13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 5,031 holding rows worth $8,514,954,000.
- Accession
- 0001493152-17-009188
- Filer
- CIK 1029730
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,239 entries on the cover page, a total value of $8,514,954,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,514,961,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWER REIT | 73933H101 | COM | 123,735 | $913,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 8,791 | $911,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 17,314 | $909,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 14,409 | $908,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 11,647 | $905,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 47,554 | $905,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 25,813 | $902,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 21,257 | $901,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 80,997 | $901,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 83,069 | $897,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 121,261 | $896,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 23,262 | $895,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 32,289 | $894,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,836 | $892,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 12,994 | $891,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 41,490 | $891,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 36,799 | $887,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,418 | $887,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 12,186 | $887,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 15,692 | $886,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 64,625 | $885,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 36,599 | $883,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 60,664 | $883,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 77,603 | $882,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 52,764 | $877,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 49,206 | $876,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15,815 | $875,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 68,116 | $875,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 13,361 | $873,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 54,820 | $873,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 9,931 | $873,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 115,416 | $865,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,780 | $864,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 17,056 | $863,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 28,669 | $861,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 30,324 | $861,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 19,043 | $859,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 39,435 | $858,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 15,658 | $857,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 68,035 | $856,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 21,679 | $856,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 46,739 | $855,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 33,606 | $853,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 14,088 | $847,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 14,105 | $847,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 25,127 | $847,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 76,675 | $847,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 12,759 | $846,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,260 | $845,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 34,959 | $843,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 72,100 | $842,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 24,079 | $838,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 7,987 | $837,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 6,947 | $836,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 19,072 | $834,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 30,456 | $834,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 10,043 | $833,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 29,119 | $833,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 38,220 | $829,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 37,910 | $828,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 16,010 | $828,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 24,200 | $826,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 19,207 | $824,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 122,770 | $824,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 56,183 | $823,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 3,230 | $822,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 18,929 | $822,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 24,615 | $821,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 21,260 | $821,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 17,635 | $821,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 43,194 | $820,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 83,142 | $818,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 167,672 | $818,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 127,839 | $817,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 15,176 | $814,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,226 | $814,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 69,378 | $813,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 48,099 | $813,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 20,771 | $812,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 21,206 | $811,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 8,891 | $810,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 24,212 | $810,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 104,248 | $806,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 6,380 | $804,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 23,514 | $803,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 40,713 | $802,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 31,206 | $802,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 24,900 | $799,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 6,552 | $796,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 17,669 | $796,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 8,891 | $793,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 31,722 | $793,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 31,464 | $792,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 29,490 | $790,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 7,033 | $786,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 91,730 | $785,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 36,837 | $785,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 13,904 | $784,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 34,576 | $783,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 63,565 | $782,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 18,526 | $782,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,575 | $780,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 11,702 | $772,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 27,550 | $771,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 788 | $769,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 43,315 | $769,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 60,439 | $769,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 57,218 | $768,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,047 | $768,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 19,169 | $767,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 123,682 | $767,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 45,511 | $767,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 46,907 | $766,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 32,297 | $766,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 8,773 | $764,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,445 | $764,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 7,166 | $763,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 21,222 | $761,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 31,393 | $757,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 12,980 | $756,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 24,999 | $756,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 40,164 | $752,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 20,429 | $752,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 8,530 | $749,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 6,348 | $746,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 15,046 | $743,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 11,066 | $742,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 74,433 | $741,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,197 | $741,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 22,648 | $740,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 46,467 | $739,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 15,654 | $737,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 24,076 | $737,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 14,336 | $736,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 7,433 | $736,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 21,646 | $735,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 85,088 | $735,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 11,884 | $734,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 11,388 | $733,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13,560 | $732,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 20,452 | $730,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 93,964 | $727,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,423 | $726,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,984 | $726,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 27,529 | $724,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,460 | $723,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 12,329 | $723,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 49,871 | $723,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 11,895 | $723,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,098 | $718,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 62,207 | $718,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 28,041 | $717,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 42,813 | $717,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 13,101 | $714,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 49,907 | $713,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,429 | $711,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 24,987 | $711,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 33,636 | $710,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,483 | $709,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 21,247 | $707,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 15,176 | $705,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 12,776 | $705,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 14,921 | $705,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 57,803 | $705,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,261 | $704,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,955 | $704,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 12,269 | $703,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 13,417 | $701,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4,333 | $700,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 153,174 | $699,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 23,745 | $698,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 16,569 | $698,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,486 | $697,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 36,069 | $696,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 24,947 | $695,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 5,652 | $694,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 15,764 | $693,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 53,973 | $693,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 12,350 | $691,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,099 | $690,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 59,177 | $690,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 7,379 | $690,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 38,362 | $687,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 10,931 | $686,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 13,641 | $685,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,447 | $681,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 19,112 | $680,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 84,832 | $680,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 8,687 | $679,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,357 | $678,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 12,867 | $678,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 20,919 | $678,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,336 | $677,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 18,149 | $676,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 68,448 | $675,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 21,038 | $674,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 27,174 | $674,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,664 | $673,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,790 | $672,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,173 | $672,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 41,254 | $672,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 38,879 | $670,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 22,463 | $669,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 75,985 | $669,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 24,330 | $667,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 96,204 | $666,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,571 | $665,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 9,094 | $662,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 14,185 | $661,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,422 | $661,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 18,503 | $659,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 57,778 | $657,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,858 | $655,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 19,472 | $655,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 65,206 | $655,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 17,253 | $653,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,389 | $653,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 24,514 | $652,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 9,926 | $648,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14,281 | $648,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 34,888 | $646,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 16,998 | $645,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 55,730 | $641,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 26,061 | $641,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 12,158 | $639,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,119 | $637,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,486 | $637,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 7,479 | $637,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 6,330 | $636,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 15,917 | $635,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,439 | $635,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 50,133 | $635,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 25,946 | $634,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 56,786 | $633,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 41,550 | $632,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 46,185 | $632,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 48,500 | $631,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,773 | $631,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 12,276 | $631,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 21,855 | $629,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 24,379 | $629,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,880 | $627,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 43,981 | $626,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 21,448 | $625,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 115,940 | $624,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 27,725 | $624,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,353 | $623,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,583 | $620,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 13,373 | $619,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 40,798 | $619,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 67,420 | $615,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 22,155 | $615,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 40,163 | $615,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 55,634 | $614,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 25,796 | $614,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,560 | $613,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 8,365 | $612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 22,058 | $611,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 13,520 | $611,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 5,361 | $610,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 60,450 | $610,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,770 | $608,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 60,445 | $608,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 8,313 | $606,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 10,904 | $605,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 95,768 | $605,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 9,646 | $604,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 47,107 | $604,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 24,469 | $603,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,091 | $602,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 30,283 | $601,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 51,170 | $600,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 23,356 | $596,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,643 | $594,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 23,186 | $593,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 17,712 | $592,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,579 | $590,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 38,655 | $590,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 21,472 | $590,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 78,489 | $589,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 12,712 | $589,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,475 | $586,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 29,062 | $586,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 165,700 | $585,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 93,998 | $584,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,526 | $582,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 23,000 | $582,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 41,301 | $581,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 3,600 | $581,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,687 | $580,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,157 | $580,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,008 | $580,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 13,185 | $580,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 23,203 | $580,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,687 | $579,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,770 | $579,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 9,654 | $578,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,487 | $576,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 13,776 | $576,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 19,733 | $575,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 19,055 | $574,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 8,396 | $573,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 9,322 | $571,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10,517 | $570,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 11,479 | $570,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 66,380 | $569,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 11,689 | $568,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 4,519 | $568,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 27,003 | $566,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 32,417 | $566,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 20,453 | $565,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,500 | $564,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 12,046 | $562,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 36,445 | $560,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 28,181 | $558,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 20,560 | $557,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 21,876 | $556,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 17,592 | $555,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 19,958 | $555,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 11,826 | $555,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 46,839 | $554,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 4,853 | $554,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 19,572 | $554,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,571 | $552,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 65,865 | $552,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,843 | $550,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,001 | $550,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,632 | $549,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 27,573 | $548,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 39,917 | $546,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 8,958 | $545,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 628 | $545,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 21,450 | $544,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,696 | $543,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 24,951 | $543,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,074 | $540,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,594 | $540,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 17,314 | $540,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,312 | $539,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 24,855 | $539,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 16,589 | $537,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 9,628 | $537,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 20,852 | $536,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 20,984 | $535,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 31,842 | $534,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,059 | $531,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 20,404 | $531,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 5,746 | $530,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 17,817 | $530,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 10,253 | $529,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,346 | $529,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,181 | $528,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 6,893 | $528,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 46,241 | $527,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 21,380 | $527,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 38,382 | $526,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 54,214 | $526,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,721 | $525,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,075 | $525,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 6,317 | $524,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 18,763 | $523,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 69,400 | $523,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,329 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 40,401 | $522,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 21,014 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 22,427 | $520,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 16,135 | $518,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 27,586 | $517,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 14,841 | $516,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 28,811 | $516,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 32,444 | $516,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 13,940 | $513,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 9,387 | $513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 13,866 | $511,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 6,641 | $510,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,371 | $510,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 7,718 | $510,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,340 | $509,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 23,406 | $509,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 58,881 | $509,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 46,900 | $509,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 71,517 | $508,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 7,409 | $506,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 37,066 | $506,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,997 | $506,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,475 | $505,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 33,881 | $505,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,331 | $504,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 15,836 | $503,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 35,904 | $502,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 39,368 | $501,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,764 | $500,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 8,394 | $500,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 78,176 | $498,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 51,124 | $497,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 18,009 | $497,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,205 | $495,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 41,180 | $495,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,613 | $491,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 38,867 | $491,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 23,013 | $491,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,639 | $490,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 166,131 | $490,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 11,553 | $489,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 67,762 | $488,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 44,952 | $488,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 12,118 | $483,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 26,184 | $482,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 219,989 | $482,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 48,519 | $481,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 75,926 | $481,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 34,402 | $480,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,854 | $479,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,139 | $478,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 18,019 | $477,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 4,698 | $476,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 25,878 | $475,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 30,470 | $474,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 6,352 | $474,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,676 | $473,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 14,961 | $473,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,826 | $472,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,923 | $471,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 12,592 | $471,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 8,223 | $469,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 36,995 | $467,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 8,357 | $466,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,186 | $465,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 35,719 | $465,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 14,688 | $465,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 14,461 | $464,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 35,382 | $463,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,356 | $462,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,201 | $462,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,832 | $460,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 18,159 | $460,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,120 | $459,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,047 | $459,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 49,623 | $458,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 8,002 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,726 | $457,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 55,359 | $457,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9,970 | $456,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 18,700 | $456,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,223 | $456,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 10,349 | $455,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 28,127 | $454,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 32,328 | $454,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,946 | $453,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 18,234 | $452,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,784 | $451,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 12,501 | $451,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 7,294 | $451,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,926 | $451,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 13,600 | $451,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 18,316 | $448,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 23,984 | $448,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 28,691 | $448,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 7,459 | $447,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 56,300 | $445,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 31,933 | $443,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 7,060 | $442,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 19,691 | $442,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,636 | $441,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,570 | $441,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 113,588 | $440,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 13,240 | $440,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 20,283 | $438,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 34,515 | $438,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,954 | $437,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 31,905 | $435,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 44,814 | $434,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,820 | $433,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,720 | $432,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 48,517 | $432,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 29,075 | $432,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 724 | $431,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 24,570 | $430,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 9,135 | $429,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 28,400 | $428,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 9,371 | $427,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 19,170 | $426,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 14,438 | $425,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,894 | $424,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,704 | $424,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 32,627 | $424,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 11,882 | $423,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 30,876 | $423,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,730 | $423,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 23,994 | $423,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 49,518 | $422,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 27,350 | $420,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 8,787 | $420,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 16,589 | $419,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,693 | $419,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,875 | $418,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 4,035 | $418,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,203 | $418,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 34,934 | $417,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 21,955 | $417,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-009188 | this filing | 2017-08-14 | acceptance time not in the bulk data set |