13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-16, with 2,631 holding rows worth $10,525,927,000.
- Accession
- 0001403438-16-000021
- Filer
- CIK 1403438
- Filed
- 2016-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,632 entries on the cover page, a total value of $10,525,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,525,704,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 6,443 | $353,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 52,648 | $352,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 25,085 | $352,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 23,966 | $352,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,116 | $350,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,709 | $350,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 12,309 | $350,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 23,523 | $350,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16,641 | $350,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 45,376 | $349,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 25,422 | $349,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 5,619 | $347,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 12,000 | $347,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 8,872 | $346,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 21,404 | $345,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 24,656 | $345,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 24,208 | $344,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,891 | $343,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 16,517 | $343,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 11,415 | $343,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 24,492 | $343,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,192 | $342,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,642 | $342,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 16,408 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 15,038 | $341,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 21,484 | $340,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 9,674 | $340,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 14,099 | $340,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,272 | $339,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,465 | $338,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,234 | $338,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,912 | $338,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 26,017 | $338,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 14,633 | $338,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 9,449 | $337,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 10,043 | $336,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,168 | $336,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 13,346 | $336,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,264 | $336,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 26,608 | $336,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 14,731 | $335,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 4,051 | $334,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 3,406 | $334,000 | thousands by filing date | |
| FPA CRESCENT FUND | 30254T759 | Equity Mutual Fu | 10,311 | $333,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 17,996 | $332,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,031 | $332,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 24,022 | $332,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 23,036 | $331,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 15,830 | $331,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 96,801 | $329,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,239 | $328,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 19,116 | $327,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,482 | $326,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,302 | $326,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,823 | $325,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 6,856 | $325,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,861 | $324,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 7,842 | $324,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 67,100 | $324,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,671 | $323,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 17,536 | $323,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,660 | $323,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,672 | $322,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 23,004 | $322,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 18,842 | $321,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 8,810 | $321,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 6,740 | $321,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 37,130 | $321,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 18,813 | $321,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 5,851 | $321,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 23,248 | $321,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,126 | $320,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,284 | $320,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,445 | $318,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 6,705 | $318,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 12,852 | $318,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 19,287 | $318,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 11,938 | $316,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 18,574 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 12,006 | $315,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 20,497 | $314,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 12,626 | $314,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 20,740 | $314,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 38,517 | $314,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,632 | $314,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 17,899 | $313,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,978 | $312,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,591 | $312,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 8,722 | $312,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,971 | $311,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 17,402 | $310,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,858 | $310,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 12,371 | $310,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,859 | $308,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 22,278 | $308,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 18,545 | $307,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 5,326 | $306,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 26,967 | $306,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,440 | $306,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 7,215 | $306,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 11,228 | $306,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,739 | $305,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 22,003 | $305,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 7,843 | $305,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,613 | $304,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,138 | $304,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 8,011 | $304,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 20,703 | $304,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 38,086 | $304,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,265 | $302,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,998 | $302,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 9,634 | $301,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,842 | $301,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 186 | $301,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 20,807 | $301,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 6,836 | $301,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 19,724 | $301,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 15,599 | $300,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 7,005 | $300,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 19,019 | $300,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 11,577 | $299,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 6,067 | $299,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,261 | $298,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 46,763 | $298,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 11,630 | $298,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 13,374 | $297,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,360 | $297,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 10,991 | $297,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 7,658 | $296,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 21,280 | $296,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,940 | $296,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,702 | $296,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 32,972 | $295,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,610 | $295,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 23,663 | $295,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 11,740 | $295,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,857 | $294,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,905 | $294,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,476 | $294,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,130 | $294,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,184 | $294,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,730 | $293,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 9,822 | $293,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B548 | DEV EUR PA | 10,915 | $293,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 5,472 | $292,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,724 | $291,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 4,399 | $291,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,435 | $291,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,602 | $289,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,055 | $289,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 3,150 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 11,798 | $288,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 10,802 | $288,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,327 | $287,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,577 | $287,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,098 | $287,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 7,566 | $286,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 18,790 | $286,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,783 | $286,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 5,461 | $286,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 18,182 | $285,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,381 | $285,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 17,363 | $285,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 5,961 | $285,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,839 | $285,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 34,100 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,062 | $284,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 14,256 | $283,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 10,677 | $283,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 20,972 | $281,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 31,171 | $281,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 17,925 | $281,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,874 | $280,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 18,043 | $279,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 12,895 | $279,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 4,013 | $279,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,894 | $278,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 5,522 | $278,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 44,410 | $278,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 12,444 | $278,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 2,806 | $277,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 6,696 | $277,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 25,489 | $276,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 35,697 | $275,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,400 | $274,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 10,687 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 13,875 | $274,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 651 | $273,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 8,726 | $273,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,192 | $273,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 10,418 | $273,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,580 | $272,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,691 | $272,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 30,027 | $272,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,531 | $271,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,844 | $271,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 13,682 | $271,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,721 | $270,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 30,700 | $270,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 9,966 | $270,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,400 | $269,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 7,626 | $269,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 24,414 | $269,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 14,564 | $269,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,921 | $268,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 18,091 | $268,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 4,596 | $268,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 12,142 | $268,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,307 | $268,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,811 | $267,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,445 | $267,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,359 | $267,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 14,075 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,204 | $267,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 28,683 | $267,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,010 | $266,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 10,610 | $266,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,754 | $265,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,094 | $265,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 9,224 | $264,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 16,104 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,382 | $263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,210 | $263,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 10,326 | $263,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 11,985 | $263,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 39,247 | $262,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 20,164 | $262,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,772 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,958 | $261,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,384 | $260,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 12,210 | $260,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 11,287 | $260,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,324 | $260,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 8,141 | $260,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 23,030 | $259,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 18,021 | $259,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 6,496 | $258,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 13,671 | $257,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 16,647 | $256,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 20,940 | $256,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,331 | $256,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 250,000 | $256,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,228 | $255,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,027 | $255,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 59,000 | $255,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 13,738 | $254,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 7,017 | $254,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 6,102 | $254,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,925 | $253,000 | thousands by filing date | |
| NEUBERGER BERMAN ABSOLUTE RETU | 64128R855 | Equity Mutual Fu | 24,747 | $253,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,300 | $252,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 29,659 | $252,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 8,507 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 9,719 | $252,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 10,464 | $251,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 9,207 | $251,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,791 | $251,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 255,000 | $251,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,852 | $251,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 137,191 | $251,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,083 | $250,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,091 | $250,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,515 | $249,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,772 | $249,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 9,296 | $249,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,721 | $249,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 25,674 | $247,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 33,584 | $247,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,616 | $247,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 14,481 | $247,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 9,301 | $246,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 5,238 | $246,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,409 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 5,133 | $245,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 6,067 | $244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 8,018 | $244,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 6,090 | $244,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,050 | $243,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,156 | $243,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 23,372 | $243,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,352 | $242,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $241,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,500 | $241,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,360 | $241,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 15,348 | $241,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 16,875 | $241,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 4,252 | $239,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 21,640 | $239,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 3,775 | $239,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,025 | $239,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,025 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,230 | $238,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,871 | $238,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 12,158 | $238,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 8,917 | $235,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,280 | $235,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 9,950 | $234,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,642 | $234,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,069 | $233,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,400 | $233,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 45,971 | $233,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,727 | $233,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 23,142 | $233,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 27,435 | $233,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,692 | $232,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,831 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,504 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 15,542 | $232,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,101 | $232,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 16,784 | $232,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 9,041 | $232,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 7,392 | $231,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,624 | $230,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 19,987 | $230,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 5,898 | $230,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 5,718 | $230,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,143 | $229,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,413 | $229,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,085 | $229,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 9,019 | $229,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 45,600 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 12,865 | $229,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,127 | $227,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 13,487 | $227,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 5,336 | $227,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 5,126 | $227,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10,675 | $226,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,274 | $226,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,472 | $225,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 43,686 | $225,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,122 | $225,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,421 | $224,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 6,102 | $224,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,887 | $224,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 9,350 | $224,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 109,500 | $224,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,369 | $223,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,948 | $223,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 40,603 | $223,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 24,391 | $222,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 23,962 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,743 | $221,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,772 | $221,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,177 | $221,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,248 | $221,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,046 | $220,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 5,545 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 17,364 | $219,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,383 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 17,509 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 7,469 | $219,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,396 | $218,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,106 | $217,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,678 | $217,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 9,409 | $217,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,124 | $216,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,911 | $216,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 14,782 | $216,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 16,668 | $216,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 8,411 | $215,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 18,077 | $215,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 14,137 | $215,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 25,285 | $215,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 9,490 | $215,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,460 | $214,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 20,351 | $214,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,281 | $214,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 14,360 | $214,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,559 | $213,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,513 | $213,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 13,377 | $213,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 13,551 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 6,068 | $212,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 35,504 | $211,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,511 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,236 | $211,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 5,649 | $211,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 9,015 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 11,600 | $210,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 16,481 | $210,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,403 | $209,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,577 | $209,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 7,768 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 13,052 | $209,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,118 | $207,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 6,112 | $207,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,775 | $207,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,243 | $206,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,152 | $206,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,877 | $206,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 53,765 | $206,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 8,125 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 2,715 | $206,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 20,397 | $206,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,593 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 4,277 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,227 | $204,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,518 | $204,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 4,592 | $204,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 23,199 | $203,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,861 | $203,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 5,787 | $203,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 5,378 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 8,003 | $203,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 8,121 | $203,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,114 | $202,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,587 | $201,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 15,061 | $201,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 9,366 | $201,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 8,377 | $200,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 14,442 | $197,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,196 | $196,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,458 | $194,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,200 | $192,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 13,429 | $190,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 11,026 | $189,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,045 | $188,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 15,025 | $187,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 17,813 | $187,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 11,762 | $187,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 14,150 | $187,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 44,450 | $187,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,541 | $186,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,356 | $186,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 26,968 | $186,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,470 | $185,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 28,299 | $185,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 31,346 | $185,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,295 | $185,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,030 | $184,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 16,543 | $183,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,164 | $183,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,744 | $183,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 46,515 | $180,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,888 | $179,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 10,338 | $178,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 18,527 | $176,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 16,111 | $172,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 17,707 | $172,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 15,540 | $172,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 36,737 | $172,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 36,910 | $170,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 29,300 | $170,000 | thousands by filing date | |
| Virtus Seix Fltg Rt Incm Cl I | 76628t678 | US TAXABLE BOND FUNDS | 19,704 | $170,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,521 | $169,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,518 | $167,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 66,243 | $167,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 10,885 | $167,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 27,703 | $165,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,266 | $164,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 11,549 | $164,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 12,053 | $162,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 11,435 | $161,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 17,025 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,642 | $160,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 20,258 | $158,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 27,028 | $158,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 11,636 | $157,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,554 | $154,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,766 | $153,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 38,775 | $152,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 16,597 | $152,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 20,951 | $151,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,164 | $150,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 14,975 | $150,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,425 | $147,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 17,290 | $147,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 10,980 | $146,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,130 | $144,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 10,261 | $144,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 12,650 | $144,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 50,874 | $143,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 14,837 | $143,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 12,582 | $143,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 12,607 | $142,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 10,688 | $142,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,374 | $142,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20,327 | $142,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 16,186 | $141,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,091 | $140,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 13,086 | $140,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 18,109 | $139,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 19,415 | $139,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 50,000 | $139,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 13,956 | $138,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 13,490 | $138,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 10,989 | $136,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,326 | $135,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 12,372 | $134,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 18,381 | $134,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 20,805 | $133,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 29,943 | $132,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,400 | $130,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,989 | $128,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 14,705 | $128,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 10,237 | $126,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 26,895 | $126,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,209 | $124,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 29,668 | $124,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 14,889 | $123,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-16-000021 | this filing | 2016-11-16 | acceptance time not in the bulk data set |