 31,450 | $178,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,972 | $178,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,689 | $178,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 606 | $178,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 5,172 | $178,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,393 | $177,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 7,482 | $177,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 135,786 | $177,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,793 | $176,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,254 | $176,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,375 | $176,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,047 | $176,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 5,857 | $176,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $175,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 7,031 | $175,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,352 | $175,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,479 | $175,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,387 | $174,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,554 | $174,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 12,578 | $174,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,207 | $173,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,680 | $173,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 21,528 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 11,050 | $173,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,945 | $173,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 9,763 | $172,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,674 | $172,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 6,029 | $172,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 9,872 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,218 | $172,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,902 | $172,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,123 | $171,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,133 | $170,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 39,600 | $170,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,051 | $170,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 4,224 | $170,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 8,855 | $169,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $169,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 9,681 | $169,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,742 | $169,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 2,918 | $169,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,000 | $169,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,430 | $168,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,154 | $168,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 6,963 | $167,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,286 | $167,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 907 | $167,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,094 | $167,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,104 | $166,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,531 | $166,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,053 | $166,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,859 | $166,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,778 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 4,372 | $166,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,348 | $165,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 7,573 | $165,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 3,595 | $165,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 126 | $165,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 15,235 | $165,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 11,056 | $165,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,614 | $164,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,332 | $164,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 5,726 | $164,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,537 | $164,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,138 | $164,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,878 | $163,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 12,767 | $163,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,372 | $163,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,270 | $163,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 30,093 | $163,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 6,309 | $163,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 14,400 | $163,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,390 | $162,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,853 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 7,948 | $162,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 17,303 | $162,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,340 | $161,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,471 | $161,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 916 | $161,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 6,771 | $161,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,908 | $160,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 31,411 | $160,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,726 | $160,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,308 | $159,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,785 | $159,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,560 | $159,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 8,013 | $159,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 159,000 | $159,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 38,680 | $159,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,799 | $158,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,615 | $158,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 3,906 | $158,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,264 | $158,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 6,165 | $158,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,816 | $157,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,933 | $157,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,476 | $157,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,800 | $157,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,577 | $157,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 11,410 | $157,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,828 | $156,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,679 | $156,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,018 | $156,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,113 | $156,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,963 | $156,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 2,726 | $156,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,137 | $155,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,405 | $155,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 5,049 | $155,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,091 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 6,600 | $155,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 6,425 | $155,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,291 | $154,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,113 | $154,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,790 | $154,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3,581 | $154,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,219 | $154,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 3,160 | $153,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,199 | $153,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,565 | $153,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 39,569 | $153,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 13,904 | $153,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,283 | $152,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 3,737 | $152,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 3,632 | $152,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 5,680 | $151,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 3,618 | $151,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,133 | $151,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,824 | $151,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,636 | $151,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 3,440 | $151,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 23,670 | $151,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 5,895 | $150,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 6,018 | $150,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 8,500 | $150,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,441 | $150,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,251 | $149,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 27,171 | $149,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,037 | $149,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 4,130 | $149,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,165 | $148,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,135 | $148,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,546 | $148,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,253 | $148,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 3,503 | $148,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 6,292 | $148,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 15,821 | $148,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 29,340 | $148,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 145,000 | $148,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,046 | $147,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 5,046 | $147,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,251 | $147,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,141 | $147,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,618 | $147,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,929 | $147,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 7,669 | $146,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 5,573 | $146,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 7,265 | $146,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,379 | $145,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,328 | $145,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,165 | $145,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,265 | $145,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,846 | $145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 3,564 | $145,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 7,609 | $144,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,536 | $144,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,458 | $144,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,406 | $144,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,897 | $144,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,637 | $143,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,189 | $143,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 26,500 | $143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,586 | $143,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 3,343 | $143,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 9,171 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 3,069 | $142,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,358 | $142,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 6,048 | $142,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 5,998 | $142,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 5,796 | $142,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 6,252 | $141,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 9,378 | $141,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 4,955 | $141,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,634 | $140,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,165 | $140,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 3,064 | $140,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,118 | $140,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 5,458 | $140,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,310 | $140,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3,271 | $140,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,715 | $140,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,854 | $139,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 9,150 | $139,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,513 | $139,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,271 | $139,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 2,450 | $139,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 8,001 | $139,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 9,551 | $139,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 16,048 | $138,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,760 | $138,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 7,227 | $138,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 4,974 | $138,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,340 | $138,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 8,865 | $138,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,678 | $138,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,362 | $137,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,011 | $137,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,454 | $137,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 29,575 | $137,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 5,042 | $137,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 06/03/2022 | 06741WCJ7 | Convertible | 135,000 | $137,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 945 | $136,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 505 | $136,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 6,917 | $136,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 6,986 | $136,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 843 | $136,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 7,700 | $136,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,503 | $136,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 5,500 | $136,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 11,010 | $136,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,993 | $135,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,450 | $135,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,581 | $135,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 42,431 | $135,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 6,004 | $135,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,250 | $135,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 18,893 | $135,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 21,029 | $135,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,202 | $134,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 4,107 | $134,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 6,885 | $134,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,411 | $132,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,381 | $132,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,451 | $132,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 25,150 | $132,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 7,784 | $132,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,214 | $132,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 5,700 | $132,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,555 | $131,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 854 | $131,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 6,001 | $131,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,218 | $131,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,654 | $131,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 4,046 | $131,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,681 | $131,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 8,223 | $131,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 7,856 | $130,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,160 | $130,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4,148 | $130,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 11,851 | $130,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 113,350 | $130,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,493 | $130,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 1,476 | $130,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,214 | $129,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,399 | $129,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,937 | $129,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,941 | $129,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 9,817 | $129,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 7,038 | $129,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,289 | $129,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 10,219 | $129,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,409 | $128,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 9,030 | $128,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 4,801 | $128,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,125 | $127,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,525 | $126,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,608 | $126,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,574 | $126,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,644 | $126,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,509 | $126,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 9,907 | $126,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 874 | $126,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 12,730 | $126,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,365 | $126,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 14,621 | $126,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 4,853 | $126,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 6,340 | $125,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,477 | $125,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 12,450 | $125,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,031 | $124,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,800 | $124,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,631 | $124,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 8,078 | $124,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,234 | $124,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,212 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 3,033 | $124,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,384 | $123,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 4,461 | $123,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,440 | $123,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 2,425 | $122,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,009 | $122,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 5,462 | $122,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 4,864 | $122,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,962 | $121,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,160 | $121,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 2,900 | $121,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,503 | $121,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 2,148 | $120,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,228 | $120,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,278 | $120,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,316 | $120,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,080 | $120,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,761 | $120,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 10,050 | $120,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 5,150 | $120,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,125 | $119,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 904 | $119,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,213 | $119,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,564 | $119,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,951 | $118,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,359 | $118,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,326 | $118,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,633 | $118,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 42,340 | $117,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,416 | $117,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,931 | $117,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,547 | $117,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,694 | $117,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 2,037 | $117,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,870 | $116,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,620 | $116,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,025 | $116,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,582 | $116,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 856 | $116,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,151 | $116,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 4,688 | $116,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,602 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 6,366 | $116,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 43,925 | $116,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 4,695 | $115,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 599 | $115,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,353 | $115,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 12,577 | $115,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 12,096 | $115,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,063 | $115,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,586 | $114,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,770 | $114,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 3,749 | $114,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 16,850 | $114,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 7,184 | $114,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,194 | $114,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,716 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 5,676 | $113,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,504 | $113,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,012 | $113,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,383 | $113,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,840 | $113,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 5,004 | $112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,223 | $112,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,004 | $112,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 4,364 | $112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 3,376 | $111,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,588 | $111,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,183 | $111,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 8,675 | $111,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,148 | $111,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,088 | $110,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,338 | $110,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 942 | $110,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,671 | $109,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,575 | $109,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,060 | $109,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 18,050 | $109,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,879 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 6,074 | $108,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 7,200 | $108,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,031 | $107,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 912 | $107,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 590 | $107,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 14,233 | $107,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,862 | $107,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,081 | $107,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 3,569 | $107,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 4,100 | $107,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 23,000 | $107,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,240 | $106,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 4,487 | $106,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 13,143 | $106,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 4,103 | $105,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,797 | $105,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,499 | $105,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 3,850 | $105,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,697 | $105,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 624 | $104,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,156 | $104,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 805 | $104,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $104,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,159 | $104,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 4,973 | $104,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,436 | $104,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 873 | $103,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,130 | $103,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,036 | $103,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 3,087 | $103,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 8,818 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 3,919 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 4,278 | $103,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,356 | $102,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,108 | $102,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-009188 | this filing | 2017-08-14 | acceptance time not in the bulk data set |