13F-HR/A filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2015-02-10, with 2,621 holding rows worth $502,716,000.
- Accession
- 0001420506-15-000087
- Filer
- CIK 1616654
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 2,621 entries on the cover page, a total value of $502,716,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,716,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 4,940 | $170,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,850 | $170,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,285 | $169,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,097 | $169,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,019 | $168,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 4,999 | $168,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 788 | $167,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,856 | $166,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,520 | $166,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,379 | $165,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 3,886 | $164,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,225 | $164,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,467 | $163,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,838 | $163,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,326 | $161,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,309 | $160,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,875 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,397 | $157,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,896 | $157,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,150 | $157,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 14,605 | $157,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,663 | $157,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,815 | $156,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,765 | $156,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,884 | $156,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,375 | $155,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,417 | $154,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,346 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 5,514 | $153,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 3,353 | $153,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 5,250 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,781 | $151,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,555 | $150,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,547 | $150,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,806 | $149,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,927 | $149,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,526 | $148,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,000 | $148,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,400 | $148,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,360 | $147,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,506 | $147,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 2,757 | $147,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 6,390 | $147,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 4,800 | $146,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,666 | $146,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,908 | $145,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,128 | $145,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 8,092 | $145,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 922 | $144,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,060 | $144,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,266 | $143,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 5,968 | $142,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 5,277 | $142,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,282 | $141,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 7,500 | $141,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 4,578 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,751 | $140,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,769 | $139,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,405 | $139,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,839 | $138,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,697 | $138,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 837 | $138,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,360 | $138,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 8,000 | $137,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,726 | $136,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,649 | $136,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,232 | $136,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,409 | $136,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,052 | $136,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 39,381 | $135,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,951 | $135,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,900 | $135,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,977 | $134,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,880 | $134,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,587 | $133,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,758 | $133,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 6,079 | $133,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 4,294 | $132,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 8,157 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 6,410 | $131,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 2,192 | $131,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,677 | $130,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,981 | $129,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,585 | $127,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,073 | $127,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,870 | $127,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,050 | $127,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,569 | $126,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 5,441 | $126,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 15,075 | $126,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,858 | $125,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 1,556 | $125,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 10,302 | $125,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,271 | $124,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,135 | $123,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,550 | $123,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 3,255 | $122,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 5,468 | $122,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 8,055 | $122,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,681 | $121,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,000 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,406 | $121,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 5,304 | $121,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,112 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,321 | $120,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,702 | $120,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,805 | $120,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 3,102 | $120,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,680 | $119,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,400 | $119,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 3,655 | $119,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,050 | $118,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,345 | $118,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,298 | $118,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 3,770 | $117,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 2,633 | $117,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 4,639 | $117,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,373 | $116,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,740 | $116,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,200 | $116,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 27,025 | $116,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 4,940 | $116,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 5,150 | $116,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,226 | $115,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,305 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,547 | $114,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 945 | $114,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,947 | $113,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 7,561 | $112,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 1,221 | $112,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,573 | $111,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,653 | $111,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 4,740 | $111,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 12,000 | $111,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 909 | $111,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,600 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,375 | $110,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,018 | $108,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,753 | $108,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 942 | $107,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 2,575 | $107,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 3,676 | $107,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,380 | $107,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 14,600 | $106,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 2,328 | $106,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 225 | $104,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 371 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,565 | $104,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 913 | $103,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,144 | $103,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,435 | $102,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 4,609 | $102,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,905 | $102,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 13,053 | $102,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,624 | $102,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 5,500 | $102,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 4,025 | $102,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,795 | $101,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,598 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,053 | $101,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 775 | $101,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,694 | $100,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 803 | $100,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,220 | $100,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,135 | $99,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 850 | $98,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 7,231 | $98,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 821 | $98,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 4,010 | $98,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,609 | $97,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,035 | $97,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,900 | $97,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 928 | $97,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 1,725 | $97,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 6,094 | $96,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,252 | $96,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,458 | $95,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,091 | $95,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,550 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,286 | $94,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,843 | $94,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,466 | $93,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,072 | $93,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 182 | $93,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,505 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,792 | $92,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,508 | $92,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 713 | $92,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,450 | $91,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,027 | $91,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,450 | $91,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 1,570 | $91,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,025 | $90,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,155 | $90,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,625 | $89,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,810 | $89,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,191 | $89,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 5,194 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,236 | $88,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 8,900 | $88,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,761 | $88,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 9,071 | $88,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 7,925 | $87,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,315 | $87,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,705 | $87,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,400 | $87,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,951 | $87,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,700 | $86,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,934 | $86,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,198 | $86,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,400 | $86,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,350 | $86,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 692 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,225 | $85,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 4,041 | $85,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 805 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,621 | $85,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,969 | $84,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,700 | $84,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,150 | $84,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 862 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 2,719 | $84,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,680 | $83,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 1,300 | $83,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 4,365 | $83,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 900 | $82,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,349 | $82,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,011 | $82,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,500 | $82,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,600 | $82,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,210 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 700 | $81,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,685 | $81,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 914 | $80,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 609 | $80,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 5,550 | $80,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,564 | $79,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 746 | $79,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 763 | $79,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,993 | $79,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 843 | $79,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,492 | $79,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 20,034 | $79,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 4,006 | $79,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 3,000 | $78,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,628 | $78,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,450 | $78,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,600 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 520 | $78,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,238 | $78,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 9,000 | $78,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 820 | $77,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,083 | $77,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,600 | $77,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 4,539 | $77,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 6,545 | $77,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 8,950 | $77,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1,300 | $77,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,097 | $76,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 27,000 | $75,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 517 | $75,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,376 | $75,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 8,637 | $75,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,425 | $75,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 5,550 | $75,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 5,884 | $75,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,515 | $75,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,385 | $74,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,851 | $74,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,323 | $74,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 17,704 | $74,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,058 | $74,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,000 | $73,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,650 | $73,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 377 | $73,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 5,186 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,117 | $73,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,009 | $73,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 876 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 953 | $72,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 714 | $72,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 505 | $72,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 62 | $72,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,003 | $72,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,000 | $72,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,263 | $72,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 650 | $72,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,205 | $72,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 6,000 | $72,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,900 | $71,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 884 | $71,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,225 | $71,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 3,230 | $71,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,140 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 560 | $70,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 875 | $70,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,220 | $70,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 905 | $70,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,390 | $70,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,348 | $69,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,618 | $69,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,600 | $69,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,396 | $69,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 9,222 | $69,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 18,979 | $69,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 2,605 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 557 | $68,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,366 | $68,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 8,316 | $68,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 541 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,065 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,227 | $68,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 620 | $67,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,800 | $67,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,199 | $67,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,013 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 2,800 | $67,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 870 | $66,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,177 | $66,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,920 | $66,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 3,666 | $66,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 936 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 660 | $65,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,946 | $65,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 197 | $65,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 390 | $65,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,700 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,155 | $65,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,174 | $65,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,835 | $65,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 4,950 | $65,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 2,540 | $64,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,455 | $64,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,457 | $64,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,011 | $64,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 707 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 916 | $64,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 933 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,246 | $63,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 8,500 | $63,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,151 | $63,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 4,799 | $63,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,500 | $62,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,771 | $62,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,995 | $62,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 2,375 | $62,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,402 | $61,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 878 | $61,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 753 | $61,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,295 | $61,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,985 | $61,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 4,710 | $61,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 310 | $61,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 1,980 | $61,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,131 | $61,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 670 | $60,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,135 | $60,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,535 | $60,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 845 | $60,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,550 | $60,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 646 | $60,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 794 | $60,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,073 | $59,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,008 | $59,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,855 | $59,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 4,067 | $59,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,300 | $59,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,276 | $59,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 3,513 | $59,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 3,316 | $59,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,447 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,794 | $58,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,525 | $58,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,771 | $58,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,080 | $58,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 17,500 | $58,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,101 | $57,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 721 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 565 | $57,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 304 | $57,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 3,225 | $57,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,315 | $57,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,100 | $57,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 2,588 | $57,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 732 | $57,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 6,388 | $57,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,215 | $56,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,500 | $56,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 1,780 | $56,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 4,610 | $56,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,202 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 4,784 | $56,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,807 | $55,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,010 | $55,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,052 | $55,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 3,225 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 1,853 | $55,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,950 | $55,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 700 | $55,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,667 | $55,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 2,550 | $55,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,093 | $54,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,500 | $54,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,425 | $54,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,276 | $54,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,000 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,590 | $54,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 777 | $53,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,755 | $53,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,176 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,664 | $53,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 5,685 | $53,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 975 | $53,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,337 | $53,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 768 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,880 | $53,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,072 | $53,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 2,010 | $53,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 602 | $53,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,854 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,450 | $53,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 800 | $52,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 740 | $52,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,152 | $52,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,575 | $52,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,229 | $52,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 815 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 472 | $52,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,996 | $52,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 1,980 | $52,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 162,395 | $52,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 2,925 | $52,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 504 | $51,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 3,700 | $51,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,350 | $51,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,900 | $51,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 900 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,340 | $51,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 2,107 | $51,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 345 | $51,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 540 | $50,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 845 | $50,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 501 | $50,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,250 | $50,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 1,118 | $50,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 3,700 | $50,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,564 | $50,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 4,405 | $50,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 2,100 | $50,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 43 | $49,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 5,350 | $49,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,900 | $49,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,600 | $49,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 820 | $49,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,398 | $49,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 889 | $49,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,956 | $49,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 864 | $49,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,000 | $49,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 586 | $48,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 535 | $48,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 900 | $48,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 639 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,217 | $48,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,730 | $48,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 3,197 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 969 | $48,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,665 | $48,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 47,000 | $48,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 890 | $48,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,072 | $48,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,545 | $48,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 934 | $48,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 364 | $47,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,000 | $47,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 850 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 814 | $47,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 2,630 | $47,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 10,000 | $47,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 1,998 | $47,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 1,008 | $47,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 760 | $46,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 3,431 | $46,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 700 | $46,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,900 | $46,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,210 | $46,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 4,862 | $46,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 800 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,078 | $46,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 885 | $46,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 195 | $46,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,443 | $46,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 733 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 750 | $46,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 534 | $45,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 920 | $45,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 723 | $45,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 252 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 349 | $45,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,882 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-004677 | superseded | 2014-10-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-15-000087 | this filing | 2015-02-10 | acceptance time not in the bulk data set |