13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 1,239 holding rows worth $8,328,516,000.
- Accession
- 0001463217-15-000009
- Filer
- CIK 1463217
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 1,239 entries on the cover page, a total value of $8,328,516,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,328,516,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerAlpine Investment Management, LLC028-14059
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBeaumont Financial Partners, LLC028-11748
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.028-06174
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGood Harbor Financial, LLC028-14913
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHENDERSON FUND MANAGEMENT Ltd028-07704
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMadison Investment Advisors, LLC028-14137
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerRedwood Investments, LLC028-12234
- reports for this filerSage Advisory Services, Ltd.Co.028-14814
- reports for this filerSaratoga Research & Investment Management028-13757
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTradewinds Capital Management, LLC028-16264
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,377 | $361,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,972 | $361,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 106,065 | $361,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 8,809 | $360,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6,587 | $359,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 13,318 | $359,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 73,174 | $359,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 9,062 | $359,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 37,671 | $356,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,169 | $352,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,054 | $351,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 12,351 | $351,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 48,029 | $349,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 12,641 | $348,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 5,613 | $348,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $348,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 9,796 | $346,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,052 | $346,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,185 | $345,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,295 | $343,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,645 | $343,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,253 | $342,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 19,450 | $342,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,482 | $340,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 15,699 | $339,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 12,661 | $338,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 12,860 | $337,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 6,375 | $336,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,441 | $335,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,062 | $335,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 32,740 | $335,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,294 | $333,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,788 | $333,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,195 | $332,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,816 | $330,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,852 | $330,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $329,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,356 | $328,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 24,000 | $328,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 35,106 | $324,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 10,512 | $322,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,148 | $319,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,755 | $318,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,562 | $317,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 11,914 | $315,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,670 | $313,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 26,656 | $313,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,641 | $311,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 9,862 | $311,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,757 | $309,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,996 | $308,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 8,312 | $308,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 5,927 | $305,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 3,000 | $300,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 13,019 | $299,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 11,000 | $299,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,962 | $298,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 3,000 | $298,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,000 | $297,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $297,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,538 | $296,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 636 | $296,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 3,000 | $295,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,664 | $294,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,340 | $293,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 9,126 | $292,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 17,748 | $292,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,476 | $288,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,958 | $288,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 4,092 | $283,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 9,970 | $283,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,049 | $282,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 6,880 | $281,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,904 | $281,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,523 | $280,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 5,593 | $280,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,977 | $277,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 25,048 | $277,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 8,540 | $274,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,418 | $274,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,365 | $270,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,896 | $270,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,625 | $270,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,958 | $269,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,118 | $269,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,980 | $266,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 9,284 | $264,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,159 | $261,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 9,687 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,273 | $258,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,044 | $258,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 17,975 | $258,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $256,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,920 | $255,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,334 | $255,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,350 | $254,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 26,120 | $254,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 1,440 | $253,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,646 | $252,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14,636 | $250,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,289 | $249,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,000 | $249,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 8,617 | $248,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $248,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 40,689 | $247,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,000 | $246,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,843 | $245,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,435 | $244,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 14,544 | $244,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,051 | $241,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,498 | $241,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,169 | $240,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,101 | $240,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,268 | $240,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,165 | $240,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 48,375 | $240,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 21,122 | $239,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 11,565 | $236,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 8,450 | $235,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,210 | $234,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,000 | $234,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 24,073 | $233,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 8,994 | $233,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,484 | $232,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,243 | $232,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,774 | $229,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9,333 | $228,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 7,821 | $226,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 6,950 | $226,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,000 | $226,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $225,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $225,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 40,684 | $223,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,527 | $222,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,193 | $221,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 20,475 | $220,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,000 | $220,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 3,479 | $219,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 5,152 | $219,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,212 | $218,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 10,612 | $218,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,922 | $217,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,138 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,968 | $213,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,186 | $211,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 227,757 | $210,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,520 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,266 | $208,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,388 | $208,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 3,639 | $208,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,434 | $207,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 48,063 | $207,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,890 | $206,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 2,000 | $206,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $205,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,340 | $204,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,000 | $204,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 2,000 | $204,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,500 | $202,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 6,474 | $201,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,885 | $201,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 44,052 | $200,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 33,936 | $198,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,912 | $195,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,634 | $191,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,200 | $186,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,815 | $185,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 22,946 | $184,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,214 | $182,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,000 | $178,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 27,228 | $177,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,399 | $175,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,500 | $174,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,843 | $172,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,480 | $171,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 11,127 | $171,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,477 | $170,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 23,301 | $167,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,289 | $166,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,504 | $162,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 42,222 | $162,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,688 | $161,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 22,063 | $159,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,049 | $157,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 11,702 | $154,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 14,373 | $152,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 20,969 | $151,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 11,549 | $150,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 45,906 | $143,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,378 | $142,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 36,821 | $138,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 170,321 | $138,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,375 | $137,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 50,000 | $130,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,600 | $128,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,329 | $123,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,553 | $122,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 14,800 | $120,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,830 | $117,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 13,588 | $115,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,590 | $114,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,282 | $111,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 24,211 | $111,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,750 | $111,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,663 | $108,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 13,790 | $107,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 21,430 | $106,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,726 | $104,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,060 | $101,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,740 | $98,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,516 | $97,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 29,850 | $96,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,674 | $92,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 328,580 | $92,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $90,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 12,430 | $88,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 17,391 | $83,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 33,500 | $82,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,740 | $81,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,400 | $79,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 11,073 | $78,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,200 | $76,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 10,510 | $65,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 169,649 | $58,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 29,124 | $50,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,750 | $38,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 13,900 | $32,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 15,000 | $31,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,826 | $30,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 16,706 | $26,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,033 | $23,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 32,718 | $19,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $18,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 12,357 | $17,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $16,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 10,000 | $5,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 14,500 | $4,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $3,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 12,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-15-000009 | this filing | 2015-11-13 | acceptance time not in the bulk data set |