13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 2,456 holding rows worth $554,016,000.
- Accession
- 0001420506-16-001297
- Filer
- CIK 1616654
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,456 entries on the cover page, a total value of $554,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $554,016,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,615 | $176,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,586 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,728 | $173,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 10,200 | $173,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 5,600 | $172,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,031 | $170,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 27,034 | $170,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,680 | $170,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,257 | $169,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,236 | $168,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 3,346 | $168,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,291 | $168,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,223 | $167,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,303 | $166,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,405 | $166,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,364 | $165,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,480 | $165,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,368 | $165,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,945 | $165,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,139 | $163,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,809 | $162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 3,300 | $161,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 15,931 | $161,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 4,525 | $160,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,309 | $160,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,015 | $159,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,058 | $159,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 3,641 | $159,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,054 | $159,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,051 | $158,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,393 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,082 | $157,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,400 | $156,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 5,887 | $156,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 6,320 | $156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,955 | $154,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 4,165 | $153,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,352 | $152,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,773 | $152,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,635 | $152,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 5,992 | $152,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,592 | $151,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,450 | $150,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,956 | $150,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,091 | $150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 6,919 | $150,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 3,270 | $150,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3,263 | $150,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 25,429 | $150,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 7,022 | $150,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 718 | $149,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 6,976 | $149,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,248 | $148,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 6,504 | $148,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 360 | $145,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,572 | $145,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 4,918 | $145,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 5,700 | $144,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 5,650 | $144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,279 | $143,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 8,588 | $142,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,230 | $141,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,370 | $141,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 5,223 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,625 | $140,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,221 | $139,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,040 | $139,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 8,650 | $139,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,223 | $136,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 3,716 | $135,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 49,850 | $135,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,341 | $134,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,164 | $134,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,255 | $133,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,857 | $132,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,105 | $132,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,336 | $131,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 9,985 | $131,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,766 | $131,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,443 | $131,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,620 | $130,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,227 | $129,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,398 | $129,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,690 | $129,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 9,111 | $129,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 4,330 | $128,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,177 | $127,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 22,407 | $126,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 30,191 | $126,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,754 | $125,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 553 | $124,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,833 | $124,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 11,385 | $124,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 6,000 | $123,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 11,576 | $123,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,554 | $122,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,820 | $122,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 5,380 | $122,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,500 | $122,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 7,525 | $121,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,230 | $120,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,175 | $120,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 913 | $119,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,895 | $119,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,033 | $118,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,771 | $118,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 3,750 | $118,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,225 | $117,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,676 | $117,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 39,500 | $117,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,910 | $116,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,713 | $116,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,606 | $116,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 992 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,129 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 971 | $114,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 4,697 | $114,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,300 | $113,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 409 | $113,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 4,019 | $113,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 2,704 | $113,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,411 | $112,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,718 | $112,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,621 | $111,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,012 | $111,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,970 | $110,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 677 | $110,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,840 | $109,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 4,000 | $109,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 3,541 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 3,961 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,060 | $108,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,600 | $108,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,492 | $107,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,076 | $107,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,608 | $107,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,997 | $107,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 795 | $106,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,533 | $106,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 4,175 | $106,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 5,592 | $106,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,950 | $106,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 985 | $105,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,612 | $105,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,707 | $105,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 7,500 | $105,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 469 | $104,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,226 | $104,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,050 | $104,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 12,000 | $104,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 7,381 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 909 | $103,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 6,622 | $103,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 770 | $103,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 7,410 | $102,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,353 | $102,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 534 | $102,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 3,800 | $102,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 803 | $101,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 5,244 | $101,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,803 | $101,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,455 | $101,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 902 | $101,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 900 | $100,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 980 | $100,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 275 | $100,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,000 | $100,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,800 | $99,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 9,016 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,145 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,510 | $99,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 6,969 | $99,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,011 | $99,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 4,072 | $99,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 3,816 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,154 | $98,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 5,100 | $98,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 4,053 | $98,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,230 | $97,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,400 | $96,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,905 | $96,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,773 | $96,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,850 | $96,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,490 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,337 | $96,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,135 | $96,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,161 | $95,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,055 | $95,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 5,421 | $95,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,884 | $94,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,440 | $94,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 768 | $94,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 3,796 | $94,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 31,000 | $94,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 5,939 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 929 | $93,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 3,775 | $93,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 856 | $92,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 6,926 | $92,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,683 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 483 | $92,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 4,727 | $92,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,700 | $91,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,419 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,648 | $91,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 840 | $90,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 55 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,154 | $90,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 4,480 | $90,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,106 | $89,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 870 | $89,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 890 | $89,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 8,615 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,645 | $89,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,180 | $89,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 477 | $89,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 2,151 | $89,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 5,550 | $89,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 6,023 | $88,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 5,579 | $88,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,200 | $88,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,542 | $88,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 7,000 | $88,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,250 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,222 | $87,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,120 | $87,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 980 | $87,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 791 | $87,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 2,864 | $87,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 625 | $86,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,890 | $86,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,850 | $86,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 5,020 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,827 | $85,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,709 | $85,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 3,290 | $85,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,969 | $84,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 4,278 | $84,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 3,897 | $84,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,333 | $83,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,214 | $83,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,159 | $83,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 3,208 | $83,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 3,757 | $83,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,690 | $81,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 814 | $81,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,170 | $81,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,121 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,395 | $81,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,100 | $81,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 5,193 | $80,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,600 | $79,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 4,229 | $79,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,643 | $79,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,864 | $79,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 5,396 | $79,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,390 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 4,472 | $78,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 8,500 | $78,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,315 | $78,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,335 | $77,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 979 | $77,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 790 | $77,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 9,540 | $77,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 4,000 | $76,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 4,600 | $75,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 7,100 | $75,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 4,607 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 610 | $74,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 19,500 | $74,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 7,647 | $74,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,193 | $73,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,482 | $73,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,289 | $73,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,593 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 6,980 | $73,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 980 | $73,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 2,616 | $72,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,639 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,399 | $72,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 4,765 | $72,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 9,000 | $72,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1,300 | $72,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,316 | $71,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,691 | $71,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,900 | $71,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,830 | $71,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,158 | $71,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,658 | $71,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 3,125 | $71,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,442 | $70,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,002 | $70,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 923 | $70,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,229 | $70,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 750 | $70,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 634 | $69,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 996 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,108 | $69,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,090 | $69,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,799 | $69,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 675 | $69,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,400 | $69,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,035 | $68,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,500 | $68,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 3,250 | $68,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 575 | $68,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 8,087 | $68,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 4,900 | $68,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 5,409 | $68,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 750 | $67,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 873 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,640 | $67,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,154 | $67,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,589 | $67,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,117 | $67,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,220 | $67,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,448 | $67,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,170 | $67,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 7,200 | $67,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 545 | $66,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 775 | $66,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 234 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,064 | $66,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 4,710 | $66,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 815 | $66,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 8,865 | $66,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 2,418 | $66,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,375 | $65,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,511 | $65,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 85 | $65,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,509 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 565 | $65,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 764 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,454 | $65,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 3,000 | $65,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 11,133 | $65,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,299 | $65,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,375 | $65,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 2,600 | $65,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,145 | $64,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 833 | $64,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,000 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 4,170 | $64,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,350 | $64,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,515 | $64,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,000 | $63,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,250 | $63,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,065 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 791 | $62,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 356 | $62,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 8,350 | $62,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,000 | $61,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 650 | $61,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,550 | $61,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 5,635 | $61,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 9,584 | $61,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 650 | $61,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 4,432 | $61,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 6,070 | $61,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 4,175 | $61,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,727 | $61,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,348 | $60,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 800 | $60,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 495 | $60,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 391 | $60,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,125 | $60,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,805 | $60,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 802 | $60,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,150 | $60,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 775 | $60,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 450 | $60,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 2,103 | $60,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 2,870 | $60,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 875 | $59,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 925 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 403 | $59,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 5,844 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 464 | $59,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,350 | $59,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 712 | $59,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,100 | $59,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,525 | $58,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,520 | $58,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,225 | $58,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,201 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,153 | $58,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 462 | $58,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,150 | $57,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,005 | $57,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 450 | $57,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1,446 | $57,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,000 | $57,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 8,405 | $57,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,215 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 918 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 1,850 | $57,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 49,500 | $57,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,051 | $56,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 382 | $56,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,430 | $56,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 408 | $56,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 900 | $56,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 2,350 | $56,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,340 | $56,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,200 | $56,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,807 | $55,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 579 | $55,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 933 | $55,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 554 | $55,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,980 | $55,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 550 | $55,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,023 | $54,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,265 | $54,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 2,280 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,109 | $54,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 602 | $54,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 3,500 | $54,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 3,124 | $54,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,450 | $53,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,625 | $53,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 4,571 | $53,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,019 | $52,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 745 | $52,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 969 | $52,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,204 | $52,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 5,000 | $52,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,300 | $51,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,870 | $51,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,100 | $51,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,633 | $51,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,886 | $51,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 990 | $51,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 694 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,919 | $51,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 500 | $51,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,975 | $51,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 963 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,635 | $50,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,100 | $50,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 3,407 | $50,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 904 | $50,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,149 | $50,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,000 | $50,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 515 | $49,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 561 | $49,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 275 | $49,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,431 | $49,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,665 | $49,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 744 | $49,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 4,200 | $49,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 33 | $49,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 3,108 | $49,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,172 | $49,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 532 | $48,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 451 | $48,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 669 | $48,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 661 | $48,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,100 | $48,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 787 | $48,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 3,000 | $48,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 690 | $48,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 1,118 | $48,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,000 | $48,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,156 | $48,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 455 | $48,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 2,000 | $48,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,410 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 365 | $47,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 427 | $47,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,850 | $47,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,000 | $47,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,892 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,342 | $47,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 33,550 | $47,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 2,010 | $47,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,076 | $47,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 974 | $46,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 500 | $46,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 375 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 900 | $46,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,000 | $46,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,460 | $46,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,675 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,345 | $46,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,830 | $46,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 7,817 | $46,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 326 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 702 | $46,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,642 | $46,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 3,600 | $46,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 950 | $45,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 3,062 | $45,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,435 | $45,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 878 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,734 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 3,326 | $45,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 900 | $45,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 564 | $44,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 897 | $44,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 605 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-001297 | this filing | 2016-11-01 | acceptance time not in the bulk data set |