13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-11, with 1,213 holding rows worth $9,068,802,000.
- Accession
- 0001463217-16-000012
- Filer
- CIK 1463217
- Filed
- 2016-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 1,213 entries on the cover page, a total value of $9,068,802,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,068,802,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACADIAN ASSET MANAGEMENT LLC028-05990
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerAlpine Investment Management, LLC028-14059
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerANALYTIC INVESTORS, LLC028-04895
- reports for this filerBeaumont Financial Partners, LLC028-11748
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCHURCHILL MANAGEMENT Corp028-05029
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.028-06174
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHENDERSON FUND MANAGEMENT Ltd028-07704
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLSV ASSET MANAGEMENT028-06580
- reports for this filerMadison Investment Advisors, LLC028-14137
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPALISADE CAPITAL MANAGEMENT LLC/NJ028-05320
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerRedwood Investments, LLC028-12234
- reports for this filerSaratoga Research & Investment Management028-13757
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTradewinds Capital Management, LLC028-16264
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerWBI INVESTMENTS, INC.028-12525
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 7,690 | $304,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,393 | $300,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 10,994 | $299,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,562 | $298,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,033 | $297,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 32,740 | $296,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 18,777 | $295,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,996 | $295,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 9,273 | $294,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,925 | $293,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 30,850 | $293,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,355 | $291,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 4,041 | $289,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 5,773 | $288,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,444 | $287,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 21,858 | $287,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,311 | $282,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,090 | $281,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,816 | $280,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 11,332 | $280,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 15,207 | $279,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 526,210 | $279,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,507 | $278,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 13,085 | $277,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 12,594 | $272,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,048 | $272,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 20,328 | $272,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,625 | $272,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 13,042 | $271,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 13,027 | $271,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,926 | $268,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7,779 | $268,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,250 | $267,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,428 | $266,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 34,950 | $264,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 8,548 | $264,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,646 | $262,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 8,844 | $262,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,243 | $261,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 6,286 | $261,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,664 | $261,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,033 | $260,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,195 | $260,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,126 | $259,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,573 | $259,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $259,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,954 | $256,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,933 | $256,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 57,527 | $255,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,783 | $255,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 19,252 | $254,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $253,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 24,319 | $251,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 11,904 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 8,584 | $251,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 8,124 | $251,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,274 | $250,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 23,525 | $250,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,757 | $249,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 13,355 | $248,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,149 | $247,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,847 | $245,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,039 | $245,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,807 | $244,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,767 | $244,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 9,131 | $244,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $243,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 21,643 | $243,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,870 | $242,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,230 | $242,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,828 | $242,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,937 | $242,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,936 | $241,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,456 | $241,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,182 | $240,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,155 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,478 | $236,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 7,372 | $236,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 40,907 | $236,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,215 | $235,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,465 | $232,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,352 | $231,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,406 | $230,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,461 | $230,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,367 | $229,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 8,339 | $229,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,627 | $228,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $228,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,828 | $226,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,166 | $225,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,449 | $225,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 20,969 | $225,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 8,576 | $224,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 7,958 | $224,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,712 | $223,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,029 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,861 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,525 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,928 | $221,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,448 | $221,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 3,144 | $221,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 10,716 | $221,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 26,192 | $221,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,946 | $220,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,050 | $219,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,520 | $217,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,734 | $215,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,731 | $213,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,287 | $212,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,883 | $212,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,192 | $211,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 7,580 | $209,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 4,310 | $207,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,284 | $207,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,192 | $205,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,059 | $205,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $205,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $205,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 7,071 | $204,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,382 | $204,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,399 | $203,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,850 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,927 | $203,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 18,022 | $201,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,710 | $201,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 18,975 | $201,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 35,522 | $199,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 10,738 | $198,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 10,570 | $197,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,863 | $195,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,214 | $195,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,196 | $194,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 19,139 | $192,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 48,161 | $190,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 45,985 | $189,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 13,723 | $186,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,849 | $183,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,732 | $180,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,000 | $180,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 45,298 | $179,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 32,228 | $179,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 20,678 | $178,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,216 | $178,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 13,417 | $177,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 14,760 | $174,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,446 | $173,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 13,239 | $171,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 38,466 | $167,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 12,895 | $166,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,167 | $164,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,872 | $163,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 13,758 | $159,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 27,789 | $157,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,871 | $157,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,715 | $154,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,850 | $153,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,477 | $153,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 34,000 | $149,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,957 | $146,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,400 | $144,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,832 | $142,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 39,000 | $139,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 61,716 | $131,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 25,302 | $130,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,144 | $127,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 13,115 | $127,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 16,799 | $125,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 16,267 | $123,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,843 | $122,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,809 | $122,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,695 | $121,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,564 | $121,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,056 | $119,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $118,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 50,000 | $117,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 14,890 | $116,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,372 | $108,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,893 | $107,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13,329 | $102,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,342 | $100,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,100 | $99,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 11,850 | $93,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,052 | $92,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,514 | $86,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,123 | $85,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 16,378 | $83,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 15,235 | $80,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 12,392 | $75,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 10,340 | $75,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 24,967 | $74,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 10,250 | $72,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 22,450 | $72,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,581 | $68,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 17,828 | $62,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 19,872 | $60,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,211 | $59,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,826 | $54,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $51,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 15,539 | $39,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 196,680 | $39,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 22,750 | $32,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 16,864 | $27,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,000 | $27,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 46,301 | $25,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $23,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $17,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $16,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 39,900 | $14,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $12,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 10,585 | $11,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 32,718 | $3,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 14,500 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 29,416 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-16-000012 | this filing | 2016-05-11 | acceptance time not in the bulk data set |