13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 5,031 holding rows worth $8,514,954,000.
- Accession
- 0001493152-17-009188
- Filer
- CIK 1029730
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,239 entries on the cover page, a total value of $8,514,954,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,514,961,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 921 | $24,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 392 | $24,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,599 | $24,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,051 | $24,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 541 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 664 | $24,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,499 | $24,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 535 | $24,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 860 | $24,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 348 | $24,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,579 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,553 | $24,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,315 | $24,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 6,400 | $24,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 3,900 | $24,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 3,270 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 730 | $24,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 17,000 | $24,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,390 | $23,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,270 | $23,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,313 | $23,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,808 | $23,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,155 | $23,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 471 | $23,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,062 | $23,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 523 | $23,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 311 | $23,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 979 | $23,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 5,500 | $23,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 265 | $23,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 726 | $23,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 532 | $23,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 525 | $23,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 495 | $23,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,439 | $23,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $23,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 731 | $23,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,772 | $23,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,000 | $23,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,991 | $23,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,400 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 365 | $23,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,450 | $23,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,025 | $22,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 724 | $22,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 263 | $22,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 291 | $22,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 9,000 | $22,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,251 | $22,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 789 | $22,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 368 | $22,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,000 | $22,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,010 | $22,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 344 | $22,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,650 | $22,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,478 | $22,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 260 | $22,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,051 | $22,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 732 | $22,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,000 | $22,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,652 | $22,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,550 | $22,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 12,293 | $22,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 3,271 | $22,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,979 | $22,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,995 | $22,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,275 | $22,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 554 | $22,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,143 | $22,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 900 | $22,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,923 | $22,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 270 | $22,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 4,025 | $21,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,744 | $21,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 390 | $21,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 284 | $21,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 764 | $21,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 362 | $21,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,064 | $21,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,170 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 889 | $21,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 640 | $21,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,207 | $21,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,075 | $21,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 341 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 221 | $21,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 242 | $21,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,750 | $21,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 201 | $21,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 2,869 | $21,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 160 | $21,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,000 | $21,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 15,637 | $21,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,000 | $21,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,900 | $21,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 877 | $21,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 6,255 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 35,753 | $21,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $21,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $21,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,773 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 336 | $21,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 683 | $21,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 1,022 | $21,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 174 | $21,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,038 | $20,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 392 | $20,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,776 | $20,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 563 | $20,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 262 | $20,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 357 | $20,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 591 | $20,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 8,140 | $20,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,000 | $20,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,200 | $20,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 339 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,355 | $20,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,973 | $20,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,500 | $20,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,150 | $20,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 536 | $20,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,807 | $20,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,306 | $20,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,828 | $20,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $20,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 260 | $20,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 402 | $20,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 15,000 | $20,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 11,000 | $20,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 754 | $20,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 7,100 | $20,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,450 | $20,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 359 | $20,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 992 | $20,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 784 | $20,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 1,608 | $20,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 2,000 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 888 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 2,084 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 690 | $20,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 457 | $19,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,089 | $19,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 600 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,293 | $19,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,701 | $19,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 179 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 300 | $19,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 385 | $19,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 862 | $19,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 691 | $19,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,977 | $19,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 392 | $19,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,413 | $19,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,500 | $19,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,974 | $19,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,000 | $19,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,000 | $19,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,535 | $19,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 712 | $19,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7,500 | $19,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 333 | $19,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 963 | $19,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,850 | $19,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $19,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,147 | $19,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 792 | $19,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,111 | $19,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 198 | $19,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 620 | $19,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,450 | $19,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,000 | $19,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 2,165 | $19,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 950 | $19,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 651 | $18,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 522 | $18,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,542 | $18,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 578 | $18,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,440 | $18,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,000 | $18,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,650 | $18,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,877 | $18,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 308 | $18,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,281 | $18,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 260 | $18,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,131 | $18,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,285 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 518 | $18,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $18,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 900 | $18,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,584 | $18,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 500 | $18,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,100 | $18,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 299 | $18,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $18,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,121 | $18,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 455 | $18,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 400 | $17,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 340 | $17,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 483 | $17,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,225 | $17,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,000 | $17,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 250 | $17,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,096 | $17,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 551 | $17,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 360 | $17,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 629 | $17,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 660 | $17,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,050 | $17,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 700 | $17,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 600 | $17,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 691 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,521 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 600 | $17,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 444 | $17,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,091 | $17,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 521 | $17,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,108 | $17,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,715 | $17,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 880 | $17,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,426 | $17,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 236 | $17,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 900 | $17,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 502 | $17,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 226 | $17,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,590 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 750 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 500 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 639 | $17,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,000 | $17,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 405 | $16,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 306 | $16,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 452 | $16,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 750 | $16,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 216 | $16,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 251 | $16,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 958 | $16,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 813 | $16,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 167 | $16,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 562 | $16,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 4 | $16,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 268 | $16,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 1,137 | $16,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,053 | $16,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 538 | $16,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 314 | $16,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 958 | $16,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $16,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 426 | $16,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 146 | $16,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,146 | $16,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,292 | $16,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 140 | $16,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 25 | $16,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 477 | $16,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 478 | $16,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,500 | $16,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,000 | $16,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 44,951 | $16,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,598 | $16,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,912 | $16,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 265 | $16,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,459 | $16,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 200 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 400 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 244 | $16,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 85,919 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 858 | $16,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 400 | $16,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 3,062 | $16,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 2,715 | $16,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 560 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G608 | TUTTLE TAC MAN | 707 | $16,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 466 | $15,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 557 | $15,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 335 | $15,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 323 | $15,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 136 | $15,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 740 | $15,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 435 | $15,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 778 | $15,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,500 | $15,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 225 | $15,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 975 | $15,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,212 | $15,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 369 | $15,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 700 | $15,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 948 | $15,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 692 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 287 | $15,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 238 | $15,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,015 | $15,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 409 | $15,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 697 | $15,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 630 | $15,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,515 | $15,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 183 | $15,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,259 | $15,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,608 | $15,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 500 | $15,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,000 | $15,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,624 | $15,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 203 | $15,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 478 | $15,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 334 | $15,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,118 | $15,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,801 | $15,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,023 | $15,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,571 | $15,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $15,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 250 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 500 | $15,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 269 | $15,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 881 | $15,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,030 | $15,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 1,600 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 500 | $15,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 558 | $14,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 274 | $14,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 404 | $14,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 391 | $14,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 400 | $14,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,179 | $14,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 300 | $14,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,060 | $14,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 617 | $14,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,520 | $14,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $14,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 429 | $14,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $14,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,382 | $14,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 1,085 | $14,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,052 | $14,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 602 | $14,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 511 | $14,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 591 | $14,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 948 | $14,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,699 | $14,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 136 | $14,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 741 | $14,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 288 | $14,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,273 | $14,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 850 | $14,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1,400 | $14,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 542 | $14,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 970 | $14,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 1,000 | $14,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 460 | $14,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $14,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 300 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 318 | $14,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 419 | $13,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 290 | $13,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,200 | $13,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,724 | $13,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 600 | $13,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,750 | $13,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 860 | $13,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 270 | $13,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 342 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 349 | $13,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 180 | $13,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,301 | $13,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 308 | $13,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 440 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 257 | $13,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,600 | $13,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,087 | $13,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 350 | $13,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $13,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 128 | $13,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,176 | $13,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,308 | $13,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 9,000 | $13,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 988 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 275 | $13,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 5,000 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 1,000 | $13,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,047 | $13,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 564 | $13,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 16,022 | $13,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 1,547 | $13,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 94 | $12,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,850 | $12,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 309 | $12,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 3,312 | $12,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 740 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 533 | $12,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 650 | $12,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 608 | $12,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 5,800 | $12,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,550 | $12,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 251 | $12,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 190 | $12,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 304 | $12,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 156 | $12,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 947 | $12,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 220 | $12,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 298 | $12,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,448 | $12,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 233 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 507 | $12,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,953 | $12,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,600 | $12,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 164 | $12,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 325 | $12,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200 | $12,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 319 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 151 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 150 | $12,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 418 | $12,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 218 | $12,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 550 | $12,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 645 | $12,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 163 | $12,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,200 | $12,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,011 | $12,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $12,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,072 | $12,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 500 | $12,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 618 | $12,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,734 | $12,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,579 | $12,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 600 | $12,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,616 | $12,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 523 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,273 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 750 | $12,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,846 | $12,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,922 | $12,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 865 | $12,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,471 | $12,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,018 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 503 | $12,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 636 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G599 | MLTFACT ENERGY | 500 | $12,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 215 | $11,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 265 | $11,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 258 | $11,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 360 | $11,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,225 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 95 | $11,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 270 | $11,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 555 | $11,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,648 | $11,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 389 | $11,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 225 | $11,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,300 | $11,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 493 | $11,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 368 | $11,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 372 | $11,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 85 | $11,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,026 | $11,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 816 | $11,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,965 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 224 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 210 | $11,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,600 | $11,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 898 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 258 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,441 | $11,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 120 | $11,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 732 | $11,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $11,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 830 | $11,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 204 | $11,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 200 | $11,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 350 | $11,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 10,275 | $11,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,000 | $11,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,000 | $11,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 215 | $11,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 648 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 948 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 278 | $11,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $11,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 479 | $11,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,200 | $11,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 716 | $11,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 479 | $11,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 2,105 | $11,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 600 | $11,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 22,100 | $11,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 500 | $10,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 200 | $10,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 78 | $10,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 27 | $10,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 264 | $10,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 143 | $10,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,167 | $10,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 54 | $10,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 522 | $10,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 287 | $10,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 976 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 347 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-009188 | this filing | 2017-08-14 | acceptance time not in the bulk data set |