13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 1,236 holding rows worth $8,181,737,000.
- Accession
- 0001463217-15-000008
- Filer
- CIK 1463217
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 1,236 entries on the cover page, a total value of $8,181,737,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,181,737,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerAlpine Investment Management, LLC028-14059
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBeaumont Financial Partners, LLC028-11748
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGood Harbor Financial, LLC028-14913
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLaffer Investments028-10975
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMadison Investment Advisors, LLC028-14137
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNIEMANN CAPITAL MANAGEMENT INC028-14082
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerRedwood Investments, LLC028-12234
- reports for this filerSage Advisory Services, Ltd.Co.028-14814
- reports for this filerSaratoga Research & Investment Management028-13757
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerWeatherstone Capital Management028-14641
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerWHV Investments, Inc.028-01204
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,846 | $386,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,979 | $386,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 12,126 | $386,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 5,862 | $386,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 15,388 | $384,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,921 | $382,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 41,270 | $382,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,991 | $380,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 39,199 | $380,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 37,215 | $377,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 5,216 | $376,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12,842 | $374,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 7,903 | $371,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 9,803 | $369,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 26,315 | $369,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,687 | $367,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,574 | $365,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 12,000 | $363,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 21,457 | $359,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,944 | $358,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 29,211 | $356,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 28,125 | $352,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 19,014 | $351,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 7,899 | $351,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 9,552 | $349,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 8,340 | $349,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 10,750 | $349,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $346,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,471 | $345,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,803 | $344,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,048 | $344,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 13,325 | $343,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,775 | $342,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,146 | $342,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 13,944 | $342,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,000 | $341,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 17,197 | $340,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,769 | $339,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 9,835 | $334,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 24,512 | $333,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,023 | $332,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,441 | $330,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,217 | $330,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 26,099 | $329,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,514 | $328,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 7,639 | $324,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 12,413 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,257 | $322,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,763 | $321,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,635 | $320,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,738 | $319,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,173 | $318,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,102 | $317,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,788 | $316,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $314,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 15,074 | $313,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,585 | $312,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 14,939 | $312,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,000 | $312,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,084 | $309,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 13,349 | $308,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 11,624 | $307,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,002 | $306,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 9,897 | $306,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,657 | $306,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,093 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,347 | $304,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,500 | $304,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,101 | $303,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,469 | $303,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,047 | $302,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 14,150 | $300,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 6,803 | $300,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 10,902 | $299,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 41,978 | $299,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,680 | $298,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,067 | $296,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 16,926 | $294,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 8,465 | $291,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,007 | $291,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,794 | $290,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,114 | $290,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,160 | $289,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,305 | $285,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,730 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,868 | $284,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 23,987 | $283,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,044 | $283,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,789 | $282,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,233 | $282,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,245 | $279,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,464 | $279,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 9,684 | $279,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 936 | $278,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,500 | $277,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,006 | $275,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,300 | $275,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 6,060 | $273,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,089 | $272,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 20,436 | $271,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,800 | $270,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 13,000 | $270,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,142 | $269,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,000 | $268,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 150,569 | $268,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,536 | $261,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 6,779 | $260,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,839 | $259,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 11,021 | $259,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,666 | $258,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,391 | $258,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,514 | $257,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 5,908 | $257,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 34,128 | $256,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,507 | $255,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $254,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 21,705 | $254,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,452 | $253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,830 | $252,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $251,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 13,739 | $251,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 3,436 | $251,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 21,751 | $250,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 15,886 | $249,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,561 | $249,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,407 | $248,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,166 | $248,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,262 | $247,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,374 | $246,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $246,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 16,854 | $245,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,554 | $242,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $242,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,434 | $239,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 7,883 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,371 | $236,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,912 | $235,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,584 | $234,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,304 | $233,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,761 | $232,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,082 | $232,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,611 | $232,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 17,688 | $232,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,933 | $231,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,526 | $230,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,708 | $230,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,528 | $230,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 7,774 | $228,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,572 | $227,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 15,243 | $226,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,940 | $225,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,884 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,785 | $223,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,344 | $221,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 33,972 | $221,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,455 | $221,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 4,794 | $221,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,035 | $220,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,210 | $220,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,358 | $218,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,551 | $218,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 40,767 | $216,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 7,546 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,432 | $215,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $215,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,491 | $213,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,200 | $212,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,774 | $212,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 5,080 | $212,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 11,711 | $212,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,906 | $211,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,265 | $210,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,788 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,386 | $210,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,590 | $210,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 387,980 | $210,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 20,969 | $210,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,860 | $209,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 6,925 | $209,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,072 | $208,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,500 | $208,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 7,971 | $208,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,744 | $206,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,596 | $203,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 7,116 | $203,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,523 | $201,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 7,728 | $200,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,883 | $199,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,985 | $193,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,088 | $188,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 19,270 | $188,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 12,897 | $188,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,487 | $180,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,976 | $175,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,199 | $174,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 28,514 | $169,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 49,213 | $169,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,750 | $165,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 13,519 | $162,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 14,800 | $152,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,365 | $151,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 18,999 | $147,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,201 | $142,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,375 | $141,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,000 | $139,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 12,918 | $138,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,340 | $135,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,707 | $133,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,314 | $131,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 16,859 | $131,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,934 | $130,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,705 | $129,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,748 | $128,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 29,750 | $128,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 32,723 | $127,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,383 | $118,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 16,470 | $118,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,077 | $118,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 17,323 | $116,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 82,924 | $115,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,538 | $110,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,740 | $110,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,750 | $97,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,012 | $91,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 10,775 | $74,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $71,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,011 | $66,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,754 | $62,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 11,900 | $60,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,461 | $55,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 15,000 | $30,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $27,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,033 | $25,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 14,500 | $10,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 11,970 | $8,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-15-000008 | this filing | 2015-05-14 | acceptance time not in the bulk data set |