13F-HR/A filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2015-02-10, with 2,621 holding rows worth $502,716,000.
- Accession
- 0001420506-15-000087
- Filer
- CIK 1616654
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 2,621 entries on the cover page, a total value of $502,716,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,716,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATSON INC COM | 57686G105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICE CORP INTL COM | 817565104 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREIF INC | 397624107 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHURCHILL DOWNS INC | 171484108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRH PLC ADS | 12626K203 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREDITH CORP | 589433101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGHANY CORP DEL | 017175100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABCO HLDGS INC | 92927K102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGIO INC | 53261M104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGTREE INC NEW | 894675107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FELCOR LODGING TR INC | 31430F101 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONUS NETWORKS INC | 835916107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATWOOD OCEANICS INC | 050095108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN HLDGS INC | 30225X103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489105 | CL A | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICREL INC | 594793101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIS INC | 30162A108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUIKSILVER INC | 74838C106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC | 411307101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBE STORES INC | 075571109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISION-SCIENCES INC | 927912105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELIQUENT INC | 45825N107 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tasman Metals Ltd | 87652B103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B COMMUNICATIONS LTD | M15629104 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP | 70532Y204 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONVERSANT INC | 21249J105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RES CORP COM NPV | 835426206 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268209 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-004677 | superseded | 2014-10-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-15-000087 | this filing | 2015-02-10 | acceptance time not in the bulk data set |