13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 1,142 holding rows worth $6,634,578,000.
- Accession
- 0001463217-15-000005
- Filer
- CIK 1463217
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 1,142 entries on the cover page, a total value of $6,634,578,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,634,578,000 with VALUE read as thousands by filing date, 13F file number 028-13508. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerADVISORY RESEARCH INC028-05637
- reports for this filerAEW CAPITAL MANAGEMENT L P028-06538
- reports for this filerAlpine Investment Management, LLC028-14059
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBoston Partners028-12484
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGood Harbor Financial, LLC028-14913
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerRedwood Investments, LLC028-12234
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerWHV Investments, Inc.028-01204
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,800 | $266,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,168 | $266,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,006 | $264,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,826 | $264,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,630 | $262,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 765 | $261,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 14,554 | $260,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 8,093 | $259,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 5,669 | $258,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,543 | $257,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,462 | $257,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,912 | $257,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,593 | $256,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $256,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,551 | $255,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,711 | $253,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 23,774 | $251,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,137 | $251,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 879 | $251,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,059 | $248,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,447 | $247,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,803 | $247,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,413 | $247,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,137 | $246,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,376 | $245,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,000 | $245,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,640 | $241,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 4,035 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,135 | $236,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 8,282 | $235,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,210 | $235,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 16,072 | $235,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,516 | $234,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 4,398 | $234,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 28,049 | $234,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 8,570 | $231,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 20,969 | $231,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 5,382 | $230,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 29,916 | $230,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 11,765 | $230,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 12,485 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,391 | $229,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,884 | $229,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,108 | $228,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,847 | $228,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,190 | $227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 4,852 | $227,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,354 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,695 | $226,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,538 | $226,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,794 | $225,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,200 | $225,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 32,112 | $224,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 30,711 | $223,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $223,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,852 | $223,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,591 | $222,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 8,912 | $222,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 3,334 | $222,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 27,544 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,437 | $221,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 4,565 | $221,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,535 | $221,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 24,774 | $220,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 11,053 | $220,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,711 | $219,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 17,843 | $219,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,623 | $218,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 6,863 | $218,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,651 | $217,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,173 | $217,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,546 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,368 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,352 | $216,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,160 | $216,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,666 | $215,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,156 | $214,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,455 | $211,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,813 | $211,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,907 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 6,925 | $211,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,680 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,281 | $210,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,731 | $208,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,750 | $208,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $208,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,500 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,532 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,467 | $203,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 2,496 | $203,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,300 | $202,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 6,859 | $202,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,432 | $200,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 28,027 | $200,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 24,980 | $200,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 24,187 | $194,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 20,089 | $192,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,500 | $188,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 14,388 | $188,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 10,587 | $186,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,590 | $182,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 18,218 | $179,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 11,000 | $175,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,088 | $169,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 15,286 | $168,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,222 | $166,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,536 | $162,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,750 | $149,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 32,723 | $145,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,375 | $145,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $142,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 21,071 | $141,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,705 | $141,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 24,626 | $140,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 26,750 | $140,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 22,770 | $139,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,099 | $138,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,707 | $134,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 16,180 | $132,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,314 | $131,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,000 | $131,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 16,889 | $126,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,627 | $121,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 13,595 | $121,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,077 | $121,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,365 | $121,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,383 | $117,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 11,435 | $116,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,050 | $116,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,022 | $108,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,837 | $105,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,740 | $104,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 21,352 | $97,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 16,094 | $88,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,387 | $85,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,750 | $80,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,155 | $76,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $70,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,754 | $61,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,975 | $60,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 11,900 | $58,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 14,613 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-15-000005 | this filing | 2015-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001463217-15-000006 | base | 2015-03-18 | acceptance time not in the bulk data set |