13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 1,098 holding rows worth $5,758,660,000.
- Accession
- 0001463217-14-000015
- Filer
- CIK 1463217
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 1,098 entries on the cover page, a total value of $5,758,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,758,660,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerADVISORY RESEARCH INC028-05637
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCS MCKEE LP028-01203
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerBoston Partners028-12484
- reports for this filerWHV Investment Management, Inc.028-01204
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerAEW CAPITAL MANAGEMENT L P028-06538
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,380 | $1,586,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 36,964 | $1,585,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 38,196 | $1,562,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,147 | $1,560,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 32,687 | $1,560,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,022 | $1,560,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 45,260 | $1,528,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 9,182 | $1,510,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 14,986 | $1,506,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 12,300 | $1,505,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 23,244 | $1,498,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 38,319 | $1,491,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 99,237 | $1,470,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 12,085 | $1,454,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 26,845 | $1,444,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 39,922 | $1,422,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 60,312 | $1,415,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 37,660 | $1,413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,368 | $1,410,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 21,782 | $1,408,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 43,128 | $1,408,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 7,221 | $1,406,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 69,246 | $1,406,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 25,502 | $1,402,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 15,785 | $1,395,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 9,245 | $1,385,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 58,153 | $1,384,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 30,117 | $1,379,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 127,556 | $1,374,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 96,207 | $1,371,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 70,964 | $1,366,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 32,647 | $1,359,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 20,463 | $1,359,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 11,756 | $1,357,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 42,524 | $1,355,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 18,504 | $1,349,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 205,774 | $1,346,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 14,774 | $1,344,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $1,330,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 39,034 | $1,329,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 17,915 | $1,324,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 20,762 | $1,316,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 44,656 | $1,314,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 11,953 | $1,313,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 52,000 | $1,298,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 36,360 | $1,296,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 28,141 | $1,291,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 21,534 | $1,274,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,878 | $1,272,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 95,045 | $1,267,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 8,803 | $1,253,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 56,054 | $1,242,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $1,241,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 51,120 | $1,235,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 26,316 | $1,229,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 50,672 | $1,228,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 19,829 | $1,217,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 57,859 | $1,203,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 43,906 | $1,192,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 22,655 | $1,188,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 19,362 | $1,187,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 119,861 | $1,187,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 15,593 | $1,173,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 11,690 | $1,169,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 25,382 | $1,167,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 16,802 | $1,163,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 24,668 | $1,160,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,917 | $1,156,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 16,350 | $1,153,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 21,219 | $1,151,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 17,990 | $1,151,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 35,229 | $1,150,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 28,111 | $1,147,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 25,053 | $1,147,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 8,886 | $1,145,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 23,484 | $1,140,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 59,986 | $1,140,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 16,902 | $1,140,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 14,809 | $1,138,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,847 | $1,124,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 129,955 | $1,124,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 44,550 | $1,118,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 64,141 | $1,114,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 149,374 | $1,114,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 13,008 | $1,111,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 20,364 | $1,107,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 13,290 | $1,099,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 12,902 | $1,092,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 40,040 | $1,081,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 21,928 | $1,079,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 28,722 | $1,075,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 35,161 | $1,069,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 11,690 | $1,060,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 14,003 | $1,058,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 119,373 | $1,056,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,823 | $1,055,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 9,943 | $1,043,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 13,754 | $1,041,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 10,277 | $1,041,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 11,814 | $1,039,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 8,282 | $1,022,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 39,889 | $1,014,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 11,659 | $1,009,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 22,892 | $1,000,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,569 | $997,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,377 | $989,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 21,619 | $987,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,186 | $984,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 25,749 | $977,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 11,872 | $977,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 44,150 | $967,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 22,116 | $966,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 23,613 | $962,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 19,140 | $947,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 19,011 | $943,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 69,400 | $939,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 30,836 | $936,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 19,000 | $934,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 50,000 | $934,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 8,469 | $933,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 15,127 | $932,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 14,565 | $929,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 14,252 | $927,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 54,229 | $926,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 253,785 | $924,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 12,622 | $919,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 6,000 | $917,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 106,630 | $911,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 12,522 | $906,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 74,755 | $905,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 15,066 | $903,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,578 | $901,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 17,090 | $898,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 12,435 | $897,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 6,566 | $893,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 17,484 | $892,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 33,120 | $887,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 15,124 | $885,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 21,907 | $881,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 14,830 | $879,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 12,500 | $875,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 3,695 | $875,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 83,512 | $875,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15,810 | $874,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,589 | $868,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 86,531 | $862,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 58,683 | $859,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 130,000 | $858,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 11,870 | $858,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 254,270 | $857,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 13,406 | $856,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 19,235 | $849,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 40,366 | $839,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 136,543 | $836,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 15,317 | $834,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 19,759 | $834,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 9,865 | $826,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 14,633 | $819,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 35,862 | $818,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 19,155 | $816,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 28,826 | $810,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 153,347 | $810,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 67,183 | $810,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 157,332 | $809,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,645 | $808,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 12,081 | $807,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 23,465 | $806,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 22,941 | $806,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 24,447 | $805,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 25,732 | $801,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 13,584 | $801,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 27,147 | $801,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 10,109 | $798,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 42,040 | $797,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 14,069 | $793,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 23,202 | $791,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 30,307 | $782,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 17,597 | $780,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 19,814 | $778,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 155,402 | $768,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 93,990 | $768,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,216 | $767,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 7,397 | $763,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 23,663 | $759,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 8,648 | $758,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 12,634 | $756,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 19,815 | $747,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,525 | $745,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 13,772 | $743,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 6,111 | $740,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 27,684 | $736,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 600 | $732,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 24,573 | $729,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 52,265 | $725,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 12,814 | $713,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 7,404 | $710,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,778 | $707,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 18,611 | $703,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 106,896 | $700,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10,136 | $698,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,561 | $696,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 35,031 | $694,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 19,029 | $694,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 28,083 | $691,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 22,304 | $683,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 18,880 | $683,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,539 | $679,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5,575 | $678,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 8,146 | $678,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 33,771 | $677,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,262 | $676,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 49,498 | $673,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 52,784 | $671,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 8,521 | $669,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,374 | $665,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 39,858 | $663,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 20,370 | $658,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 18,836 | $657,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 11,637 | $642,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 5,000 | $640,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 27,332 | $630,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 13,502 | $628,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 108,370 | $627,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 5,000 | $625,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 41,600 | $624,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 5,164 | $624,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,295 | $623,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,458 | $620,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 50,044 | $620,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,546 | $619,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,565 | $615,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 6,498 | $615,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 13,716 | $614,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,421 | $613,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 36,755 | $611,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,302 | $609,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 16,374 | $607,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,204 | $606,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 15,079 | $606,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 15,263 | $606,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 8,709 | $600,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 17,520 | $599,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,680 | $599,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 11,086 | $598,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 15,581 | $593,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 44,724 | $592,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 42,064 | $591,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 88,319 | $591,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,250 | $589,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 19,441 | $586,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 4,872 | $583,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,190 | $583,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 5,510 | $583,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 32,910 | $575,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 26,944 | $575,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 19,872 | $574,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 7,854 | $573,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 9,319 | $570,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 31,074 | $569,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,880 | $566,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 39,000 | $566,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 17,064 | $558,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 37,955 | $553,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 17,559 | $553,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 8,263 | $553,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 5,742 | $553,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,969 | $551,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,626 | $550,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 13,431 | $550,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,855 | $549,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 10,869 | $549,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,712 | $547,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 22,552 | $542,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 8,941 | $539,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 7,232 | $533,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 24,544 | $533,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 9,871 | $531,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 36,000 | $531,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,442 | $530,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,040 | $530,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 13,262 | $530,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 5,000 | $529,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 8,026 | $528,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 44,638 | $527,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 11,539 | $525,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 39,370 | $524,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,590 | $523,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 15,318 | $519,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 40,760 | $517,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,205 | $514,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 27,813 | $513,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 31,675 | $512,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,978 | $509,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 7,320 | $506,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14,531 | $502,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 23,167 | $502,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 11,081 | $500,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,330 | $496,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5,708 | $493,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,004 | $492,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 2,004 | $484,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 47,028 | $483,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 3,918 | $483,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,685 | $480,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 9,097 | $479,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 8,052 | $477,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,184 | $476,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,468 | $474,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 5,607 | $474,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 138,460 | $472,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 6,513 | $471,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $470,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 9,194 | $467,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 11,905 | $465,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 10,757 | $456,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,172 | $452,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,509 | $451,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 13,636 | $446,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,535 | $444,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 33,532 | $444,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 14,318 | $443,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 15,177 | $439,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 9,859 | $438,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 11,826 | $436,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 9,037 | $436,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,000 | $435,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 32,112 | $434,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,911 | $430,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,673 | $427,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 24,089 | $426,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,727 | $425,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 29,373 | $425,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,216 | $424,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 29,936 | $424,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,870 | $422,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 15,281 | $422,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,581 | $421,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,330 | $421,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,423 | $421,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 11,117 | $421,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 114,000 | $420,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,456 | $419,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 71,754 | $418,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 10,726 | $417,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 20,558 | $416,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 7,517 | $414,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 29,908 | $412,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 7,959 | $410,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 25,195 | $410,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 13,580 | $408,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 7,753 | $406,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,505 | $402,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 13,233 | $402,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 7,075 | $398,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 28,418 | $397,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 413,980 | $397,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 3,371 | $396,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 12,500 | $396,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,790 | $394,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,918 | $392,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 13,110 | $392,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,319 | $391,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 21,199 | $390,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $387,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 333 | $386,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,269 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 17,000 | $382,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,798 | $381,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 19,628 | $381,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,074 | $379,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 8,279 | $379,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 54,927 | $378,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 11,569 | $377,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,312 | $374,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,980 | $374,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 15,923 | $374,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 10,871 | $372,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 15,745 | $370,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 4,218 | $370,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,089 | $369,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,518 | $368,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,688 | $366,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 14,841 | $364,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 150,569 | $364,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,934 | $363,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 10,133 | $362,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 26,315 | $362,000 | thousands by filing date | |
| PROSHARES TR | 74347B102 | PSHS HLTH CARE | 20,145 | $362,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,087 | $361,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 15,268 | $358,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 8,512 | $356,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,099 | $355,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,518 | $355,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $354,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 9,486 | $353,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 9,494 | $352,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 15,172 | $352,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 15,709 | $352,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,219 | $351,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 5,000 | $344,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,000 | $343,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,611 | $340,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 15,977 | $340,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,590 | $337,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 6,204 | $337,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,606 | $335,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,959 | $335,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,436 | $335,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,421 | $333,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,135 | $333,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 6,846 | $329,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,355 | $328,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 10,481 | $327,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,329 | $326,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,819 | $325,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 9,519 | $325,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,710 | $321,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,565 | $319,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,530 | $319,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,965 | $317,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,750 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,030 | $315,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,602 | $315,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 30,052 | $312,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,172 | $312,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,662 | $311,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 12,413 | $311,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,031 | $310,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,211 | $308,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $308,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,910 | $307,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,323 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 2,819 | $304,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,697 | $298,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 8,663 | $297,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,000 | $296,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 22,000 | $292,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 38,728 | $292,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 28,027 | $291,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 13,755 | $291,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,800 | $291,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 6,626 | $289,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,759 | $288,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 8,431 | $287,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 17,839 | $286,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 7,317 | $286,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,540 | $283,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 14,014 | $283,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $282,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 3,505 | $282,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,144 | $281,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,600 | $279,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,574 | $279,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,140 | $277,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,890 | $277,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,772 | $276,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 48,759 | $275,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,491 | $272,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,687 | $270,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 6,484 | $269,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,785 | $268,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,336 | $268,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 23,006 | $268,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,694 | $266,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,013 | $262,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,917 | $261,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,961 | $260,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,794 | $259,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 10,018 | $259,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 2,949 | $257,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 8,361 | $257,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,652 | $256,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 28,125 | $255,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,755 | $253,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 21,483 | $251,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,711 | $249,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,000 | $248,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,508 | $247,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,590 | $246,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,638 | $244,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,539 | $243,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 7,864 | $243,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,494 | $242,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,680 | $242,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,036 | $242,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,142 | $241,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,309 | $239,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,546 | $239,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 13,604 | $238,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 23,769 | $238,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 3,735 | $238,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 11,718 | $236,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,006 | $235,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,900 | $234,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,695 | $234,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 19,616 | $234,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,393 | $233,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,604 | $232,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 12,938 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,610 | $231,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-14-000015 | this filing | 2014-11-13 | acceptance time not in the bulk data set |