13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 2,456 holding rows worth $554,016,000.
- Accession
- 0001420506-16-001297
- Filer
- CIK 1616654
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,456 entries on the cover page, a total value of $554,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $554,016,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 996 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,060 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,000 | $44,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,720 | $44,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,000 | $44,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 4,000 | $44,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 325 | $44,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,703 | $44,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 26,300 | $44,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 4,260 | $44,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 3,375 | $44,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 3,000 | $44,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 555 | $43,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,219 | $43,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 279 | $43,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,293 | $43,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,627 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 476 | $43,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 2,659 | $43,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 530 | $43,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,730 | $43,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 326 | $42,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 450 | $42,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 4,344 | $42,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 626 | $42,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,177 | $42,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,862 | $42,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 4,070 | $42,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 13,000 | $42,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 870 | $42,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,675 | $42,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,339 | $42,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 2,600 | $42,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,496 | $42,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 336 | $41,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 814 | $41,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,389 | $41,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 802 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 780 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 850 | $41,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 3,000 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 3,550 | $41,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 734 | $41,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 615 | $40,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 300 | $40,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 279 | $40,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,058 | $40,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 750 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 800 | $40,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 750 | $39,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,218 | $39,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,275 | $39,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,852 | $39,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 550 | $39,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 1,400 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 524 | $39,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 5,376 | $39,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 1,221 | $39,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,700 | $39,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,060 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 546 | $38,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 326 | $38,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,550 | $38,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,610 | $38,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,700 | $38,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,865 | $38,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 485 | $38,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,200 | $38,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,045 | $38,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 422 | $38,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,000 | $38,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,500 | $38,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 5,003 | $38,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 2,834 | $38,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,796 | $38,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 2,500 | $38,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 2,950 | $38,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 867 | $37,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 352 | $37,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 575 | $37,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,999 | $37,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 850 | $37,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,700 | $37,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 550 | $37,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,779 | $37,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 738 | $37,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,187 | $37,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,400 | $37,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1,031 | $37,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 462 | $36,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 970 | $36,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 824 | $36,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,453 | $36,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,160 | $36,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 764 | $36,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,143 | $36,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,778 | $36,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,070 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 1,437 | $36,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,249 | $35,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,200 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,500 | $35,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,000 | $35,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 6,282 | $35,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,425 | $35,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,034 | $34,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 1,200 | $34,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,139 | $34,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 519 | $34,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 712 | $34,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 296 | $34,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 721 | $34,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,065 | $34,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 4,475 | $34,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,070 | $34,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 707 | $34,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 652 | $34,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 900 | $34,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 2,284 | $34,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,008 | $34,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 300 | $34,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 5,000 | $34,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 709 | $34,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 2,200 | $34,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 560 | $33,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 475 | $33,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 506 | $33,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 7,973 | $33,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 787 | $33,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,110 | $33,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,500 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 930 | $33,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,330 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,436 | $33,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,477 | $33,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,223 | $32,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 500 | $32,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 584 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 285 | $32,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,700 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 614 | $32,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,900 | $32,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 198 | $32,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,392 | $32,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 970 | $32,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 415 | $32,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 940 | $32,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,500 | $32,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 620 | $32,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,047 | $32,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,137 | $32,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,133 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 515 | $32,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,760 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 323 | $31,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 3,250 | $31,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 615 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 323 | $31,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 500 | $31,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 550 | $31,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,250 | $31,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 765 | $31,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 640 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,086 | $31,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 665 | $31,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,700 | $31,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 635 | $31,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 892 | $31,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,152 | $31,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 8,587 | $31,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,135 | $31,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 2,000 | $31,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 183 | $30,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 526 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 669 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,150 | $30,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 328 | $30,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,322 | $30,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,594 | $30,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,500 | $30,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,700 | $30,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 690 | $30,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,037 | $30,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,200 | $30,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 497 | $29,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,192 | $29,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 237 | $29,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 370 | $29,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 457 | $29,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,960 | $29,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,400 | $29,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,900 | $29,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,074 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 565 | $29,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,169 | $29,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 800 | $28,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,732 | $28,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 250 | $28,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 432 | $28,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 305 | $28,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,650 | $28,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 957 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 565 | $28,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 310 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 864 | $28,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 300 | $28,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,340 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,115 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 733 | $28,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 500 | $28,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,040 | $28,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 350 | $28,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,175 | $27,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,055 | $27,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 770 | $27,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,465 | $27,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 3,000 | $27,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,800 | $27,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 2,600 | $27,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 299 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,127 | $27,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,430 | $27,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 720 | $27,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 1,310 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 800 | $27,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,286 | $26,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 98 | $26,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 720 | $26,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,289 | $26,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 511 | $26,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 386 | $26,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,000 | $26,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 400 | $26,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 525 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 629 | $26,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 965 | $26,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,000 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,000 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 333 | $26,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 708 | $26,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,730 | $26,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 2,932 | $26,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 300 | $25,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 300 | $25,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,799 | $25,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 676 | $25,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 250 | $25,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 500 | $25,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 620 | $25,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 485 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 918 | $25,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,200 | $25,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 500 | $25,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,815 | $25,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 500 | $25,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 500 | $25,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 766 | $25,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 947 | $25,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,600 | $25,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,144 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 2,001 | $25,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,014 | $24,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,158 | $24,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,794 | $24,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 288 | $24,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 400 | $24,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 575 | $24,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 307 | $24,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 970 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 336 | $24,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 180 | $24,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 430 | $24,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 500 | $24,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,590 | $24,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 400 | $24,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 1,000 | $24,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,002 | $24,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 575 | $24,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 600 | $24,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 930 | $24,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 483 | $24,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 105 | $24,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 10,200 | $24,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,810 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 945 | $24,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 2,000 | $24,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 400 | $24,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 500 | $23,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 345 | $23,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 388 | $23,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,675 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,500 | $23,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,500 | $23,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 530 | $23,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 941 | $23,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,265 | $23,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 728 | $23,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 600 | $23,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 400 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 926 | $23,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 1,030 | $23,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 935 | $22,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 274 | $22,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 878 | $22,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 185 | $22,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 795 | $22,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 730 | $22,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,503 | $22,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 637 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 646 | $22,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 682 | $22,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,009 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 525 | $22,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 300 | $22,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 647 | $22,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 544 | $22,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1,231 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,460 | $22,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,146 | $22,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,161 | $22,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,000 | $22,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 5,000 | $22,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,624 | $22,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 782 | $22,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 850 | $22,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 500 | $22,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 3,834 | $22,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 167 | $21,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 415 | $21,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,659 | $21,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 263 | $21,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 693 | $21,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 490 | $21,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 650 | $21,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,115 | $21,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 800 | $21,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,475 | $21,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 899 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 200 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 384 | $21,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 508 | $21,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 600 | $21,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 485 | $21,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 1,092 | $21,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 600 | $21,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 7,000 | $21,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,090 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 900 | $21,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,815 | $21,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,197 | $21,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 241 | $21,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 201 | $20,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 715 | $20,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,113 | $20,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 590 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 970 | $20,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 406 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 175 | $20,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 763 | $20,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 300 | $20,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 697 | $20,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 646 | $20,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,285 | $20,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,764 | $20,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 378 | $20,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 855 | $20,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,500 | $20,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,923 | $20,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 495 | $20,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 100 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,500 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 501 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 830 | $20,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 6,294 | $20,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,722 | $20,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 850 | $20,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 400 | $20,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 3,300 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 250 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 20,000 | $20,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 558 | $19,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 191 | $19,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 311 | $19,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 550 | $19,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 235 | $19,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 172 | $19,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 600 | $19,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 547 | $19,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 219 | $19,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 581 | $19,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 690 | $19,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 515 | $19,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 403 | $19,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 950 | $19,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,453 | $19,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 800 | $19,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 540 | $19,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 780 | $19,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 230 | $19,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 250 | $19,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 500 | $19,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 250 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 650 | $19,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 350 | $19,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 933 | $19,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 141 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K141 | DAILY JR GOLD MI | 800 | $19,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,000 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 142 | $19,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 135 | $18,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 559 | $18,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 280 | $18,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 300 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 876 | $18,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 300 | $18,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 2,290 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 181 | $18,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 250 | $18,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,052 | $18,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,400 | $18,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 550 | $18,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,185 | $18,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 7,550 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 525 | $18,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,011 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,211 | $18,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 455 | $18,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 23 | $17,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 700 | $17,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 98 | $17,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,240 | $17,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 468 | $17,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,560 | $17,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 560 | $17,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 664 | $17,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 537 | $17,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 268 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,310 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 273 | $17,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 680 | $17,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 908 | $17,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 661 | $17,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,446 | $17,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 2,000 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 724 | $17,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,518 | $17,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 150 | $17,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 111 | $16,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 250 | $16,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 280 | $16,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 200 | $16,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 141 | $16,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $16,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 500 | $16,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 250 | $16,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 102 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,100 | $16,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 240 | $16,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 600 | $16,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 150 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 370 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 498 | $16,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 400 | $16,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,000 | $16,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 600 | $16,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 380 | $16,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 11,956 | $16,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 628 | $16,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,927 | $16,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 2,000 | $16,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 315 | $15,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,700 | $15,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,508 | $15,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 194 | $15,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 231 | $15,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 438 | $15,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 300 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 450 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 400 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 536 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 594 | $15,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 627 | $15,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $15,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,000 | $15,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 421 | $15,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 216 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,295 | $15,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2,000 | $15,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,250 | $15,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 130 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 278 | $15,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 681 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 525 | $15,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 550 | $15,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 780 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 730 | $15,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 600 | $15,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,205 | $15,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 119 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-001297 | this filing | 2016-11-01 | acceptance time not in the bulk data set |