13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 2,456 holding rows worth $554,016,000.
- Accession
- 0001420506-16-001297
- Filer
- CIK 1616654
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,456 entries on the cover page, a total value of $554,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $554,016,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 400 | $4,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 240 | $4,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 100 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 800 | $4,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 275 | $4,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 152 | $4,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 119 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 192 | $4,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 32 | $4,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 153 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 284 | $4,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 20 | $4,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 300 | $4,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 108 | $4,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 500 | $4,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 700 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,333 | $4,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,075 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 277 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 80 | $4,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 85 | $4,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 305 | $4,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 250 | $4,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 77 | $4,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 100 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 128 | $4,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 259 | $4,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 75 | $4,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $4,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 117 | $4,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 35 | $4,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 147 | $4,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 200 | $4,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 600 | $4,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 300 | $4,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 100 | $4,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 276 | $4,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 500 | $4,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 121 | $4,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 277 | $4,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 67 | $4,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 100 | $4,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 62 | $3,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 70 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 652 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 561 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 91 | $3,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 49 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 200 | $3,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 73 | $3,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 92 | $3,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 150 | $3,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 50 | $3,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,250 | $3,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 100 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 168 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 250 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 700 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 66 | $3,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,310 | $3,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 46 | $3,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 200 | $3,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 45 | $3,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 64 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 103 | $3,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 368 | $3,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 68 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 200 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 265 | $3,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 96 | $3,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 100 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 119 | $3,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 82 | $3,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 300 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 200 | $3,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 200 | $3,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 50 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,000 | $3,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 617 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 20 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 50 | $3,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 60 | $3,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 150 | $3,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 100 | $3,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 83 | $3,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 77 | $3,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 2,200 | $3,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 25 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 80 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 620 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,000 | $3,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 722 | $3,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 10,000 | $3,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 175 | $3,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 118 | $3,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 2,500 | $3,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 155 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 20 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 162 | $3,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 600 | $3,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 235 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 141 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 142 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 300 | $3,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 31 | $3,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 350 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 52 | $3,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 170 | $3,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 206 | $3,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 500 | $3,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 300 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 75 | $3,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 30 | $2,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 76 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 544 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 40 | $2,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 14 | $2,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 150 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 49 | $2,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 26 | $2,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 18 | $2,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 27 | $2,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 27 | $2,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 50 | $2,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 100 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 197 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 15 | $2,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $2,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 25 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 144 | $2,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 17 | $2,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 27 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 207 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 30 | $2,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 300 | $2,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 100 | $2,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 16 | $2,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 42 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 78 | $2,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 23 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 37 | $2,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 42 | $2,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 69 | $2,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 50 | $2,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 123 | $2,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 60 | $2,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 19 | $2,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 25 | $2,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $2,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 167 | $2,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 105 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 164 | $2,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 150 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 100 | $2,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 200 | $2,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 200 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 503 | $2,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 29 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 62 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 107 | $2,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 160 | $2,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 500 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 210 | $2,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 250 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 500 | $2,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 120 | $2,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 265 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 200 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 540 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 100 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,400 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 200 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,139 | $2,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 63 | $2,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 300 | $2,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 550 | $2,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 100 | $2,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 200 | $2,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 250 | $2,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,000 | $2,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 41 | $2,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 100 | $2,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 160 | $2,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 840 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 30 | $2,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 50 | $2,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 50 | $2,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 180 | $2,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,250 | $2,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 281 | $2,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 140 | $2,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,000 | $2,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 500 | $2,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 27 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 250 | $2,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 210 | $2,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 27 | $2,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 100 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 275 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 50 | $2,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 91 | $2,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,400 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,040 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 167 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 100 | $2,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 32 | $2,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 250 | $2,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 1,000 | $2,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 811 | $2,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 127 | $2,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 2,000 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 200 | $1,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 13 | $1,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13 | $1,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 150 | $1,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 20 | $1,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 12 | $1,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5 | $1,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 23 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 23 | $1,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9 | $1,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 7 | $1,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 16 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 76 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 19 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 11 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 100 | $1,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 13 | $1,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 40 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 140 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 66 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,300 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 51 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 30 | $1,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 8 | $1,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 10 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 87 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 22 | $1,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 26 | $1,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 31 | $1,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 50 | $1,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 92 | $1,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 75 | $1,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 400 | $1,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 21 | $1,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 50 | $1,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 25 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 21 | $1,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 36 | $1,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 60 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 212 | $1,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 30 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 250 | $1,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 8 | $1,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 20 | $1,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 100 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 34 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 50 | $1,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 36 | $1,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 50 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 133 | $1,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 25 | $1,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 33 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 221 | $1,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 25 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 81 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 35 | $1,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 9 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 30 | $1,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 135 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 64 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 400 | $1,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 106 | $1,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 25 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,450 | $1,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 17 | $1,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 8 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 227 | $1,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 665 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 475 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 83 | $1,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 79 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 126 | $1,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 109 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 64 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 35 | $1,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 50 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 82 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 51 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 109 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 248 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 500 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 200 | $1,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 50 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 269 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 250 | $1,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 55 | $1,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,500 | $1,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 5,000 | $1,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 49 | $1,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 87 | $1,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 55 | $1,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 115 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 500 | $1,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,394 | $1,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 300 | $1,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 1,500 | $1,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 150 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 200 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 86 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 37 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 33 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 73 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 250 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 140 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 100 | $1,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 80 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 59 | $1,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 1,130 | $1,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 2,197 | $1,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 200 | $1,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 122 | $1,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT INC COM | 45073V108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRH PLC ADS | 12626K203 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSRA INC | 12650T104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ParkerVision Inc | 701354300 | USD | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITOWOC COMPANY INC | 563571108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENDRELL CORP | 70686R104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC | 492914106 | COM | 2,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 15,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galena Biopharma Inc | 363256108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMERICA CORP | 060505153 | CMN | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELIQUENT INC | 45825N107 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alcobra Ltd | M2239P109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B COMMUNICATIONS LTD | M15629104 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP | 70532Y204 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNFV GROUP | 31620R402 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN BANCORP INC | 39260X100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENTIX MED INC COM | 19243A104 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 309 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC COM | 549333300 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXI ENERGY INC COM | 23286A104 | Stock | 2,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPSYNC INC | 217712207 | COM NEW | 480 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT BASIN SCIENTIFIC INC | 39013L601 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-001297 | this filing | 2016-11-01 | acceptance time not in the bulk data set |