13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 2,696 holding rows worth $16,772,882,000.
- Accession
- 0001403438-14-000011
- Filer
- CIK 1403438
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,696 entries on the cover page, a total value of $16,772,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,772,882,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAP INC COM | 364760108 | Stock | 17,753 | $737,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 19,369 | $734,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 19,310 | $732,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 61,346 | $732,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 30,662 | $731,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 24,720 | $729,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 10,686 | $726,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 53,725 | $725,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 12,546 | $724,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 354,713 | $724,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 78,651 | $723,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 29,550 | $723,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 13,549 | $723,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 23,629 | $721,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 56,726 | $721,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 18,007 | $720,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 18,445 | $720,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 12,742 | $720,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 43,537 | $715,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 38,413 | $715,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 33,237 | $711,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 11,623 | $711,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,192 | $710,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 123,213 | $710,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 56,322 | $710,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 46,498 | $710,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,082 | $709,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 10,547 | $708,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 11,078 | $708,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 20,827 | $705,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,109 | $705,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 21,887 | $702,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 28,670 | $701,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 10,184 | $699,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 15,964 | $698,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 19,314 | $696,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 30,352 | $696,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 39,495 | $695,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,880 | $693,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 89,560 | $693,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 44,568 | $692,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 10,183 | $691,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 145,485 | $691,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 19,967 | $688,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 14,502 | $687,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 40,212 | $686,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 21,961 | $685,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 19,293 | $684,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 10,123 | $682,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 35,058 | $682,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 6,824 | $682,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 5,870 | $681,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 15,663 | $681,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 20,294 | $680,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 123,658 | $680,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 73,080 | $680,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 17,085 | $679,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 15,504 | $679,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 17,662 | $677,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 21,867 | $677,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 47,695 | $676,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 17,498 | $676,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 64,183 | $676,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 69,807 | $675,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 52,442 | $675,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 105,091 | $674,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 22,152 | $670,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 15,874 | $669,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 10,738 | $667,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 40,345 | $667,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 55,005 | $664,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 14,729 | $662,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 81,193 | $661,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 8,145 | $660,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,619 | $660,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 47,171 | $660,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 26,705 | $659,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 49,097 | $658,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 107,117 | $657,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 18,485 | $655,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 42,514 | $653,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 30,662 | $653,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 12,127 | $651,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 108,106 | $651,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 6,774 | $651,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 14,345 | $650,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 12,562 | $649,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 33,014 | $649,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 13,764 | $648,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,895 | $647,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 13,040 | $647,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 89,207 | $646,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23,583 | $646,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 46,206 | $645,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 24,766 | $643,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 19,919 | $641,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 32,244 | $641,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 29,649 | $640,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 11,728 | $640,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 5,530 | $640,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 26,033 | $639,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10,123 | $637,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 21,815 | $637,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 51,313 | $636,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 50,683 | $636,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 41,501 | $635,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 46,162 | $635,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,622 | $633,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 18,523 | $633,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 98,808 | $632,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 45,142 | $630,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 17,008 | $629,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,004 | $628,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 44,138 | $628,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 26,791 | $627,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 11,198 | $625,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,991 | $625,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,167 | $623,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 19,859 | $623,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 8,076 | $622,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 17,546 | $621,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 17,026 | $620,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 16,062 | $620,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 11,776 | $619,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 65,772 | $619,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 16,975 | $619,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 14,710 | $619,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 24,852 | $617,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 30,746 | $617,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 44,251 | $614,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 25,730 | $614,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 22,870 | $613,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 6,624 | $611,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 96,560 | $608,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,299 | $605,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 24,901 | $604,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 19,284 | $603,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 31,731 | $602,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 82,411 | $600,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 31,592 | $599,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 11,838 | $599,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 15,595 | $599,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 24,838 | $599,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 40,808 | $598,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 24,093 | $597,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 20,100 | $597,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 26,936 | $596,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 6,777 | $596,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 17,244 | $595,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 34,065 | $595,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 200,310 | $595,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 22,339 | $595,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 17,141 | $594,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 45,168 | $594,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 37,839 | $592,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,401 | $591,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 60,155 | $588,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 19,805 | $586,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 21,740 | $586,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 45,971 | $585,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 14,327 | $584,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 7,816 | $584,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 7,871 | $583,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 8,166 | $583,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,283 | $583,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 31,354 | $583,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 70,524 | $583,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 49,764 | $581,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 24,346 | $580,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 16,701 | $580,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 107,439 | $578,000 | thousands by filing date | |
| AVENUE MUT FDS TR | 05358F301 | CRED STRA INST | 50,502 | $578,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 142,641 | $577,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 38,528 | $576,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 12,101 | $575,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 17,910 | $573,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 13,810 | $573,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 26,094 | $573,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 22,993 | $572,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 30,050 | $572,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 14,986 | $571,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,470 | $571,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 8,784 | $570,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 12,069 | $570,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 12,434 | $570,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,261 | $569,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 50,431 | $569,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 75,792 | $569,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 54,507 | $568,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 64,928 | $567,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 13,152 | $567,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 9,398 | $566,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 49,625 | $566,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 8,606 | $565,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 12,845 | $565,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 18,562 | $562,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 22,024 | $561,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 14,950 | $560,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 41,153 | $559,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 10,711 | $558,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 6,450 | $558,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 22,437 | $557,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 5,277 | $556,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 38,545 | $555,000 | thousands by filing date | |
| LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS Y | 543487136 | Mutual Fund | 45,718 | $555,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 67,869 | $554,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 6,477 | $554,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,473 | $554,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 18,048 | $553,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 23,300 | $553,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 18,671 | $553,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 22,198 | $550,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 16,212 | $548,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 24,894 | $548,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 8,346 | $547,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 9,449 | $547,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 28,314 | $546,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 12,292 | $545,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 21,510 | $545,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 10,799 | $544,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,411 | $544,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 28,696 | $544,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 17,998 | $544,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 14,460 | $543,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 51,555 | $537,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 34,935 | $536,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 13,619 | $536,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 8,422 | $535,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 85,673 | $535,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 34,487 | $535,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 31,403 | $534,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,338 | $533,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 10,832 | $533,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 10,619 | $532,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 19,488 | $532,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 6,419 | $531,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 44,899 | $531,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 24,199 | $530,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 21,456 | $530,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 45,529 | $530,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 21,122 | $529,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 19,311 | $528,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 9,779 | $528,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 13,120 | $528,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 17,241 | $526,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15,871 | $525,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 11,441 | $525,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 41,164 | $525,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 49,484 | $524,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,540 | $521,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 12,162 | $521,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 58,048 | $521,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 9,826 | $521,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 54,264 | $521,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,944 | $520,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 63,688 | $520,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 25,939 | $519,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 29,354 | $518,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 9,575 | $517,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 14,995 | $516,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,265 | $513,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 13,309 | $513,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 15,725 | $513,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 6,274 | $513,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 38,254 | $511,000 | thousands by filing date | |
| PIMCO All Asset All Authority | 72200Q182 | Com | 51,482 | $511,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 25,901 | $511,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 5,193 | $511,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 12,099 | $508,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 11,550 | $508,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 4,224 | $508,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 14,865 | $508,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 13,877 | $506,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 48,457 | $506,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,550 | $506,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 23,955 | $506,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 9,486 | $505,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,825 | $505,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 48,587 | $505,000 | thousands by filing date | |
| PIMCO RAE FDMTL ADV PLUS-INS | 72201F110 | Open-End Fund | 134,325 | $505,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 23,945 | $504,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 19,981 | $504,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,240 | $503,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 48,972 | $502,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 34,367 | $502,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,483 | $501,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 19,091 | $501,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 37,829 | $501,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 11,273 | $500,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,152 | $500,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 15,053 | $500,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,952 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 43,546 | $496,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 19,004 | $495,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 22,426 | $494,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 5,006 | $494,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 11,096 | $493,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 21,542 | $492,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 21,370 | $491,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 7,864 | $490,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 60,941 | $490,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 20,440 | $490,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 25,115 | $490,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 9,504 | $489,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 29,305 | $489,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7,554 | $488,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,380 | $488,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 19,350 | $488,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 101,508 | $488,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 16,903 | $488,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 18,563 | $487,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 135,368 | $487,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 15,264 | $485,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P168 | LCAP ALT EXC ETN | 13,934 | $485,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 17,904 | $484,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 8,359 | $483,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 15,537 | $482,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,381 | $482,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 10,290 | $482,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 19,006 | $481,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 9,207 | $481,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 8,918 | $481,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 8,874 | $481,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 31,382 | $480,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,873 | $479,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 10,517 | $479,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 26,314 | $478,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,009 | $477,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 21,216 | $477,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 4,069 | $477,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 52,620 | $477,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 12,052 | $475,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 11,947 | $475,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 36,230 | $475,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 6,027 | $474,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 19,252 | $474,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 80,267 | $474,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 18,523 | $473,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,231 | $473,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,724 | $473,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 31,423 | $472,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 18,274 | $471,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 15,196 | $470,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 47,786 | $470,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 4,353 | $469,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 21,147 | $468,000 | thousands by filing date | |
| SCHOONER FUND CLASS I | 89834E773 | Equity Mutual Fu | 18,270 | $468,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 8,741 | $467,000 | thousands by filing date | |
| BBH FD INC | 05528X604 | CORE SELE CL N | 20,782 | $466,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 17,843 | $466,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,892 | $464,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 22,543 | $464,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 27,672 | $464,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 40,523 | $463,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 10,033 | $462,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,510 | $460,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 35,068 | $460,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 9,526 | $459,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 26,159 | $459,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 11,074 | $459,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 33,992 | $458,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,087 | $458,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 25,827 | $457,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 31,694 | $456,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 80,990 | $456,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 51,566 | $455,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,803 | $455,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 17,065 | $454,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 27,084 | $454,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 11,860 | $454,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9,040 | $453,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 15,260 | $453,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,128 | $453,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 47,653 | $452,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 10,850 | $451,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,244 | $451,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 19,343 | $451,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 10,626 | $451,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 30,371 | $451,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 9,298 | $450,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 17,393 | $449,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 8,571 | $448,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 19,842 | $448,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 31,609 | $447,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,529 | $445,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,994 | $443,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 16,742 | $443,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 11,808 | $442,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 13,532 | $441,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 20,141 | $438,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,617 | $438,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,186 | $438,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 26,041 | $438,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 9,518 | $438,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,037 | $436,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 24,543 | $436,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 25,099 | $436,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,052 | $434,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 5,645 | $434,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,664 | $433,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 82,010 | $433,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 34,238 | $433,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 8,315 | $432,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 13,306 | $432,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,720 | $431,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 20,399 | $431,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 10,329 | $430,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 8,755 | $430,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20,843 | $429,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 32,002 | $429,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 4,510 | $429,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,502 | $428,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 29,684 | $428,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 17,195 | $428,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 9,911 | $427,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 16,499 | $427,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 58,573 | $425,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 12,069 | $424,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 27,397 | $424,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 15,852 | $424,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 70,988 | $423,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 102,000 | $422,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 12,050 | $422,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 19,980 | $422,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,744 | $421,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 19,145 | $420,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 12,451 | $419,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 30,337 | $418,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 18,121 | $418,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 8,955 | $417,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 27,737 | $416,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 27,256 | $416,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,131 | $415,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 11,421 | $415,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,043 | $414,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 8,197 | $414,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 13,069 | $414,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 34,046 | $413,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 27,720 | $411,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 28,239 | $411,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 11,240 | $411,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 21,235 | $411,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,099 | $409,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 9,495 | $409,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5,017 | $408,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,024 | $407,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 5,092 | $407,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 40,817 | $407,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,582 | $406,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 10,435 | $406,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 6,481 | $405,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 43,392 | $405,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 10,036 | $405,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,902 | $404,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 80,324 | $404,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,033 | $402,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 29,283 | $401,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 29,448 | $401,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 7,786 | $400,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,615 | $398,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 22,950 | $398,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 4,973 | $398,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,533 | $396,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 11,535 | $395,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 5,057 | $394,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 3,166 | $394,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 126,368 | $394,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 43,860 | $394,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 30,642 | $393,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,944 | $393,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 36,328 | $391,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 28,998 | $391,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 12,571 | $390,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 6,102 | $390,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 391,000 | $390,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 61,358 | $390,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 80,442 | $389,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 20,675 | $388,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 16,391 | $388,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 6,994 | $388,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 15,159 | $388,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 23,121 | $387,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 7,805 | $386,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 21,577 | $386,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 103,813 | $386,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 17,552 | $385,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 14,077 | $385,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 6,432 | $384,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,477 | $383,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,014 | $382,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 31,144 | $381,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 34,225 | $381,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 66,573 | $381,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 9,329 | $380,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 13,276 | $380,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 7,497 | $379,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,751 | $378,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,363 | $378,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 13,005 | $378,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 5,866 | $377,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000011 | this filing | 2014-11-10 | acceptance time not in the bulk data set |