13F-HR/A filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2015-02-10, with 2,621 holding rows worth $502,716,000.
- Accession
- 0001420506-15-000087
- Filer
- CIK 1616654
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 2,621 entries on the cover page, a total value of $502,716,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,716,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,465 | $17,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,068 | $17,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 652 | $17,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 300 | $17,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,000 | $17,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 537 | $17,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,130 | $17,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 250 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 900 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 475 | $17,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 625 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 370 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 900 | $17,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 392 | $17,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,640 | $17,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 5,575 | $17,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 888 | $17,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 500 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,278 | $17,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 1,366 | $17,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 233 | $17,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 507 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 700 | $17,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,500 | $17,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 767 | $17,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 200 | $16,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 217 | $16,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 335 | $16,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 269 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 329 | $16,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 600 | $16,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 690 | $16,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 709 | $16,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,200 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 330 | $16,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 570 | $16,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 250 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,275 | $16,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 434 | $16,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $16,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,500 | $16,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 550 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 680 | $16,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 313 | $16,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 654 | $16,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 221 | $16,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 948 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 395 | $16,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 256 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 500 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 627 | $16,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 1,395 | $16,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 336 | $16,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,263 | $16,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 150 | $16,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 879 | $15,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 200 | $15,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 543 | $15,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 200 | $15,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 250 | $15,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $15,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 210 | $15,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 223 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 279 | $15,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 400 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 289 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 384 | $15,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 800 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 257 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 130 | $15,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,205 | $15,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 866 | $15,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 85 | $15,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 305 | $15,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 370 | $15,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 692 | $15,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 1,000 | $15,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,130 | $15,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,237 | $15,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 4,050 | $15,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 105 | $15,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 279 | $15,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 180 | $15,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 472 | $15,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 700 | $15,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 707 | $15,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,400 | $15,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,700 | $15,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 154 | $14,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 130 | $14,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 145 | $14,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 229 | $14,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 253 | $14,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 455 | $14,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,140 | $14,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 303 | $14,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,560 | $14,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 156 | $14,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 281 | $14,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 400 | $14,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 965 | $14,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 150 | $14,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,411 | $14,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 900 | $14,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 200 | $14,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 848 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 545 | $14,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 4,120 | $14,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 359 | $14,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 600 | $14,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,097 | $14,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 993 | $14,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 200 | $14,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,056 | $14,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,850 | $14,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 500 | $14,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 200 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 486 | $14,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,000 | $14,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 99 | $14,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 900 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 837 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 740 | $14,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 543 | $14,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 618 | $14,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 68 | $13,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 82 | $13,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 250 | $13,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 88 | $13,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 110 | $13,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 113 | $13,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 344 | $13,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 634 | $13,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 500 | $13,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 5,306 | $13,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 950 | $13,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 449 | $13,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 300 | $13,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 543 | $13,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $13,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 700 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 900 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 300 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 900 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 250 | $13,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 263 | $13,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 1,000 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 200 | $13,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 605 | $13,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 431 | $13,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 199 | $13,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 400 | $13,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 350 | $13,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,633 | $13,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 6,000 | $13,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 100 | $13,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,050 | $13,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 216 | $13,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,000 | $13,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 2,000 | $13,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 329 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 150 | $12,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 350 | $12,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 300 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 178 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 270 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 450 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 600 | $12,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 360 | $12,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 375 | $12,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 461 | $12,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 570 | $12,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 775 | $12,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 500 | $12,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 800 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 2,400 | $12,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,155 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 125 | $12,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 390 | $12,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 712 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,100 | $12,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 220 | $12,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 138 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $12,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 500 | $12,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 426 | $12,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 800 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 145 | $12,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 500 | $12,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 500 | $12,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 100 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 450 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 1,000 | $12,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,150 | $12,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 350 | $12,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 131 | $11,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 111 | $11,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 301 | $11,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,911 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 155 | $11,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,568 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 694 | $11,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 300 | $11,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 200 | $11,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,300 | $11,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,500 | $11,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,790 | $11,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $11,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 700 | $11,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 130 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 500 | $11,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 300 | $11,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 464 | $11,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 415 | $11,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 150 | $11,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 240 | $11,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 500 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 342 | $11,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 305 | $11,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,350 | $11,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 460 | $11,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,000 | $11,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 450 | $11,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 337 | $11,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,735 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 500 | $11,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 11,000 | $11,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 500 | $11,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,650 | $11,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,000 | $11,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 19,000 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 847 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 300 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 325 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 243 | $11,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 760 | $11,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 170 | $10,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 37 | $10,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 373 | $10,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 28 | $10,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 234 | $10,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 192 | $10,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 300 | $10,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 60 | $10,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 400 | $10,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 700 | $10,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 160 | $10,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 93 | $10,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 500 | $10,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 100 | $10,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 420 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 140 | $10,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 500 | $10,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 100 | $10,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 554 | $10,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 300 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 300 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 210 | $10,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 139 | $10,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 670 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 415 | $10,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 700 | $10,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 184 | $10,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 174 | $10,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 10,000 | $10,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 75 | $10,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 129 | $10,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 539 | $10,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 2,000 | $10,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 123 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 470 | $10,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 100 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 635 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 400 | $10,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 1,534 | $10,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 500 | $10,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 400 | $10,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y817 | US500 ENH VOL | 300 | $10,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 135 | $9,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 70 | $9,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 400 | $9,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 214 | $9,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 293 | $9,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 600 | $9,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 409 | $9,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 176 | $9,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 520 | $9,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 610 | $9,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 324 | $9,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 100 | $9,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 259 | $9,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 500 | $9,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 69 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 100 | $9,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 245 | $9,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 189 | $9,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $9,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 500 | $9,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,920 | $9,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 688 | $9,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 138 | $9,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 700 | $9,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 510 | $9,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,000 | $9,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 250 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 247 | $9,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 300 | $9,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 150 | $9,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 472 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 200 | $9,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,000 | $9,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 424 | $9,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 201 | $9,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 2,500 | $9,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 960 | $9,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 500 | $9,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 420 | $9,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 269 | $9,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 451 | $9,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 200 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 500 | $9,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 100 | $9,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 411 | $9,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 86 | $9,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 600 | $9,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,800 | $9,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 3,050 | $9,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 4,500 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 200 | $9,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 700 | $9,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 950 | $9,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,800 | $9,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 600 | $9,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 635 | $9,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 450 | $9,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 400 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 300 | $9,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 300 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 202 | $9,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 993 | $9,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 170 | $8,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,544 | $8,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 226 | $8,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 64 | $8,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 260 | $8,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 400 | $8,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 180 | $8,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 159 | $8,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 205 | $8,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 111 | $8,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 200 | $8,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,197 | $8,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 136 | $8,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,650 | $8,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 550 | $8,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 300 | $8,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 340 | $8,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $8,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 200 | $8,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 225 | $8,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 400 | $8,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 450 | $8,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 90 | $8,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,000 | $8,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 530 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 112 | $8,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,000 | $8,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 132 | $8,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 426 | $8,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 700 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $8,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 800 | $8,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 56 | $8,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 240 | $8,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 1,500 | $8,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 225 | $8,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 165 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $8,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 670 | $8,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 30 | $8,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 802 | $8,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 120 | $8,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 110 | $8,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 600 | $8,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 221 | $8,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 300 | $8,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 650 | $8,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 375 | $8,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 150 | $8,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 75 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 8,000 | $8,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 675 | $8,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 200 | $8,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 750 | $8,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 750 | $8,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 6,000 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 154 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 251 | $8,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 115 | $8,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 240 | $7,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 235 | $7,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 190 | $7,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 100 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 500 | $7,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 72 | $7,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 400 | $7,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 100 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 207 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 81 | $7,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 77 | $7,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 200 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 200 | $7,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 430 | $7,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 716 | $7,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 130 | $7,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 118 | $7,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 500 | $7,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 352 | $7,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 312 | $7,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 201 | $7,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,600 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 500 | $7,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 68 | $7,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $7,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 400 | $7,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $7,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 30 | $7,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 257 | $7,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 84 | $7,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 320 | $7,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 81 | $7,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $7,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 475 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 340 | $7,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 990 | $7,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 10,000 | $7,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 677 | $7,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 150 | $7,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 250 | $7,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 300 | $7,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 160 | $7,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 417 | $7,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,070 | $7,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 237 | $7,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 500 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 205 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 275 | $7,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,450 | $7,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 666 | $7,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 1,200 | $7,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 1,300 | $7,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 500 | $7,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 200 | $7,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 403 | $7,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 95 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 53 | $6,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 80 | $6,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 33 | $6,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 302 | $6,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,029 | $6,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 210 | $6,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 520 | $6,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 45 | $6,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 100 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 119 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 302 | $6,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 125 | $6,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 76 | $6,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 431 | $6,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 200 | $6,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 130 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 365 | $6,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 250 | $6,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 700 | $6,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 300 | $6,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 450 | $6,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 150 | $6,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 110 | $6,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 243 | $6,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 2,000 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 82 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 210 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 200 | $6,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 57 | $6,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 284 | $6,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 200 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-004677 | superseded | 2014-10-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-15-000087 | this filing | 2015-02-10 | acceptance time not in the bulk data set |