13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-16, with 2,631 holding rows worth $10,525,927,000.
- Accession
- 0001403438-16-000021
- Filer
- CIK 1403438
- Filed
- 2016-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,632 entries on the cover page, a total value of $10,525,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,525,704,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 168,079 | $3,587,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 154,708 | $3,586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 117,658 | $3,585,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 97,181 | $3,581,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 91,798 | $3,561,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 80,349 | $3,557,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 44,092 | $3,553,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 31,764 | $3,549,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 62,065 | $3,548,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 95,430 | $3,546,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 807,526 | $3,513,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 145,213 | $3,511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 63,127 | $3,492,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 93,054 | $3,477,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 73,718 | $3,472,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 180,861 | $3,465,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 35,736 | $3,455,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 61,300 | $3,446,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 86,841 | $3,420,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 68,034 | $3,411,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 58,550 | $3,392,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 80,556 | $3,377,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 53,521 | $3,365,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 145,020 | $3,342,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 33,874 | $3,333,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 52,629 | $3,317,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 86,424 | $3,308,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 51,732 | $3,306,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 18,757 | $3,303,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 29,359 | $3,291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 140,254 | $3,282,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 22,872 | $3,274,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 230,274 | $3,272,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36,050 | $3,263,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 123,817 | $3,259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 78,425 | $3,255,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 64,378 | $3,251,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 27,786 | $3,246,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10,396 | $3,238,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 22,242 | $3,232,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 201,171 | $3,227,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 466,006 | $3,225,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 63,087 | $3,205,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 31,043 | $3,203,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 157,129 | $3,194,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 77,417 | $3,187,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 235,874 | $3,184,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 11,732 | $3,179,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 238,936 | $3,173,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 31,826 | $3,173,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 67,126 | $3,160,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 28,346 | $3,137,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 190,955 | $3,130,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 145,566 | $3,127,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 262,779 | $3,122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 125,210 | $3,114,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 59,266 | $3,110,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,546 | $3,104,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 33,597 | $3,097,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 49,641 | $3,097,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 140,268 | $3,092,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 211,760 | $3,079,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 164,847 | $3,078,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 45,777 | $3,057,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 24,785 | $3,034,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 24,556 | $3,030,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 121,703 | $3,023,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 61,076 | $3,022,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 43,143 | $3,017,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 62,478 | $3,016,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 59,642 | $3,004,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 186,978 | $3,001,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 28,331 | $2,999,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 143,750 | $2,987,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 58,545 | $2,965,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 56,620 | $2,965,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 54,632 | $2,949,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 26,008 | $2,947,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 51,770 | $2,947,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 113,095 | $2,938,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 120,752 | $2,928,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 266,026 | $2,926,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 95,683 | $2,919,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 71,071 | $2,910,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14,559 | $2,901,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 183,478 | $2,899,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 25,082 | $2,893,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 155,244 | $2,891,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 129,130 | $2,885,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 185,138 | $2,884,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 123,131 | $2,880,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 34,398 | $2,877,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 17,808 | $2,865,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 39,776 | $2,865,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13,414 | $2,855,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 58,193 | $2,851,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 110,186 | $2,843,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 138,739 | $2,836,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 51,697 | $2,822,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 55,758 | $2,821,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 39,014 | $2,799,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 35,002 | $2,793,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 124,554 | $2,785,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 260,914 | $2,784,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 26,358 | $2,779,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 32,263 | $2,778,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 141,053 | $2,775,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 60,957 | $2,772,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 115,694 | $2,771,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 129,591 | $2,765,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 52,565 | $2,758,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 129,061 | $2,752,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 200,774 | $2,743,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 26,014 | $2,724,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 174,541 | $2,723,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 43,508 | $2,714,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 108,199 | $2,704,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 24,159 | $2,702,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 35,457 | $2,700,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 142,571 | $2,697,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 95,111 | $2,695,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 51,087 | $2,694,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 139,772 | $2,689,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 74,051 | $2,685,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 23,431 | $2,683,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 68,720 | $2,677,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 36,187 | $2,666,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 36,446 | $2,662,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 188,061 | $2,655,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 69,380 | $2,654,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 185,136 | $2,653,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 15,999 | $2,650,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 389,018 | $2,645,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 82,514 | $2,634,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 42,977 | $2,631,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 262,840 | $2,623,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 23,802 | $2,618,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 67,650 | $2,618,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 52,412 | $2,615,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 58,036 | $2,604,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 117,136 | $2,604,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 360,859 | $2,598,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 63,156 | $2,594,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 157,228 | $2,586,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 188,986 | $2,570,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 17,993 | $2,562,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 63,108 | $2,561,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 40,318 | $2,553,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 145,300 | $2,553,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 112,215 | $2,539,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 29,076 | $2,522,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 43,874 | $2,520,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 157,417 | $2,517,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 9,390 | $2,511,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 416,705 | $2,509,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 495,981 | $2,505,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 77,082 | $2,501,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 131,781 | $2,483,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 59,131 | $2,475,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 225,562 | $2,470,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 144,876 | $2,467,000 | thousands by filing date | |
| ROBECO BOSTON PARTNERS LONG SH | 74925K581 | Equity Mutual Fu | 163,844 | $2,466,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 84,749 | $2,461,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 22,931 | $2,458,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8,936 | $2,452,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 48,623 | $2,437,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 159,997 | $2,430,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 15,964 | $2,424,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 226,816 | $2,418,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 88,118 | $2,408,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 30,152 | $2,402,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 119,071 | $2,396,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 145,351 | $2,394,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 83,070 | $2,390,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 37,306 | $2,384,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 33,079 | $2,379,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 46,920 | $2,376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 107,803 | $2,370,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 61,786 | $2,370,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 20,632 | $2,368,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 205,762 | $2,368,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 17,722 | $2,364,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 168,906 | $2,361,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 45,558 | $2,360,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 652,635 | $2,356,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 30,798 | $2,355,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 76,564 | $2,351,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 17,909 | $2,350,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 62,548 | $2,349,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 47,415 | $2,349,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 281,591 | $2,346,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 34,148 | $2,344,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 86,522 | $2,343,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 93,506 | $2,338,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 179,983 | $2,334,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 31,520 | $2,328,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 93,396 | $2,326,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 99,804 | $2,323,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 15,784 | $2,313,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 149,175 | $2,311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 44,269 | $2,290,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 43,931 | $2,286,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 17,101 | $2,284,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 159,422 | $2,283,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 43,934 | $2,278,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 11,128 | $2,272,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 188,281 | $2,271,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 239,145 | $2,269,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 85,996 | $2,269,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 18,870 | $2,268,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 54,840 | $2,262,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 81,991 | $2,257,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 73,585 | $2,256,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 30,184 | $2,249,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 63,794 | $2,236,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 64,944 | $2,233,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 28,667 | $2,231,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 12,590 | $2,231,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 21,936 | $2,225,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 188,767 | $2,212,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 220,595 | $2,210,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 72,554 | $2,207,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,710 | $2,206,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 87,769 | $2,205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 186,971 | $2,203,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 9,224 | $2,200,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 42,449 | $2,197,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 128,786 | $2,187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 25,609 | $2,186,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 66,895 | $2,177,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 98,692 | $2,175,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 29,373 | $2,174,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 64,248 | $2,155,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 55,646 | $2,150,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 52,674 | $2,148,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 33,359 | $2,146,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 27,565 | $2,144,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 57,098 | $2,130,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 92,383 | $2,127,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 113,694 | $2,126,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 46,471 | $2,125,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 71,654 | $2,122,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 69,672 | $2,118,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 152,950 | $2,115,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 47,293 | $2,109,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,778 | $2,107,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 79,385 | $2,101,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 22,363 | $2,099,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 16,350 | $2,091,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 8,148 | $2,085,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 42,636 | $2,083,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 81,644 | $2,072,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 35,250 | $2,069,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 83,141 | $2,069,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 28,185 | $2,051,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 29,879 | $2,051,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 128,326 | $2,051,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 83,611 | $2,050,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 26,146 | $2,048,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 151,853 | $2,047,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 88,724 | $2,041,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 144,743 | $2,037,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 42,414 | $2,028,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 16,453 | $2,025,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 37,667 | $2,021,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 18,102 | $2,020,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 74,088 | $2,018,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 97,604 | $2,017,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 74,311 | $2,012,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 124,404 | $2,007,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 61,481 | $2,007,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 18,338 | $2,006,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 83,306 | $2,002,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 360,338 | $1,996,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 36,759 | $1,995,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 25,999 | $1,991,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 11,558 | $1,980,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 47,826 | $1,977,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 156,467 | $1,975,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,844 | $1,973,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 41,545 | $1,972,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 28,636 | $1,966,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 16,501 | $1,965,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 110,896 | $1,962,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 96,704 | $1,957,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 44,934 | $1,951,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 326,966 | $1,949,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,704 | $1,941,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 51,006 | $1,941,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 78,119 | $1,940,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 26,626 | $1,934,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 17,746 | $1,934,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 18,884 | $1,929,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 126,816 | $1,915,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 22,825 | $1,912,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 121,065 | $1,910,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 53,465 | $1,903,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 45,933 | $1,900,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 55,906 | $1,895,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 132,214 | $1,893,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 53,241 | $1,890,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 72,808 | $1,889,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 15,616 | $1,887,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 42,247 | $1,885,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 46,260 | $1,883,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 202,633 | $1,873,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,603 | $1,866,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 23,644 | $1,863,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 61,894 | $1,854,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 39,456 | $1,853,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8,326 | $1,851,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 46,792 | $1,850,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 126,339 | $1,848,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 86,652 | $1,843,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 40,304 | $1,841,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 15,428 | $1,839,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 16,284 | $1,839,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 40,545 | $1,836,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 73,292 | $1,832,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 34,176 | $1,826,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 164,539 | $1,823,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26,644 | $1,820,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 23,798 | $1,819,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 20,148 | $1,819,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 176,214 | $1,819,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 69,017 | $1,811,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 28,093 | $1,807,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 105,612 | $1,800,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 70,523 | $1,799,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 15,993 | $1,798,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,200 | $1,787,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 69,922 | $1,784,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 60,944 | $1,779,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 22,444 | $1,777,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 37,972 | $1,775,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 73,286 | $1,772,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 116,514 | $1,765,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 116,951 | $1,765,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 209,260 | $1,762,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 57,574 | $1,753,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 337,667 | $1,749,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 426,447 | $1,748,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 59,248 | $1,747,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 34,788 | $1,738,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 59,292 | $1,733,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 42,076 | $1,714,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 212,761 | $1,711,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 39,546 | $1,708,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 148,378 | $1,702,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 226,580 | $1,697,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 120,675 | $1,687,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,272 | $1,680,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 19,894 | $1,679,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 120,056 | $1,677,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 47,368 | $1,673,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 67,722 | $1,673,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 49,801 | $1,672,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 39,464 | $1,669,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 130,733 | $1,667,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 31,414 | $1,667,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 60,704 | $1,665,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 75,164 | $1,658,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 40,000 | $1,655,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,832 | $1,648,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,167 | $1,648,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 129,083 | $1,647,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 75,501 | $1,639,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 31,646 | $1,638,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 97,693 | $1,636,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 19,446 | $1,636,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 24,320 | $1,632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 36,014 | $1,631,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 50,010 | $1,628,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 65,217 | $1,628,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,755 | $1,625,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 24,402 | $1,623,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 83,292 | $1,623,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,250 | $1,616,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 70,581 | $1,613,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 22,242 | $1,611,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 38,026 | $1,610,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 13,817 | $1,609,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 77,943 | $1,608,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 24,048 | $1,604,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 119,736 | $1,601,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 64,728 | $1,601,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 33,319 | $1,601,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 62,126 | $1,599,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 30,598 | $1,596,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 133,764 | $1,590,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 349,612 | $1,587,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 38,103 | $1,577,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 44,063 | $1,575,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 91,561 | $1,571,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 10,344 | $1,570,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 43,798 | $1,569,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 18,964 | $1,566,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 27,863 | $1,565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 59,075 | $1,564,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 30,417 | $1,557,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 84,093 | $1,557,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 33,539 | $1,557,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 86,846 | $1,555,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 127,920 | $1,554,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 93,118 | $1,551,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 26,159 | $1,547,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 54,970 | $1,541,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 56,883 | $1,540,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 245,631 | $1,540,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 146,268 | $1,537,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 54,733 | $1,536,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 57,742 | $1,535,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 90,104 | $1,532,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 11,502 | $1,532,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 70,603 | $1,529,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 30,935 | $1,522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 58,083 | $1,522,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 14,791 | $1,519,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 29,884 | $1,516,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 74,610 | $1,515,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 80,722 | $1,504,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 39,191 | $1,499,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 109,405 | $1,497,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 43,553 | $1,495,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 37,156 | $1,493,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 42,910 | $1,487,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 106,287 | $1,483,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 48,668 | $1,483,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 94,108 | $1,474,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 13,655 | $1,472,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,450 | $1,471,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,558 | $1,470,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 25,762 | $1,470,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 34,857 | $1,468,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 36,254 | $1,467,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 20,488 | $1,465,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 33,964 | $1,465,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 16,892 | $1,460,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 21,039 | $1,460,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 56,170 | $1,459,000 | thousands by filing date | |
| ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE | 78011D104 | ETF | 137,406 | $1,455,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 130,505 | $1,447,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 51,757 | $1,444,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 96,303 | $1,444,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 169,895 | $1,444,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 159,635 | $1,438,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 23,826 | $1,434,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 56,810 | $1,434,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 31,969 | $1,429,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 31,772 | $1,428,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 105,292 | $1,426,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 75,977 | $1,423,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 199,104 | $1,422,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 12,764 | $1,422,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 89,534 | $1,421,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,096 | $1,419,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 46,646 | $1,419,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 53,466 | $1,419,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 59,089 | $1,418,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 60,090 | $1,417,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 17,820 | $1,415,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 130,299 | $1,411,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 28,829 | $1,408,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 39,653 | $1,405,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 8,470 | $1,403,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 55,222 | $1,402,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 57,887 | $1,400,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 50,736 | $1,399,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 12,128 | $1,393,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 92,849 | $1,393,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 38,727 | $1,386,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 23,463 | $1,385,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 3,320 | $1,384,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 96,902 | $1,376,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 107,708 | $1,375,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 63,487 | $1,372,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 16,956 | $1,371,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 50,027 | $1,371,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 22,303 | $1,366,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 52,200 | $1,366,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 17,766 | $1,362,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,588 | $1,362,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 30,469 | $1,359,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 123,979 | $1,359,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 64,087 | $1,356,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 18,104 | $1,355,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,903 | $1,353,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 87,353 | $1,350,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 76,908 | $1,347,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 107,496 | $1,336,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 36,513 | $1,336,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 97,757 | $1,330,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 22,812 | $1,319,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 43,929 | $1,315,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 28,024 | $1,315,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 15,133 | $1,314,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 26,086 | $1,312,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 8,730 | $1,311,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 17,789 | $1,310,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 9,536 | $1,301,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-16-000021 | this filing | 2016-11-16 | acceptance time not in the bulk data set |