13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 5,031 holding rows worth $8,514,954,000.
- Accession
- 0001493152-17-009188
- Filer
- CIK 1029730
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,239 entries on the cover page, a total value of $8,514,954,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,514,961,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,413 | $415,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 28,401 | $415,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,713 | $414,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 68,112 | $414,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,482 | $413,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 6,625 | $412,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,315 | $412,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,650 | $411,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 12,645 | $411,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,471 | $410,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 21,374 | $410,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 26,772 | $410,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,188 | $410,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 20,669 | $410,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 19,896 | $409,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 38,623 | $408,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 8,915 | $408,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 35,950 | $407,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 6,805 | $406,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 93,639 | $406,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 29,436 | $406,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 73,616 | $405,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 12,525 | $405,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 26,707 | $405,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 10,762 | $403,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,030 | $402,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 35,679 | $401,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 20,682 | $400,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 40,554 | $400,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 16,467 | $400,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 48,356 | $400,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 7,491 | $400,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,164 | $399,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 16,447 | $399,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 9,029 | $398,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 27,323 | $397,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 23,533 | $397,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,425 | $396,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,369 | $395,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,407 | $394,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 7,957 | $394,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,636 | $393,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 17,732 | $393,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,698 | $391,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 11,055 | $391,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 16,606 | $390,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 11,512 | $390,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 15,529 | $390,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 54,237 | $390,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 20,685 | $389,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,387 | $389,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 6,203 | $389,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 25,315 | $389,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 49,674 | $389,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 26,402 | $387,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 27,397 | $385,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 29,028 | $385,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,777 | $383,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,045 | $381,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 19,442 | $380,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 25,085 | $380,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 15,490 | $380,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 14,029 | $379,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 28,932 | $379,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 15,058 | $379,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 7,773 | $376,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 19,786 | $376,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 25,095 | $376,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,830 | $375,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,706 | $374,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,158 | $374,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 15,615 | $374,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,921 | $373,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 9,637 | $373,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 5,152 | $372,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 6,965 | $372,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 13,700 | $372,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 76,716 | $372,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,751 | $371,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 9,309 | $371,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,326 | $370,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,490 | $370,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,011 | $369,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 19,750 | $369,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,521 | $369,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 12,839 | $369,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 8,227 | $369,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 27,279 | $369,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 23,647 | $368,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,554 | $368,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,483 | $367,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 8,841 | $367,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 66,769 | $367,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,965 | $367,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 10,691 | $366,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 25,120 | $366,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 10,131 | $365,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 23,796 | $365,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 18,431 | $363,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 22,162 | $362,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 43,753 | $362,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 20,679 | $362,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 14,363 | $361,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 9,130 | $361,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 21,081 | $361,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 11,825 | $361,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,395 | $360,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 9,823 | $360,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 14,313 | $360,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 12,318 | $359,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 7,562 | $359,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 3,760 | $359,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 14,074 | $359,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 6,888 | $358,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,075 | $358,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,226 | $357,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,613 | $357,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 12,560 | $356,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 11,300 | $356,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 7,472 | $355,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 7,946 | $355,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,258 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 7,801 | $355,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 4,700 | $355,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 101,537 | $354,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,457 | $353,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,251 | $353,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 26,388 | $353,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 29,093 | $353,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 20,500 | $353,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 23,692 | $353,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,501 | $352,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 14,153 | $352,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 5,712 | $350,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5,683 | $348,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,312 | $348,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,030 | $347,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16,050 | $347,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,008 | $346,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 13,044 | $346,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,728 | $345,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 32,476 | $345,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,867 | $345,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 8,925 | $344,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 15,079 | $344,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 8,081 | $344,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,829 | $343,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 21,832 | $343,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 27,224 | $343,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 7,305 | $342,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 49,144 | $342,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,001 | $342,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,313 | $342,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,503 | $341,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,631 | $340,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,697 | $340,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,659 | $340,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 18,119 | $339,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,999 | $339,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 12,389 | $337,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,035 | $337,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,495 | $337,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,190 | $337,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 7,299 | $335,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 25,353 | $334,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,619 | $334,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 46,943 | $334,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 22,328 | $334,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 38,247 | $333,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 84,100 | $333,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 18,396 | $333,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,420 | $332,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 7,980 | $331,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,620 | $330,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,600 | $330,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,369 | $329,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 13,192 | $329,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 20,305 | $328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 8,409 | $328,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,323 | $328,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,832 | $327,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 6,368 | $327,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 8,342 | $326,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 7,242 | $326,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 5,905 | $325,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,463 | $325,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 28,789 | $325,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,071 | $323,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,802 | $323,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 27,628 | $323,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 12,670 | $322,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 21,613 | $322,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 11,279 | $322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 11,274 | $321,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,826 | $320,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 32,218 | $320,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 3,086 | $320,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 12,163 | $320,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,095 | $319,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 17,712 | $318,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,916 | $318,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,127 | $317,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,397 | $317,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 9,701 | $317,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 10,807 | $316,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 30,595 | $314,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 23,397 | $314,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 7,429 | $314,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,221 | $314,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,218 | $313,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,842 | $312,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 30,607 | $312,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,303 | $311,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,444 | $311,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,635 | $311,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 10,860 | $311,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 11,298 | $309,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 8,087 | $309,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 20,643 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,165 | $308,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 127,126 | $308,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,195 | $307,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 13,616 | $307,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 6,964 | $307,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,342 | $306,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 30,530 | $305,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,677 | $305,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,916 | $304,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 45,424 | $303,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 36,069 | $303,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 5,668 | $303,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,423 | $302,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 26,820 | $301,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 20,937 | $301,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,512 | $300,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,737 | $300,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 13,993 | $300,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 9,506 | $300,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 8,730 | $300,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 22,581 | $299,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,804 | $298,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,613 | $297,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,591 | $297,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 48,376 | $297,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 17,105 | $296,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,828 | $296,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 16,884 | $296,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 16,768 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 10,953 | $295,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 68,475 | $295,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 7,442 | $294,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 11,656 | $294,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 29,017 | $294,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 92,300 | $294,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,800 | $293,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 12,319 | $292,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 7,181 | $292,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,501 | $291,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 16,154 | $291,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 6,184 | $290,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,718 | $289,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,250 | $289,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,031 | $289,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,542 | $288,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 13,281 | $288,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,233 | $288,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,041 | $288,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,454 | $287,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 22,514 | $286,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,758 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,388 | $285,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 25,300 | $285,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,527 | $284,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 46,067 | $284,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,330 | $284,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,786 | $284,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 8,535 | $283,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,211 | $283,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 32,132 | $283,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,336 | $282,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 32,363 | $282,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,764 | $281,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 11,628 | $280,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,049 | $280,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,129 | $279,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,911 | $279,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 12,906 | $279,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 15,682 | $277,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 17,185 | $277,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 9,248 | $276,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,049 | $274,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,688 | $274,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,719 | $273,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 21,929 | $273,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,568 | $270,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 16,470 | $270,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 6,015 | $270,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,569 | $269,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 456 | $269,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,362 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,742 | $269,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 6,954 | $269,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,367 | $268,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 17,925 | $268,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 17,916 | $268,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 7,006 | $266,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 15,790 | $266,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,052 | $266,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,907 | $266,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 8,090 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 12,102 | $264,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 21,496 | $264,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 23,701 | $264,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 17,368 | $263,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 18,330 | $263,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 17,983 | $263,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 17,200 | $263,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 31,280 | $263,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11,559 | $262,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 11,059 | $262,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 19,367 | $262,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,255 | $261,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,919 | $261,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,501 | $261,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,318 | $261,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,975 | $260,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,368 | $260,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 28,690 | $259,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,727 | $259,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,559 | $259,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 16,725 | $259,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,546 | $259,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,708 | $259,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 10,561 | $259,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 253,000 | $259,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,871 | $258,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 23,850 | $258,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,243 | $257,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,042 | $257,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,740 | $257,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,087 | $257,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,730 | $256,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,443 | $256,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 13,936 | $256,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,857 | $255,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 12,165 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,758 | $255,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,273 | $254,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,895 | $254,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,124 | $254,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 18,515 | $254,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 10,659 | $254,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 8,527 | $253,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 4,435 | $252,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,339 | $251,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,251 | $251,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 9,337 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 4,200 | $251,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 18,204 | $251,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 19,727 | $251,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,775 | $250,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 71,851 | $250,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 9,520 | $250,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 9,344 | $250,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 8,613 | $249,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 24,551 | $248,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 9,178 | $248,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 13,832 | $247,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,382 | $247,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,698 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 5,128 | $246,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 34,377 | $246,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,488 | $245,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,644 | $245,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,098 | $245,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,993 | $245,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 39,392 | $245,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 9,027 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,156 | $244,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,015 | $244,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,992 | $244,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,687 | $243,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,306 | $243,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,851 | $243,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,398 | $243,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 6,520 | $243,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 8,908 | $242,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,566 | $241,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,007 | $241,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 24,248 | $240,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,083 | $240,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 38,857 | $239,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,555 | $239,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 23,695 | $239,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 21,617 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 15,017 | $237,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,709 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,805 | $236,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,937 | $235,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,585 | $235,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,691 | $235,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 16,413 | $235,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,324 | $234,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,934 | $234,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,510 | $234,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 9,039 | $234,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,696 | $233,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,311 | $233,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,014 | $233,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 6,062 | $233,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,823 | $232,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 15,904 | $232,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 9,300 | $231,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 16,770 | $231,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,414 | $230,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,150 | $230,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 37,624 | $229,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,903 | $228,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,188 | $228,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 16,666 | $227,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 3,751 | $227,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,577 | $226,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 20,550 | $225,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,049 | $225,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 13,828 | $225,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,267 | $225,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 9,025 | $224,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,771 | $224,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 36,011 | $224,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,188 | $224,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,693 | $224,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 10,694 | $224,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,381 | $223,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,014 | $223,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 221,000 | $223,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 6,011 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,561 | $222,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 51,113 | $222,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,072 | $221,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 963 | $221,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 15,458 | $221,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,833 | $221,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 7,711 | $220,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,573 | $220,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,108 | $220,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,906 | $220,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,784 | $220,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 5,151 | $220,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,082 | $219,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 9,128 | $219,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,935 | $219,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,609 | $219,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,332 | $218,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,795 | $218,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,910 | $218,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 8,718 | $218,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 24,226 | $217,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 18,803 | $217,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 11,743 | $217,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 8,907 | $217,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,785 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,256 | $216,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,098 | $216,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,646 | $216,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 9,074 | $215,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 185,726 | $215,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 4,955 | $215,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,800 | $214,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,074 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 8,537 | $214,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 373 | $213,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,619 | $213,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,492 | $213,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 7,603 | $213,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 140,712 | $213,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,404 | $212,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 16,082 | $212,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $212,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 6,912 | $212,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,181 | $212,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,732 | $211,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 15,940 | $210,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 20,098 | $210,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,706 | $210,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,234 | $209,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,612 | $209,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 10,971 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,372 | $209,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,158 | $209,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,663 | $208,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,595 | $208,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 15,756 | $208,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9,704 | $208,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 163,617 | $208,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 7,240 | $207,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 21,485 | $207,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,450 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,401 | $206,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 6,615 | $206,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 24,567 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-009188 | this filing | 2017-08-14 | acceptance time not in the bulk data set |