13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 1,098 holding rows worth $5,758,660,000.
- Accession
- 0001463217-14-000015
- Filer
- CIK 1463217
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 1,098 entries on the cover page, a total value of $5,758,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,758,660,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerADVISORY RESEARCH INC028-05637
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCS MCKEE LP028-01203
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerBoston Partners028-12484
- reports for this filerWHV Investment Management, Inc.028-01204
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerAEW CAPITAL MANAGEMENT L P028-06538
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MILLERKNOLL INC | 600544100 | COM | 7,698 | $230,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,406 | $227,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,319 | $226,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,210 | $226,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 9,603 | $226,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 11,906 | $225,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,078 | $224,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,050 | $223,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,883 | $223,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,251 | $223,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 7,339 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 7,525 | $223,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,167 | $223,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,912 | $223,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,920 | $221,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,715 | $221,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,829 | $221,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $220,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 998 | $219,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,994 | $219,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,239 | $219,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,884 | $219,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,768 | $217,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 30,710 | $217,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 4,824 | $217,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 3,125 | $216,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 29,712 | $216,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 31,784 | $216,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,594 | $215,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,944 | $215,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,378 | $214,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,156 | $213,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 19,239 | $213,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 25,439 | $213,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $212,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 10,533 | $212,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,159 | $210,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 3,334 | $210,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,540 | $209,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 5,367 | $209,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,640 | $208,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,496 | $208,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,680 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,576 | $206,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,500 | $205,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 10,492 | $204,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,200 | $201,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 20,137 | $198,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,631 | $197,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 21,346 | $196,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 24,089 | $196,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 11,329 | $191,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,088 | $190,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,304 | $187,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 20,206 | $185,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,977 | $170,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 13,852 | $170,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 11,000 | $169,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $168,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 13,543 | $163,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 29,314 | $163,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,750 | $152,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,099 | $151,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 12,284 | $149,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,604 | $149,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,749 | $144,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,087 | $141,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,707 | $137,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,140 | $137,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,750 | $137,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,077 | $135,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 20,640 | $134,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,000 | $128,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 16,889 | $127,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 23,057 | $123,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 17,686 | $122,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,705 | $120,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,729 | $104,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,740 | $100,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,000 | $91,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 10,203 | $89,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,359 | $85,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $85,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,201 | $84,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 12,362 | $80,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 11,792 | $73,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 21,178 | $71,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,921 | $70,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 20,000 | $66,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $65,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,750 | $65,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,754 | $64,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 14,613 | $44,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,367 | $33,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 10,900 | $33,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,000 | $3,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 15,750 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-14-000015 | this filing | 2014-11-13 | acceptance time not in the bulk data set |