13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-16, with 2,631 holding rows worth $10,525,927,000.
- Accession
- 0001403438-16-000021
- Filer
- CIK 1403438
- Filed
- 2016-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,632 entries on the cover page, a total value of $10,525,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,525,704,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 93,836 | $1,301,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 47,254 | $1,300,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 83,342 | $1,296,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 34,133 | $1,296,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 95,560 | $1,295,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 22,666 | $1,293,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 226,266 | $1,292,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 39,050 | $1,290,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 25,798 | $1,290,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 17,565 | $1,288,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 13,432 | $1,287,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 30,059 | $1,286,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 40,324 | $1,284,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 66,373 | $1,281,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 155,572 | $1,277,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12,947 | $1,275,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 10,296 | $1,272,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 87,504 | $1,271,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 49,396 | $1,271,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 59,123 | $1,271,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 50,553 | $1,269,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 121,648 | $1,266,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 13,742 | $1,266,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 79,310 | $1,265,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 42,558 | $1,265,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 97,786 | $1,263,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 12,128 | $1,261,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 29,990 | $1,261,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 38,853 | $1,255,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 133,001 | $1,252,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 49,634 | $1,252,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 79,535 | $1,249,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 36,784 | $1,248,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 93,461 | $1,247,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 25,313 | $1,239,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 18,740 | $1,234,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,104 | $1,233,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 39,554 | $1,233,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 208,784 | $1,232,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 45,073 | $1,232,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 86,794 | $1,231,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 68,732 | $1,231,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 24,295 | $1,229,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 33,396 | $1,229,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 38,593 | $1,229,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 78,398 | $1,227,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 54,951 | $1,224,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 12,095 | $1,220,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 13,645 | $1,218,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 72,152 | $1,216,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 50,394 | $1,215,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 81,497 | $1,215,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 32,777 | $1,213,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 29,398 | $1,208,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 36,624 | $1,207,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 32,268 | $1,207,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 34,462 | $1,206,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 13,594 | $1,205,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15,050 | $1,202,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 170,258 | $1,202,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 63,306 | $1,201,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 6,310 | $1,200,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 21,096 | $1,197,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 18,445 | $1,195,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 40,644 | $1,181,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 24,086 | $1,177,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 20,797 | $1,177,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 7,250 | $1,176,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 36,093 | $1,176,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 181,623 | $1,175,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 16,456 | $1,173,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 14,123 | $1,173,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 195,413 | $1,172,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 12,138 | $1,171,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 222,595 | $1,171,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 42,508 | $1,170,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 62,985 | $1,166,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 31,411 | $1,164,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 61,227 | $1,164,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 48,546 | $1,164,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 131,588 | $1,163,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 100,320 | $1,161,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 68,702 | $1,160,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 45,636 | $1,158,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 57,748 | $1,157,000 | thousands by filing date | |
| ADVISERS INVT TR | 00770G847 | JOHCM INTL SL I | 58,148 | $1,157,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 17,637 | $1,156,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 45,795 | $1,156,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 42,026 | $1,150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 21,095 | $1,149,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 20,306 | $1,148,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 28,191 | $1,148,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 45,949 | $1,145,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 30,864 | $1,144,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 22,231 | $1,143,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 9,805 | $1,142,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 10,197 | $1,141,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 26,878 | $1,139,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 70,196 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 21,339 | $1,139,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 14,266 | $1,137,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 199,192 | $1,135,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 50,323 | $1,130,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,213 | $1,126,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 74,805 | $1,126,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 20,305 | $1,125,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 11,158 | $1,124,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 39,637 | $1,123,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17,723 | $1,122,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 37,584 | $1,120,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 48,395 | $1,118,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 30,822 | $1,118,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 28,659 | $1,117,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 31,320 | $1,117,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 95,785 | $1,116,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 48,686 | $1,116,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 19,223 | $1,116,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 54,658 | $1,111,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 13,218 | $1,107,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 39,644 | $1,106,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 109,403 | $1,106,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 25,250 | $1,104,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 29,951 | $1,103,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 12,250 | $1,102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 18,679 | $1,101,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 88,648 | $1,100,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 71,220 | $1,099,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 29,714 | $1,097,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 47,947 | $1,096,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 70,010 | $1,094,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 25,723 | $1,093,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 14,575 | $1,087,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 53,972 | $1,084,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 17,614 | $1,083,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 27,654 | $1,083,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 23,091 | $1,082,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 61,171 | $1,078,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 95,933 | $1,075,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 24,688 | $1,068,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 131,197 | $1,068,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 25,906 | $1,068,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 22,024 | $1,067,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 21,101 | $1,066,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 17,321 | $1,065,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,248 | $1,063,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 15,975 | $1,060,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,276 | $1,059,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 70,972 | $1,055,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 82,563 | $1,054,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 25,438 | $1,054,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 20,572 | $1,053,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 41,822 | $1,052,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 38,037 | $1,048,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 22,776 | $1,048,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 71,412 | $1,048,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 13,354 | $1,043,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 55,760 | $1,040,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 12,331 | $1,039,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 14,268 | $1,038,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 66,909 | $1,038,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 56,486 | $1,038,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 14,646 | $1,036,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 41,053 | $1,035,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 9,704 | $1,033,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 14,440 | $1,033,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 7,980 | $1,031,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 84,326 | $1,030,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10,396 | $1,029,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 15,188 | $1,027,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 7,797 | $1,027,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 64,187 | $1,027,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 13,698 | $1,027,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 34,339 | $1,025,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 33,154 | $1,024,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 21,641 | $1,024,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 20,824 | $1,021,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 38,532 | $1,020,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 31,946 | $1,018,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 83,223 | $1,017,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 31,066 | $1,017,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 103,377 | $1,017,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 45,508 | $1,016,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 16,282 | $1,016,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 19,654 | $1,015,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 17,897 | $1,014,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 15,140 | $1,013,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 47,290 | $1,012,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 19,495 | $1,011,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 15,912 | $1,010,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,917 | $1,010,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 21,855 | $1,009,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 27,322 | $1,008,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 48,264 | $1,008,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 32,700 | $1,007,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 12,510 | $1,006,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 93,630 | $1,002,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 30,998 | $1,002,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 33,423 | $1,002,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 36,894 | $1,000,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 17,295 | $999,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 33,143 | $999,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 77,584 | $998,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 85,247 | $997,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 24,030 | $996,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 46,217 | $996,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 95,819 | $996,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 22,648 | $993,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 78,215 | $993,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 62,332 | $992,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 39,302 | $992,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 92,011 | $992,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 26,320 | $989,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 70,423 | $989,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 41,167 | $987,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 87,395 | $986,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 25,775 | $985,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 66,366 | $982,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 99,312 | $981,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 62,111 | $979,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 18,562 | $979,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 23,339 | $978,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 86,626 | $978,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 17,882 | $972,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 39,447 | $972,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 31,716 | $971,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 90,117 | $969,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 56,909 | $967,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 44,323 | $962,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 13,684 | $961,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T332 | NT BCOMCL 36 | 29,887 | $961,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 47,765 | $960,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 104,580 | $959,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 16,241 | $958,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 160,363 | $954,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 22,218 | $951,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 40,390 | $950,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 63,702 | $950,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 20,534 | $948,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 29,461 | $947,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 71,397 | $947,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,132 | $945,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 10,381 | $940,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 9,176 | $939,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 17,168 | $939,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 17,534 | $938,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 13,569 | $938,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,608 | $937,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 35,651 | $937,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 38,273 | $937,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,914 | $934,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 50,168 | $934,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 36,356 | $934,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 62,649 | $933,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 57,598 | $932,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 110,947 | $930,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,441 | $929,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 63,608 | $929,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 16,205 | $928,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 61,916 | $927,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 55,770 | $926,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 15,881 | $926,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 60,726 | $925,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 24,043 | $924,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 52,759 | $924,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 54,948 | $924,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 67,392 | $910,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 60,313 | $910,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50,921 | $910,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 24,969 | $910,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 15,902 | $910,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 33,457 | $910,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 115,640 | $907,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 54,200 | $907,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,934 | $904,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 8,228 | $903,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 16,762 | $899,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 69,189 | $899,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 63,612 | $897,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 115,142 | $896,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 17,185 | $894,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 45,518 | $894,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 11,664 | $891,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 56,292 | $891,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 19,020 | $890,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 107,614 | $890,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6,760 | $889,000 | thousands by filing date | |
| THE OSTERWEIS STRATEGIC INCOME FUND | 742935489 | SHS | 79,688 | $889,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 41,836 | $888,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 13,937 | $885,000 | thousands by filing date | |
| HARDING LOEVNER EMERGING MARKETS ADVISOR | 412295305 | NTF EQUITY FUNDS | 18,991 | $885,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 16,800 | $884,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 11,160 | $883,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 35,147 | $883,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,509 | $881,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 25,665 | $881,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 22,102 | $879,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 108,455 | $878,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 13,342 | $878,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 26,032 | $878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 18,537 | $878,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 160,560 | $875,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 96,193 | $872,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 84,915 | $872,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,034 | $869,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 15,999 | $869,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 63,786 | $869,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,169 | $868,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 45,973 | $867,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 27,366 | $862,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 34,386 | $862,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 62,883 | $862,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 58,352 | $861,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 31,833 | $861,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 107,189 | $860,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 32,989 | $858,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 34,302 | $857,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 54,822 | $857,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 43,356 | $857,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 18,762 | $856,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 26,107 | $855,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 20,876 | $855,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 30,731 | $855,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 38,329 | $853,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 20,904 | $853,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 52,380 | $852,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 18,846 | $851,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 79,775 | $850,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 49,926 | $847,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 85,686 | $847,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 27,048 | $845,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 73,255 | $841,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 54,983 | $840,000 | thousands by filing date | |
| ALPHASIMPLEX | 63872T729 | COM | 81,624 | $840,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 42,318 | $837,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,822 | $837,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 57,784 | $837,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 21,958 | $835,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 19,032 | $835,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 20,205 | $834,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,632 | $834,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 151,083 | $834,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 71,125 | $831,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 107,688 | $828,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 17,673 | $828,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 11,321 | $825,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,344 | $824,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 16,643 | $823,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 45,942 | $823,000 | thousands by filing date | |
| ELKHORN ETF TR | 287711204 | FTSE RAFI EQTY | 30,965 | $823,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 38,800 | $822,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 60,710 | $820,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 20,913 | $820,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 107,914 | $818,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 28,274 | $817,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 6,553 | $817,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 28,591 | $817,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 12,507 | $816,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 15,226 | $816,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 12,101 | $815,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 16,334 | $815,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,159 | $814,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 33,583 | $810,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 30,788 | $809,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 9,398 | $806,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 12,617 | $806,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 13,146 | $805,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 179,248 | $803,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 30,058 | $803,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 43,137 | $803,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 53,609 | $801,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 54,828 | $798,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 50,164 | $798,000 | thousands by filing date | |
| Blackrock Glbl Long Short Eqty Inst | 091936526 | MF | 75,334 | $797,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 12,122 | $795,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 20,855 | $795,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 21,168 | $795,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 63,141 | $793,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,774 | $792,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 35,769 | $791,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 37,494 | $790,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 22,210 | $790,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 10,191 | $790,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 42,758 | $790,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 10,066 | $789,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 24,510 | $785,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 48,179 | $784,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 58,955 | $784,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 39,315 | $782,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 30,279 | $781,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 81,131 | $781,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 15,208 | $779,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 14,907 | $779,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 19,574 | $778,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 46,937 | $776,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 9,736 | $770,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,777 | $770,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 11,166 | $765,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 86,205 | $763,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 60,362 | $762,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 58,087 | $762,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 19,220 | $761,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,428 | $759,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 45,269 | $759,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 216,529 | $758,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 34,311 | $758,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 15,338 | $755,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 25,170 | $753,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 51,051 | $751,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 17,297 | $751,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 29,127 | $750,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 11,131 | $748,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,373 | $746,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 11,615 | $746,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,226 | $743,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 35,147 | $742,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,844 | $740,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 23,156 | $740,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 49,894 | $740,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,140 | $736,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 30,131 | $736,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 33,339 | $734,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 23,576 | $733,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,286 | $732,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 21,334 | $731,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 58,364 | $731,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 41,599 | $727,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 43,081 | $727,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 19,748 | $726,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 25,096 | $722,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 12,824 | $721,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 30,369 | $721,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 11,870 | $721,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 14,293 | $720,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 8,213 | $720,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 32,042 | $719,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 9,966 | $718,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 9,478 | $718,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 10,733 | $717,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 33,359 | $717,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 14,105 | $715,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 34,308 | $713,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 24,978 | $712,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 47,121 | $712,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 7,696 | $712,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,166 | $711,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 15,032 | $711,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 9,056 | $710,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 19,388 | $710,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 36,055 | $709,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 104,884 | $707,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 50,548 | $707,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 38,618 | $706,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 47,602 | $706,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 21,054 | $706,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 45,890 | $705,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,530 | $704,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,992 | $700,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 9,082 | $699,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 8,192 | $698,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 12,885 | $698,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 23,548 | $698,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 14,518 | $696,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 10,951 | $696,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 40,820 | $695,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 12,803 | $694,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 33,350 | $694,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 10,276 | $694,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 21,874 | $692,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 83,094 | $692,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 15,154 | $692,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 117,793 | $690,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26,240 | $688,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 19,523 | $687,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 123,364 | $687,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 22,951 | $686,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 89,032 | $684,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 93,205 | $683,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6,030 | $679,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 69,863 | $679,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 73,558 | $678,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,839 | $677,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 17,114 | $677,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 19,590 | $675,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 23,186 | $674,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 25,425 | $673,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 27,098 | $672,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 11,954 | $671,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 29,808 | $670,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 21,366 | $668,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 30,578 | $667,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 37,468 | $663,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 19,878 | $662,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 41,826 | $660,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 20,734 | $660,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 37,738 | $659,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 20,353 | $659,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 11,081 | $658,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 10,842 | $657,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 25,394 | $657,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 15,326 | $654,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-16-000021 | this filing | 2016-11-16 | acceptance time not in the bulk data set |