13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-16, with 2,631 holding rows worth $10,525,927,000.
- Accession
- 0001403438-16-000021
- Filer
- CIK 1403438
- Filed
- 2016-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,632 entries on the cover page, a total value of $10,525,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,525,704,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 6,644 | $649,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 42,952 | $648,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 60,284 | $646,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 33,565 | $646,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 19,596 | $646,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 9,460 | $645,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 9,366 | $644,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 43,307 | $644,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 41,072 | $643,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,214 | $642,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 12,026 | $641,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 38,907 | $641,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 16,163 | $641,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 21,212 | $640,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 17,014 | $639,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 14,497 | $636,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,085 | $636,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 19,170 | $635,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 24,972 | $635,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 23,978 | $634,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 45,541 | $633,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 17,880 | $632,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 29,766 | $631,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 9,871 | $629,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 9,672 | $624,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 24,822 | $624,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 7,086 | $623,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 25,004 | $623,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,383 | $622,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 117,202 | $622,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 47,853 | $620,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 22,835 | $620,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 42,026 | $619,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 30,506 | $617,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 27,784 | $617,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 24,551 | $616,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 13,033 | $615,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 13,776 | $614,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 29,850 | $614,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 26,904 | $614,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 24,630 | $614,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 13,526 | $612,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 375,461 | $612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7,672 | $612,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 24,597 | $612,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,440 | $611,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 67,392 | $611,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 9,302 | $610,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 73,724 | $610,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 12,307 | $610,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 17,489 | $609,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 69,297 | $609,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 129,425 | $606,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 53,840 | $605,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 12,589 | $605,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 12,837 | $603,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 80,019 | $603,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 9,088 | $603,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17,234 | $602,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 4,854 | $599,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 9,070 | $597,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 30,184 | $597,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 53,769 | $597,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 357,702 | $597,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 13,536 | $597,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 20,753 | $594,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 20,879 | $593,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,953 | $592,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 47,986 | $592,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,518 | $590,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 36,737 | $587,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 44,182 | $585,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 16,213 | $585,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 14,366 | $584,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 37,319 | $583,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 17,664 | $582,000 | thousands by filing date | |
| PIMCO Investment Grade Corp Bo | 722005816 | Com | 54,866 | $582,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 19,186 | $581,000 | thousands by filing date | |
| APEXCM SMALL/MID CAP GROWTH | 90386H107 | FUND | 36,472 | $581,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 17,601 | $580,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 37,963 | $580,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 54,819 | $580,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 19,906 | $579,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 7,130 | $578,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 56,168 | $577,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 10,506 | $576,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 16,670 | $574,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 34,329 | $574,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 14,176 | $573,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 50,402 | $573,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,436 | $572,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,969 | $570,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 20,662 | $568,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 19,300 | $568,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,560 | $567,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 17,149 | $567,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 14,892 | $566,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 38,569 | $566,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 74,185 | $565,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 41,419 | $565,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 9,704 | $564,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 24,666 | $564,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 5,054 | $564,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,671 | $563,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 10,679 | $563,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 5,166 | $563,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 6,339 | $563,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 34,554 | $561,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 41,403 | $560,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 12,736 | $560,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 34,360 | $559,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 15,106 | $559,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 11,778 | $559,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,671 | $558,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 22,985 | $558,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 100,161 | $557,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 30,711 | $557,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,094 | $556,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 12,836 | $555,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,796 | $555,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 4,458 | $554,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 10,005 | $553,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,667 | $553,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,298 | $552,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 70,645 | $552,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 57,865 | $551,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 20,610 | $551,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 9,753 | $550,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,741 | $549,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 20,028 | $549,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 51,999 | $549,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,603 | $548,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 56,674 | $548,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 33,002 | $545,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 9,994 | $543,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 14,400 | $543,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 8,356 | $543,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,628 | $542,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 38,714 | $542,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 33,079 | $542,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 51,206 | $540,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 19,888 | $540,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,599 | $540,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31,527 | $539,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 136,464 | $539,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 4,627 | $537,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 33,506 | $537,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 93,060 | $536,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 21,131 | $536,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 63,054 | $536,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 14,116 | $535,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 37,178 | $535,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 60,412 | $535,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 32,360 | $535,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 9,689 | $534,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 60,390 | $534,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 13,602 | $533,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,042 | $532,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 28,717 | $531,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 66,889 | $530,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 11,959 | $529,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,681 | $528,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 10,808 | $527,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,509 | $527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 12,179 | $526,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 10,928 | $526,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,542 | $525,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 17,467 | $525,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 88,500 | $524,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 5,529 | $524,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 38,499 | $524,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 39,442 | $524,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 18,034 | $524,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,289 | $523,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 23,534 | $522,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,526 | $521,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 10,386 | $521,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,564 | $520,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 29,449 | $520,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 8,764 | $519,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 13,264 | $519,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 20,866 | $519,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 10,476 | $518,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 42,397 | $517,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 12,894 | $517,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 21,885 | $516,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 18,758 | $515,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 4,860 | $515,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 9,118 | $515,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 12,434 | $514,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 35,352 | $512,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,125 | $511,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 36,382 | $511,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 16,745 | $511,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 18,284 | $511,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 16,127 | $510,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 15,877 | $510,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 37,804 | $510,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,414 | $509,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,312 | $508,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 34,407 | $508,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 26,890 | $507,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 19,399 | $505,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 29,455 | $505,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,791 | $505,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 17,767 | $505,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 39,980 | $504,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 103,973 | $504,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 19,088 | $504,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 43,683 | $504,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 13,284 | $504,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 31,279 | $503,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 9,336 | $502,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 32,604 | $502,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 10,012 | $501,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 14,370 | $500,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 188,012 | $500,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 21,108 | $500,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 36,874 | $499,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 18,578 | $499,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 12,703 | $498,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 32,927 | $498,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 15,725 | $497,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 24,261 | $496,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 3,332 | $495,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 30,621 | $495,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 12,237 | $495,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 19,668 | $494,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 10,550 | $494,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 40,696 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 16,015 | $492,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 17,280 | $491,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 23,710 | $491,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 39,371 | $490,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,642 | $490,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 76,858 | $490,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 17,769 | $490,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 5,654 | $490,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 24,681 | $489,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 33,362 | $489,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 34,333 | $488,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 20,364 | $487,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 40,798 | $487,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,876 | $486,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 8,615 | $486,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14,756 | $485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 12,757 | $485,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 10,156 | $485,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 148,038 | $484,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 51,850 | $483,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 8,474 | $483,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,281 | $482,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 31,705 | $482,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 9,607 | $482,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 23,959 | $482,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 35,763 | $481,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,925 | $480,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 20,417 | $480,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 27,856 | $480,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 18,441 | $480,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,532 | $479,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 33,218 | $479,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,718 | $477,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 21,616 | $477,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 17,585 | $477,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 8,049 | $477,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 9,600 | $475,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 17,046 | $475,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 14,490 | $475,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 11,835 | $474,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 36,998 | $473,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 31,090 | $472,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 10,017 | $470,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 30,619 | $468,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 10,763 | $467,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 7,829 | $467,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 9,184 | $467,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 17,501 | $467,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 18,037 | $466,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 16,356 | $465,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 34,158 | $465,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 43,580 | $464,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,210 | $463,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 11,440 | $462,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 34,200 | $462,000 | thousands by filing date | |
| Cohen Steers Pfd Secs Inc Fdfd | 19248X307 | ETF | 32,930 | $462,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 35,154 | $461,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 35,498 | $461,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 17,416 | $460,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 31,747 | $460,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 7,151 | $459,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 13,000 | $459,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 10,552 | $458,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 18,182 | $458,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 30,795 | $458,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 18,862 | $457,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 25,943 | $456,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 12,580 | $456,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 34,938 | $455,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 42,500 | $455,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 34,832 | $455,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 9,939 | $454,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 14,464 | $454,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 19,658 | $453,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,718 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 13,519 | $452,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 18,474 | $452,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 14,729 | $451,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 42,463 | $451,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 16,633 | $450,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,450 | $449,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 5,375 | $448,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 12,136 | $448,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 19,032 | $448,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 77,395 | $447,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 21,965 | $447,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,085 | $446,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 18,056 | $446,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 63,842 | $446,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 18,356 | $446,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 69,380 | $445,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 8,970 | $445,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 11,693 | $444,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 27,965 | $443,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 28,115 | $443,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,926 | $443,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,756 | $442,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 38,607 | $442,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 19,942 | $438,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 36,147 | $437,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,743 | $436,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 67,505 | $436,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 18,060 | $436,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 20,337 | $435,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 10,329 | $435,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 14,232 | $434,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 30,932 | $434,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 8,797 | $433,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 15,364 | $432,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,888 | $431,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 53,139 | $431,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 29,266 | $431,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 8,794 | $430,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 8,364 | $430,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 14,026 | $429,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 17,230 | $429,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 26,343 | $428,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 133,024 | $426,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,420 | $425,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,377 | $425,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 22,145 | $425,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 18,948 | $425,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 12,326 | $424,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 5,048 | $424,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 26,496 | $423,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 79,752 | $423,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8,434 | $422,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,318 | $422,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,628 | $422,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 27,703 | $422,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,440 | $421,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,677 | $421,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 13,121 | $421,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 32,339 | $420,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 43,476 | $420,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 39,446 | $420,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 48,615 | $419,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 6,790 | $419,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 11,618 | $418,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 12,308 | $417,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 28,882 | $416,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 7,902 | $416,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 11,403 | $416,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 11,928 | $416,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 6,402 | $415,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 25,788 | $415,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 14,699 | $415,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 13,808 | $414,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 20,016 | $413,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 11,710 | $413,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 29,219 | $413,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 27,559 | $413,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 9,160 | $413,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 5,032 | $412,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 13,960 | $412,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 59,353 | $412,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 19,094 | $411,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 6,964 | $411,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 7,357 | $411,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 24,424 | $411,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 5,402 | $411,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 6,947 | $410,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 4,197 | $410,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 182,203 | $410,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 9,289 | $409,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 13,828 | $409,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 16,320 | $409,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 11,224 | $409,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 20,628 | $408,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 6,937 | $405,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 13,908 | $405,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,715 | $404,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 8,552 | $403,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 29,450 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 18,576 | $403,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,904 | $402,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,396 | $402,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 38,037 | $401,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 74,931 | $401,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 9,429 | $401,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 25,937 | $399,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 5,369 | $398,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 8,233 | $397,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 26,080 | $397,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 104,956 | $397,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,539 | $396,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 22,611 | $396,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 17,135 | $394,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,618 | $394,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 7,502 | $394,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 27,183 | $394,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,406 | $393,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 15,771 | $393,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 12,941 | $393,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 8,170 | $393,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 12,402 | $392,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 12,881 | $392,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 45,944 | $392,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 11,198 | $391,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 13,289 | $390,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 10,016 | $390,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 6,880 | $389,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 7,100 | $389,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 65,199 | $386,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 16,556 | $386,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 24,700 | $385,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,822 | $384,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 35,967 | $383,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 9,469 | $383,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 12,978 | $383,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 6,461 | $382,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 45,540 | $382,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 39,010 | $382,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 15,420 | $382,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 21,824 | $381,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 12,623 | $381,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 29,282 | $381,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 370,000 | $381,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 19,546 | $380,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,440 | $379,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 27,592 | $379,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 13,492 | $379,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,152 | $378,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 44,070 | $377,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 8,338 | $377,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 8,310 | $376,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 37,416 | $375,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 25,082 | $375,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 35,664 | $375,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,200 | $373,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,676 | $372,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 48,975 | $372,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 26,115 | $372,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,518 | $371,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 37,240 | $371,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 17,713 | $368,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 31,960 | $367,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 30,848 | $367,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 7,662 | $367,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 18,854 | $366,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 355,000 | $366,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 5,258 | $365,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 15,850 | $365,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,971 | $364,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,218 | $364,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 15,602 | $364,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,396 | $363,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 49,451 | $363,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,930 | $362,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 15,193 | $362,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,116 | $362,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 7,557 | $361,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,510 | $360,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 25,935 | $360,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 9,333 | $360,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 17,648 | $359,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 18,160 | $359,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,213 | $358,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 5,340 | $358,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 5,960 | $358,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,040 | $357,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,161 | $357,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 34,296 | $357,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,776 | $356,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,835 | $356,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 14,412 | $356,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,806 | $355,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 5,813 | $354,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,958 | $354,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,784 | $354,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-16-000021 | this filing | 2016-11-16 | acceptance time not in the bulk data set |