13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 2,456 holding rows worth $554,016,000.
- Accession
- 0001420506-16-001297
- Filer
- CIK 1616654
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,456 entries on the cover page, a total value of $554,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $554,016,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 747 | $15,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,109 | $15,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 368 | $14,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 583 | $14,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 75 | $14,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,000 | $14,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 500 | $14,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 225 | $14,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 300 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 275 | $14,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,750 | $14,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,000 | $14,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,411 | $14,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 875 | $14,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,423 | $14,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 565 | $14,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 2,400 | $14,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $14,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,040 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,100 | $14,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 255 | $14,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 300 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,849 | $14,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 200 | $14,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 250 | $14,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 750 | $14,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 100 | $14,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,463 | $14,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,000 | $14,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 500 | $14,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 150 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 200 | $14,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 195 | $14,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,258 | $14,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 400 | $14,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 104 | $13,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 234 | $13,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 242 | $13,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 303 | $13,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 226 | $13,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $13,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 236 | $13,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 172 | $13,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 400 | $13,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 770 | $13,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,568 | $13,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 400 | $13,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,710 | $13,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 271 | $13,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 750 | $13,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 861 | $13,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 262 | $13,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,820 | $13,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 300 | $13,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,474 | $13,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 530 | $13,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 610 | $13,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 250 | $13,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 557 | $13,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 446 | $13,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 400 | $13,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 400 | $13,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,250 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 955 | $13,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 300 | $13,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 500 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 500 | $13,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 7,500 | $13,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 985 | $13,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,430 | $12,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 375 | $12,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 160 | $12,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 205 | $12,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 280 | $12,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 170 | $12,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 100 | $12,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 450 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 600 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 350 | $12,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 230 | $12,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 200 | $12,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 878 | $12,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 500 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 360 | $12,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 325 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 400 | $12,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 485 | $12,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 218 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 300 | $12,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,237 | $12,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 630 | $12,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 500 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 124 | $12,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 450 | $11,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,400 | $11,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 525 | $11,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 197 | $11,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 685 | $11,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 150 | $11,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 209 | $11,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 533 | $11,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 102 | $11,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,000 | $11,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 100 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 727 | $11,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,384 | $11,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 200 | $11,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 907 | $11,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 200 | $11,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 340 | $11,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 500 | $11,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 200 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 279 | $11,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 400 | $11,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 805 | $11,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 802 | $11,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 732 | $11,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,183 | $11,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 313 | $11,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 160 | $11,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 100 | $11,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 500 | $11,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,870 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 500 | $11,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 200 | $11,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 105 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 300 | $11,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 500 | $11,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 400 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 250 | $10,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 181 | $10,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 453 | $10,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 200 | $10,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 250 | $10,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 142 | $10,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 300 | $10,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,135 | $10,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 200 | $10,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 500 | $10,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 800 | $10,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 550 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 452 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 242 | $10,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 125 | $10,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 896 | $10,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 337 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 77 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 300 | $10,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 135 | $10,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 162 | $10,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 800 | $10,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 420 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 275 | $10,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 271 | $10,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 572 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 175 | $10,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 134 | $10,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 200 | $10,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 840 | $10,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 153 | $10,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 500 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 515 | $10,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 1,100 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 983 | $10,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 625 | $10,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 250 | $10,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 97 | $9,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 100 | $9,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,075 | $9,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 102 | $9,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 225 | $9,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,100 | $9,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 200 | $9,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 538 | $9,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 895 | $9,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 95 | $9,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 180 | $9,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,500 | $9,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 107 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 89 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 400 | $9,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 682 | $9,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,345 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 294 | $9,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 500 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 654 | $9,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 55 | $9,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 250 | $9,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,790 | $9,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 434 | $9,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,041 | $9,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 687 | $9,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 300 | $9,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $9,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 164 | $9,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 750 | $9,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 250 | $9,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 100 | $9,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 530 | $9,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 128 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 187 | $9,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 703 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 123 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 275 | $9,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 55 | $9,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 300 | $9,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,568 | $9,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 750 | $9,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,054 | $9,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 550 | $9,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 328 | $9,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 70 | $9,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 230 | $9,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 100 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 205 | $9,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 465 | $9,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 290 | $9,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 790 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 325 | $9,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 300 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 290 | $9,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 503 | $8,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 81 | $8,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 500 | $8,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 80 | $8,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 100 | $8,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 600 | $8,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 200 | $8,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 80 | $8,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 103 | $8,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 80 | $8,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,947 | $8,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 100 | $8,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 230 | $8,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 900 | $8,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 135 | $8,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 200 | $8,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 45 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 100 | $8,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 134 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 130 | $8,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 130 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 132 | $8,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,207 | $8,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 201 | $8,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 605 | $8,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 250 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 500 | $8,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 515 | $8,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 492 | $8,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,290 | $8,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 400 | $8,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 171 | $8,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 712 | $8,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 195 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 200 | $8,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 152 | $8,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 200 | $8,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 800 | $8,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 563 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 400 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 380 | $8,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 500 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 229 | $8,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 950 | $8,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 286 | $8,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 982 | $8,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,250 | $8,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 100 | $8,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 150 | $8,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 400 | $8,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,500 | $8,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 251 | $8,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,770 | $8,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 137 | $8,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 380 | $8,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 340 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 300 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 200 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 350 | $8,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 60 | $8,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 500 | $8,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,500 | $8,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 302 | $7,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 400 | $7,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 125 | $7,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,036 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 81 | $7,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 100 | $7,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 250 | $7,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 484 | $7,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 150 | $7,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,175 | $7,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 500 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 100 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 608 | $7,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,000 | $7,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 500 | $7,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 215 | $7,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 388 | $7,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 250 | $7,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 474 | $7,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 159 | $7,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 70 | $7,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 500 | $7,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 300 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 250 | $7,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 300 | $7,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 349 | $7,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,000 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 82 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 360 | $7,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 75 | $7,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,287 | $7,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,000 | $7,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 109 | $7,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 450 | $7,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 399 | $7,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,250 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 176 | $7,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 265 | $7,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,450 | $7,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 500 | $7,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,122 | $7,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 666 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 130 | $7,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 500 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 251 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F577 | GEN DRUGS ETF | 300 | $7,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 500 | $7,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 56 | $6,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 80 | $6,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 330 | $6,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 216 | $6,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 72 | $6,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 150 | $6,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200 | $6,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 500 | $6,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 75 | $6,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 400 | $6,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 80 | $6,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 88 | $6,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 100 | $6,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 91 | $6,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 503 | $6,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 160 | $6,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 255 | $6,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 300 | $6,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 300 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,150 | $6,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 228 | $6,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 100 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 141 | $6,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 450 | $6,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 250 | $6,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 200 | $6,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 280 | $6,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 265 | $6,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 380 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 247 | $6,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 540 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 300 | $6,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 72 | $6,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 50 | $6,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 241 | $6,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 370 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 200 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 105 | $6,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 200 | $6,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $6,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 596 | $6,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 700 | $6,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 64 | $6,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 300 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 582 | $6,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 800 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 282 | $6,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $6,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,550 | $6,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 200 | $6,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 250 | $6,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 158 | $6,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 150 | $6,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 57 | $6,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 400 | $6,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 500 | $6,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 2,000 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 250 | $6,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 136 | $6,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 645 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 243 | $6,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 725 | $6,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,600 | $5,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100 | $5,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 37 | $5,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 50 | $5,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 86 | $5,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 125 | $5,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 400 | $5,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 200 | $5,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 222 | $5,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 100 | $5,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 163 | $5,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 76 | $5,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,150 | $5,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 92 | $5,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 351 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 175 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 109 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 119 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 200 | $5,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 200 | $5,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 237 | $5,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 138 | $5,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 90 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 550 | $5,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 70 | $5,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 120 | $5,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 300 | $5,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 617 | $5,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 139 | $5,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 400 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 575 | $5,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 285 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 325 | $5,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 166 | $5,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 489 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 105 | $5,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 325 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 404 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 200 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,020 | $5,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 677 | $5,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 200 | $5,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 176 | $5,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 200 | $5,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 283 | $5,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 100 | $5,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 77 | $5,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 276 | $5,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 300 | $5,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 120 | $5,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 340 | $5,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 450 | $5,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 113 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 240 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 467 | $5,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 300 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,257 | $5,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 125 | $5,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 300 | $5,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 600 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 200 | $5,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 175 | $5,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 180 | $5,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 100 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50 | $4,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 23 | $4,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 200 | $4,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 150 | $4,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $4,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 155 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 175 | $4,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 65 | $4,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 125 | $4,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 504 | $4,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 308 | $4,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 100 | $4,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 237 | $4,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 118 | $4,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 75 | $4,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 108 | $4,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 314 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 162 | $4,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 183 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 150 | $4,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 300 | $4,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 200 | $4,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 300 | $4,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 283 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 150 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 76 | $4,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 100 | $4,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 180 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-001297 | this filing | 2016-11-01 | acceptance time not in the bulk data set |