13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 2,696 holding rows worth $16,772,882,000.
- Accession
- 0001403438-14-000011
- Filer
- CIK 1403438
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,696 entries on the cover page, a total value of $16,772,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,772,882,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLIAMS COS INC COM | 969457100 | Stock | 82,173 | $4,501,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 97,761 | $4,484,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 91,605 | $4,479,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 117,471 | $4,472,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 116,879 | $4,467,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 176,819 | $4,465,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 41,459 | $4,462,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 174,761 | $4,451,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 158,072 | $4,451,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 168,367 | $4,432,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 74,793 | $4,429,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 59,046 | $4,408,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 90,643 | $4,405,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 174,886 | $4,404,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 308,754 | $4,400,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 738,408 | $4,394,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 79,021 | $4,369,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 112,025 | $4,369,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 178,821 | $4,360,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 83,066 | $4,351,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 44,350 | $4,345,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 113,571 | $4,337,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 46,798 | $4,333,000 | thousands by filing date | |
| AQR MULTI STRGY ALTERNATIVE CL | 00203H792 | Equity Mutual Fu | 433,098 | $4,318,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 43,390 | $4,307,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 93,489 | $4,295,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 87,664 | $4,274,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 138,754 | $4,271,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 81,690 | $4,249,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 46,405 | $4,212,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 72,740 | $4,187,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 244,354 | $4,181,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 99,452 | $4,168,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 106,829 | $4,165,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 146,401 | $4,165,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 139,638 | $4,163,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 71,543 | $4,147,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 157,490 | $4,144,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 578,800 | $4,127,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 125,498 | $4,109,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 77,840 | $4,094,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 293,380 | $4,081,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 41,192 | $4,079,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 96,942 | $4,077,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 173,821 | $4,060,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 103,645 | $4,057,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 85,791 | $4,022,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 206,751 | $4,015,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 195,271 | $4,011,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 536,249 | $4,011,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 64,424 | $4,005,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 98,055 | $3,963,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 37,646 | $3,953,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 121,350 | $3,950,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 270,762 | $3,948,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 62,943 | $3,946,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 153,440 | $3,933,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 44,331 | $3,929,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 617,681 | $3,928,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 43,568 | $3,904,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 36,726 | $3,903,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 20,440 | $3,880,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 50,697 | $3,867,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 101,039 | $3,862,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 45,240 | $3,835,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 38,006 | $3,828,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 282,504 | $3,828,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 111,402 | $3,826,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 68,808 | $3,821,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 44,974 | $3,819,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 259,872 | $3,818,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 105,921 | $3,806,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 44,188 | $3,805,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 42,071 | $3,804,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 160,839 | $3,797,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 123,970 | $3,796,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 797,710 | $3,773,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 122,950 | $3,772,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 52,424 | $3,757,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 261,664 | $3,744,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 129,725 | $3,735,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 22,444 | $3,720,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 221,381 | $3,715,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 70,941 | $3,705,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 29,006 | $3,694,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 60,052 | $3,687,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 58,713 | $3,681,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 78,420 | $3,679,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 88,255 | $3,627,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 95,539 | $3,608,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 61,677 | $3,605,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 46,177 | $3,604,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 265,230 | $3,604,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 225,096 | $3,586,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 568,435 | $3,575,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 73,400 | $3,573,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 210,534 | $3,543,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 65,240 | $3,534,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 157,334 | $3,529,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 151,883 | $3,515,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 39,070 | $3,509,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 37,010 | $3,491,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 48,807 | $3,490,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 222,176 | $3,484,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 159,600 | $3,463,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 164,246 | $3,454,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 380,647 | $3,449,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 40,405 | $3,432,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 43,012 | $3,429,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 116,128 | $3,425,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 52,815 | $3,418,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 93,332 | $3,406,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 75,766 | $3,401,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 324,033 | $3,396,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 35,922 | $3,377,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 265,899 | $3,377,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 29,909 | $3,371,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 42,835 | $3,343,000 | thousands by filing date | |
| PIMCO Investment Grade Corp Bo | 722005816 | Com | 313,928 | $3,340,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 249,129 | $3,317,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 26,159 | $3,297,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 112,444 | $3,292,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 56,125 | $3,292,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 40,761 | $3,269,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 53,480 | $3,252,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 56,406 | $3,251,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 65,945 | $3,245,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 23,205 | $3,228,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 67,219 | $3,220,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 77,278 | $3,217,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 39,643 | $3,216,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 69,716 | $3,214,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 30,815 | $3,214,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 117,134 | $3,205,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 70,226 | $3,202,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 36,688 | $3,185,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 252,477 | $3,179,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 24,820 | $3,177,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 146,981 | $3,176,000 | thousands by filing date | |
| CAUSEWAY CAP MGMT | 14949P307 | GOBL VAL INSTL | 252,768 | $3,167,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 54,401 | $3,162,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 27,692 | $3,161,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 39,411 | $3,146,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 26,870 | $3,140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 84,266 | $3,137,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 74,308 | $3,133,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 163,991 | $3,132,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 47,243 | $3,126,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 246,127 | $3,121,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 51,311 | $3,118,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 26,713 | $3,106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 143,459 | $3,093,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 57,944 | $3,086,000 | thousands by filing date | |
| THE OSTERWEIS STRATEGIC INCOME FUND | 742935489 | SHS | 261,394 | $3,058,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 96,649 | $3,050,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 75,653 | $3,050,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 89,587 | $3,042,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 35,415 | $3,036,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 25,990 | $3,032,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 34,968 | $3,028,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 59,695 | $3,020,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,558 | $3,018,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 281,522 | $3,009,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 65,725 | $3,008,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 78,032 | $3,003,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 45,418 | $2,994,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 33,456 | $2,992,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 128,587 | $2,984,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 34,403 | $2,979,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 35,696 | $2,977,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 29,333 | $2,970,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 55,649 | $2,967,000 | thousands by filing date | |
| ADVISERS INVT TR | 00770G847 | JOHCM INTL SL I | 153,207 | $2,961,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 11,794 | $2,956,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 106,717 | $2,948,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 87,932 | $2,946,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 259,118 | $2,941,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 31,032 | $2,937,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 36,267 | $2,924,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 65,384 | $2,910,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 75,944 | $2,909,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 58,092 | $2,908,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 31,051 | $2,892,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 95,270 | $2,890,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 51,990 | $2,883,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 22,449 | $2,873,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 56,345 | $2,873,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 62,493 | $2,869,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 64,421 | $2,858,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 30,165 | $2,857,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 53,397 | $2,848,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 23,796 | $2,847,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 144,918 | $2,846,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 105,615 | $2,844,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 214,400 | $2,843,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 13,281 | $2,839,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 27,705 | $2,834,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 562,679 | $2,802,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 200,090 | $2,797,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 62,602 | $2,788,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 38,874 | $2,787,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 19,672 | $2,785,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 17,923 | $2,783,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 40,163 | $2,764,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 42,444 | $2,747,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 21,379 | $2,736,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 49,638 | $2,734,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 335,647 | $2,729,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 61,208 | $2,729,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 124,218 | $2,727,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 27,363 | $2,724,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 50,318 | $2,721,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 239,467 | $2,720,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 32,636 | $2,712,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 78,464 | $2,698,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 71,508 | $2,682,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,358 | $2,681,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 35,014 | $2,680,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 52,600 | $2,680,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 151,568 | $2,674,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 77,755 | $2,672,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 237,707 | $2,669,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 67,814 | $2,664,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 64,188 | $2,661,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 94,773 | $2,659,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 71,529 | $2,656,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 39,046 | $2,652,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 70,890 | $2,643,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 22,240 | $2,628,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 37,666 | $2,624,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 264,441 | $2,623,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 90,193 | $2,620,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 89,491 | $2,616,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 122,252 | $2,614,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 46,391 | $2,602,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 130,112 | $2,594,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 188,056 | $2,579,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 23,270 | $2,574,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 120,050 | $2,560,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 144,315 | $2,551,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 27,995 | $2,549,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 21,456 | $2,543,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 84,851 | $2,541,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15,168 | $2,536,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 53,535 | $2,527,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 43,856 | $2,524,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 67,890 | $2,521,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 82,566 | $2,515,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 266,166 | $2,510,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,335 | $2,508,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 66,108 | $2,502,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 163,430 | $2,496,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 60,139 | $2,496,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 39,090 | $2,493,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 155,438 | $2,485,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 26,050 | $2,479,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 42,136 | $2,477,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 43,255 | $2,473,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 48,118 | $2,472,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 34,555 | $2,469,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 46,736 | $2,464,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 72,133 | $2,463,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 49,734 | $2,462,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 70,549 | $2,462,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 19,808 | $2,462,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 28,310 | $2,457,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 30,169 | $2,454,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 36,426 | $2,450,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 101,044 | $2,445,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 185,305 | $2,442,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 49,857 | $2,426,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 243,111 | $2,421,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 68,842 | $2,410,000 | thousands by filing date | |
| HARDING LOEVNER EMERGING MARKETS ADVISOR | 412295305 | NTF EQUITY FUNDS | 48,135 | $2,401,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 50,688 | $2,395,000 | thousands by filing date | |
| UNIFIED SER TR | 90470K172 | TOREAD LC INST | 157,761 | $2,389,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 161,112 | $2,383,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 71,376 | $2,382,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 22,328 | $2,346,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 86,011 | $2,333,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,039 | $2,331,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 295,427 | $2,331,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 117,712 | $2,330,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 37,288 | $2,330,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 116,829 | $2,330,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 24,868 | $2,321,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 30,239 | $2,319,000 | thousands by filing date | |
| DIAMOND HILL LONG/SHORT -A | 25264S403 | COMMON | 99,530 | $2,316,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 251,545 | $2,314,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 22,270 | $2,312,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 118,557 | $2,311,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 22,323 | $2,297,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 159,875 | $2,297,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 98,045 | $2,296,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 38,033 | $2,296,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 95,702 | $2,295,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 31,369 | $2,276,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 32,127 | $2,273,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 37,428 | $2,270,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 33,933 | $2,266,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 36,824 | $2,255,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 31,353 | $2,245,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 110,702 | $2,238,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 24,408 | $2,234,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 203,848 | $2,234,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 347,541 | $2,221,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 17,532 | $2,206,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 85,372 | $2,202,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 31,169 | $2,198,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 45,974 | $2,195,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 69,898 | $2,193,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,995 | $2,192,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 25,578 | $2,192,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 246,742 | $2,189,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 111,160 | $2,188,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 187,436 | $2,184,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 46,265 | $2,180,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 48,916 | $2,178,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 18,871 | $2,175,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 92,259 | $2,173,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 34,332 | $2,159,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 88,465 | $2,159,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 64,751 | $2,154,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 102,784 | $2,152,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 31,989 | $2,149,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 23,687 | $2,144,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 79,398 | $2,139,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 98,440 | $2,134,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 10,988 | $2,133,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 31,858 | $2,129,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 31,749 | $2,128,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 22,234 | $2,121,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 44,243 | $2,116,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 37,372 | $2,113,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 19,149 | $2,112,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 30,692 | $2,112,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 21,680 | $2,098,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 33,057 | $2,097,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 265,168 | $2,095,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 20,293 | $2,091,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 92,049 | $2,077,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 135,732 | $2,073,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 355,882 | $2,068,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 39,867 | $2,057,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 21,797 | $2,056,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 30,244 | $2,044,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 40,408 | $2,043,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 655,316 | $2,038,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 155,015 | $2,038,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 56,854 | $2,037,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 17,565 | $2,022,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 187,127 | $2,019,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 74,484 | $2,017,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 99,391 | $2,015,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 23,002 | $1,993,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 21,217 | $1,991,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 161,401 | $1,988,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 87,096 | $1,986,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 20,735 | $1,981,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 48,052 | $1,974,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 27,217 | $1,972,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 71,686 | $1,971,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 139,625 | $1,966,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 112,652 | $1,965,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 24,238 | $1,954,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 76,420 | $1,949,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 36,369 | $1,946,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 113,034 | $1,944,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 32,196 | $1,943,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 111,985 | $1,941,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 194,091 | $1,937,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 48,293 | $1,929,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 182,429 | $1,925,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,533 | $1,920,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 44,449 | $1,920,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 30,208 | $1,919,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 112,752 | $1,917,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 34,812 | $1,909,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 44,823 | $1,905,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 71,515 | $1,900,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 45,613 | $1,899,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 47,183 | $1,897,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 24,540 | $1,892,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 26,809 | $1,888,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 30,358 | $1,887,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 205,657 | $1,886,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 142,944 | $1,885,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 12,122 | $1,879,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 68,917 | $1,874,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 14,469 | $1,856,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 31,447 | $1,853,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 40,888 | $1,851,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 40,943 | $1,847,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 92,393 | $1,846,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 34,991 | $1,845,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 38,344 | $1,845,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 35,614 | $1,844,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 273,626 | $1,844,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 26,522 | $1,844,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 47,599 | $1,839,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 41,366 | $1,834,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 26,961 | $1,834,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 18,901 | $1,829,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 45,869 | $1,818,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 68,155 | $1,818,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 31,421 | $1,816,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 92,090 | $1,812,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 24,264 | $1,811,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 45,700 | $1,811,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 17,407 | $1,810,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 53,683 | $1,809,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 14,703 | $1,803,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 32,059 | $1,791,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 134,232 | $1,788,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 141,499 | $1,779,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 81,101 | $1,775,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 45,342 | $1,773,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 64,602 | $1,770,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 77,284 | $1,769,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,130 | $1,761,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 58,420 | $1,760,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 12,370 | $1,759,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 17,392 | $1,753,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 38,150 | $1,753,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 12,837 | $1,751,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 43,495 | $1,750,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 41,006 | $1,750,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 76,524 | $1,746,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 26,753 | $1,745,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 11,966 | $1,737,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 40,540 | $1,735,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 21,938 | $1,733,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 175,084 | $1,732,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 59,915 | $1,730,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 78,573 | $1,729,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 76,714 | $1,728,000 | thousands by filing date | |
| Virtus Seix Fltg Rt Incm Cl I | 76628t678 | US TAXABLE BOND FUNDS | 193,580 | $1,727,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 19,695 | $1,723,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 52,514 | $1,723,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 54,968 | $1,717,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 57,437 | $1,715,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 28,431 | $1,714,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 34,917 | $1,711,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 108,182 | $1,709,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 34,065 | $1,708,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 120,077 | $1,707,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 74,136 | $1,706,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 34,723 | $1,700,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 65,372 | $1,700,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 22,746 | $1,693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 29,516 | $1,688,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 241,423 | $1,683,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 116,686 | $1,680,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 26,391 | $1,678,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 67,071 | $1,677,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 24,976 | $1,676,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 63,851 | $1,676,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 73,628 | $1,674,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 14,681 | $1,668,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 34,164 | $1,667,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 102,326 | $1,665,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 25,745 | $1,660,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 71,204 | $1,658,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 97,972 | $1,657,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 18,195 | $1,656,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 112,745 | $1,655,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 43,635 | $1,654,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 13,337 | $1,652,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 113,043 | $1,650,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 54,083 | $1,648,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 124,769 | $1,648,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 16,830 | $1,647,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 337,150 | $1,645,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 19,288 | $1,642,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,345 | $1,642,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 140,334 | $1,642,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 14,969 | $1,638,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 17,471 | $1,630,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 131,446 | $1,629,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 86,111 | $1,627,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 36,556 | $1,627,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 109,887 | $1,625,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 11,954 | $1,624,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 23,710 | $1,620,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 160,890 | $1,620,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 113,119 | $1,618,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 57,229 | $1,614,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 29,877 | $1,610,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 33,632 | $1,608,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 131,692 | $1,608,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 43,291 | $1,607,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 181,157 | $1,599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 32,355 | $1,597,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 30,848 | $1,594,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 124,318 | $1,586,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 53,586 | $1,585,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 54,243 | $1,584,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,943 | $1,583,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 133,453 | $1,583,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 9,685 | $1,582,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000011 | this filing | 2014-11-10 | acceptance time not in the bulk data set |