13F-HR/A filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2015-02-10, with 2,621 holding rows worth $502,716,000.
- Accession
- 0001420506-15-000087
- Filer
- CIK 1616654
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 2,621 entries on the cover page, a total value of $502,716,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,716,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DNOW INC | 67011P100 | COMMON STOCK | 1,473 | $45,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 600 | $45,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 897 | $45,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 600 | $44,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 771 | $44,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 800 | $44,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 4,950 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 693 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,370 | $44,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 700 | $44,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,975 | $44,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,050 | $44,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 850 | $44,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,350 | $44,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,598 | $44,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,865 | $44,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,200 | $44,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 758 | $44,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,357 | $44,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,375 | $43,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 6,572 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 976 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 916 | $43,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 750 | $43,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 640 | $43,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 642 | $43,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,790 | $43,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 4,184 | $42,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 865 | $42,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,949 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 962 | $42,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,102 | $42,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,250 | $42,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 450 | $42,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 852 | $42,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,133 | $42,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,750 | $42,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,250 | $42,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,384 | $42,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 4,900 | $42,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,511 | $42,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 415 | $42,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 639 | $42,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 2,175 | $42,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 537 | $42,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,900 | $42,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,785 | $42,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,326 | $41,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 910 | $41,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,704 | $41,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 460 | $41,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,137 | $41,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,135 | $41,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 942 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 1,297 | $41,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,169 | $41,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,081 | $41,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 460 | $41,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 531 | $40,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 666 | $40,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,200 | $40,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,915 | $40,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,368 | $40,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,800 | $40,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 750 | $40,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 7,500 | $40,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,964 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,635 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,156 | $39,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 5,000 | $39,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 3,000 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 696 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,500 | $39,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,500 | $39,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,850 | $39,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,100 | $39,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 3,900 | $39,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,915 | $39,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 651 | $38,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 734 | $38,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 974 | $38,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,648 | $38,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 745 | $38,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 673 | $38,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 950 | $38,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 852 | $38,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,066 | $38,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 908 | $38,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,838 | $38,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 6,429 | $38,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,335 | $38,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 5,029 | $38,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,850 | $38,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 640 | $38,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 900 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 868 | $38,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 55 | $37,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 400 | $37,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 672 | $37,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 675 | $37,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 371 | $37,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,050 | $37,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,900 | $37,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,800 | $37,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 734 | $37,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,109 | $37,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 960 | $37,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1,500 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 355 | $37,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 1,050 | $37,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 2,700 | $37,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,853 | $36,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,300 | $36,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 480 | $36,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,300 | $36,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,200 | $36,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 354 | $36,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 2,700 | $36,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 439 | $36,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,041 | $36,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 396 | $36,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 3,860 | $36,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,920 | $36,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 657 | $36,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,482 | $36,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 361 | $35,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 549 | $35,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 344 | $35,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,985 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 486 | $35,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 800 | $35,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,250 | $35,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 2,599 | $35,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 900 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 780 | $35,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1,533 | $35,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 2,675 | $35,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,496 | $35,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,650 | $35,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,487 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 1,615 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 931 | $35,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,900 | $35,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 451 | $34,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 633 | $34,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 336 | $34,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 6,800 | $34,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 600 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 752 | $34,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 500 | $34,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,113 | $34,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,018 | $34,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,720 | $34,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 742 | $34,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,707 | $34,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 570 | $34,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,832 | $33,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 677 | $33,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,182 | $33,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,060 | $33,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,977 | $33,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,094 | $33,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 280 | $33,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 769 | $33,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,326 | $33,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,032 | $33,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,180 | $33,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,330 | $33,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 2,000 | $33,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 5,000 | $33,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 750 | $33,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 430 | $33,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 2,500 | $33,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,066 | $32,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 650 | $32,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 674 | $32,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,000 | $32,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 715 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,415 | $32,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,980 | $32,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,000 | $32,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,500 | $32,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,165 | $32,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,000 | $32,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,303 | $32,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,590 | $32,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,843 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 700 | $32,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 435 | $32,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 1,215 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 354 | $31,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 204 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 295 | $31,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,000 | $31,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,681 | $31,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 300 | $31,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 2,284 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 1,446 | $31,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 3,201 | $31,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 34,300 | $31,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 547 | $30,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 762 | $30,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 318 | $30,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,030 | $30,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 300 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 735 | $30,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 500 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 174 | $30,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,779 | $30,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 872 | $30,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 5,012 | $30,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,323 | $30,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,000 | $30,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,430 | $30,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,100 | $30,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,367 | $30,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 19,500 | $30,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 2,500 | $30,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 479 | $29,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 281 | $29,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 850 | $29,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 375 | $29,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 700 | $29,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,040 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,025 | $29,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 2,101 | $29,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,200 | $29,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 910 | $29,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 2,747 | $29,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,995 | $28,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 677 | $28,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 348 | $28,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 500 | $28,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 6,650 | $28,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 320 | $28,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 850 | $28,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 375 | $28,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 400 | $27,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 334 | $27,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 479 | $27,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 900 | $27,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,340 | $27,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,100 | $27,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 625 | $27,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,603 | $27,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,500 | $27,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 997 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 758 | $27,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,920 | $27,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,000 | $27,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,200 | $27,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,000 | $27,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 3,470 | $27,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,200 | $27,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 7,070 | $27,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 400 | $27,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 4,200 | $27,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 452 | $26,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 273 | $26,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 281 | $26,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,500 | $26,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,842 | $26,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 304 | $26,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,500 | $26,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,014 | $26,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,750 | $26,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,607 | $26,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,200 | $26,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,878 | $26,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 640 | $26,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 573 | $26,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,089 | $26,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 600 | $26,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 8,533 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,000 | $26,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,860 | $26,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 6,757 | $26,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,144 | $26,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 7,940 | $26,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 740 | $25,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,150 | $25,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 526 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,100 | $25,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 218 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 649 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 292 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 533 | $25,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,390 | $25,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,699 | $25,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 376 | $25,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,873 | $25,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,900 | $25,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 187 | $25,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,425 | $25,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 865 | $25,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 648 | $25,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,000 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 749 | $24,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 900 | $24,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 306 | $24,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 361 | $24,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 450 | $24,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 874 | $24,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,783 | $24,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 923 | $24,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,975 | $24,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 328 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 366 | $24,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,001 | $24,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 562 | $24,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,200 | $24,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,628 | $24,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 546 | $24,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,000 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 504 | $24,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 500 | $24,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 500 | $24,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,803 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 976 | $24,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 561 | $23,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 330 | $23,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 300 | $23,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 216 | $23,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 300 | $23,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 811 | $23,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 335 | $23,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 3,500 | $23,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 600 | $23,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 140 | $23,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,800 | $23,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,000 | $23,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 400 | $23,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,100 | $23,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,800 | $23,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 477 | $23,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 850 | $23,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 814 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 945 | $23,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,600 | $23,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 2,260 | $23,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,374 | $23,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 21,000 | $23,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,000 | $23,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 1,808 | $23,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 262 | $22,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 247 | $22,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,005 | $22,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $22,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 334 | $22,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 99 | $22,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 550 | $22,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,580 | $22,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,622 | $22,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 400 | $22,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 855 | $22,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 404 | $22,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,500 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 509 | $22,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,498 | $22,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 500 | $22,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 406 | $22,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 860 | $22,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 663 | $22,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,000 | $22,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 2,067 | $22,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 993 | $22,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 3,000 | $22,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 694 | $22,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 250 | $22,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,300 | $22,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 850 | $22,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,300 | $22,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,782 | $21,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 800 | $21,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 619 | $21,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,000 | $21,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 242 | $21,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 400 | $21,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 481 | $21,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,240 | $21,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,400 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,500 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 690 | $21,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 400 | $21,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,900 | $21,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 500 | $21,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,923 | $21,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 766 | $21,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,716 | $21,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 987 | $21,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,568 | $21,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 500 | $21,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 690 | $21,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 178 | $21,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 375 | $21,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 30,000 | $21,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,210 | $21,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 313 | $21,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,055 | $21,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,458 | $21,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,500 | $21,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,607 | $21,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 20,000 | $21,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 9,700 | $21,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 2,015 | $21,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 2,000 | $21,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 3,220 | $21,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 390 | $20,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 238 | $20,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 200 | $20,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 821 | $20,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 302 | $20,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 300 | $20,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,498 | $20,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 651 | $20,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 500 | $20,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 700 | $20,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 140 | $20,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 500 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 425 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 381 | $20,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,200 | $20,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 570 | $20,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,329 | $20,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,700 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,000 | $20,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 600 | $20,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,000 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,460 | $20,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 500 | $20,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 750 | $20,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 5,000 | $20,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 800 | $20,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 960 | $20,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 304 | $20,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 840 | $20,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 800 | $20,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 800 | $19,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,112 | $19,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 458 | $19,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 961 | $19,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 340 | $19,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 700 | $19,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 408 | $19,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 400 | $19,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,300 | $19,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 77 | $19,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 580 | $19,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 500 | $19,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,118 | $19,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,955 | $19,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,500 | $19,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,518 | $19,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 151 | $19,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 918 | $19,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 900 | $19,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 1,000 | $19,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 84 | $18,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 311 | $18,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,374 | $18,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 320 | $18,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,901 | $18,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,000 | $18,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 820 | $18,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,450 | $18,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 450 | $18,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 800 | $18,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,355 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 600 | $18,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,670 | $18,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 108 | $18,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 660 | $18,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 916 | $18,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 371 | $18,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,500 | $18,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 816 | $18,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 400 | $18,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 685 | $18,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,564 | $18,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 500 | $18,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 332 | $18,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,550 | $18,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 225 | $18,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,201 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,600 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 620 | $18,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 792 | $18,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 451 | $18,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,300 | $18,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 650 | $18,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 250 | $17,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 274 | $17,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 140 | $17,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 601 | $17,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 406 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 522 | $17,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,355 | $17,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 255 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-004677 | superseded | 2014-10-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-15-000087 | this filing | 2015-02-10 | acceptance time not in the bulk data set |