13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 2,696 holding rows worth $16,772,882,000.
- Accession
- 0001403438-14-000011
- Filer
- CIK 1403438
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,696 entries on the cover page, a total value of $16,772,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,772,882,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 92,147 | $1,582,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 48,675 | $1,580,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 40,093 | $1,580,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 71,000 | $1,578,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 21,370 | $1,576,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 48,083 | $1,575,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 23,532 | $1,572,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 30,668 | $1,569,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 108,501 | $1,568,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y817 | US500 ENH VOL | 46,061 | $1,568,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 60,179 | $1,565,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 34,609 | $1,564,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 30,785 | $1,559,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 13,343 | $1,559,000 | thousands by filing date | |
| FRONTEGRA FDS INC | 359033685 | MGCR INF INSTL | 114,945 | $1,559,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 110,552 | $1,553,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 65,527 | $1,540,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 44,414 | $1,539,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 35,887 | $1,536,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 81,863 | $1,533,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 29,443 | $1,532,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 56,251 | $1,529,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 20,821 | $1,528,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 51,843 | $1,524,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 34,224 | $1,523,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 72,682 | $1,523,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 86,021 | $1,521,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 139,612 | $1,516,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 56,168 | $1,510,000 | thousands by filing date | |
| THIRD AVENUE FOCUSED CRE-INS | 884116708 | MUTUAL FDS | 135,877 | $1,506,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 47,130 | $1,503,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 28,978 | $1,499,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 23,532 | $1,498,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 12,563 | $1,497,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 15,383 | $1,490,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 17,467 | $1,489,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 112,802 | $1,489,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 86,102 | $1,486,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 109,918 | $1,484,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 89,427 | $1,484,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 29,561 | $1,483,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 13,158 | $1,480,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 28,701 | $1,480,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 35,255 | $1,478,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 28,448 | $1,473,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 110,516 | $1,470,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 74,983 | $1,467,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,166 | $1,465,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 11,142 | $1,465,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 15,167 | $1,465,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 19,459 | $1,459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 43,486 | $1,459,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 45,727 | $1,458,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 115,652 | $1,456,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 49,864 | $1,454,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 65,723 | $1,451,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 19,431 | $1,443,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 33,281 | $1,443,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 112,415 | $1,443,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 18,472 | $1,436,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 27,178 | $1,436,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 106,158 | $1,431,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 18,257 | $1,430,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 29,798 | $1,421,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 33,991 | $1,419,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 28,554 | $1,418,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 29,226 | $1,415,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 19,301 | $1,414,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 52,094 | $1,414,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 14,348 | $1,408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 45,829 | $1,407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 44,806 | $1,406,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 74,578 | $1,403,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 65,100 | $1,400,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 12,352 | $1,394,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 164,548 | $1,392,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 42,574 | $1,387,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 20,942 | $1,385,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 46,052 | $1,382,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 106,385 | $1,381,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 43,143 | $1,366,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 29,251 | $1,364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 48,422 | $1,362,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 22,537 | $1,361,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 42,131 | $1,360,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 45,803 | $1,360,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 37,453 | $1,358,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 70,677 | $1,353,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 21,683 | $1,351,000 | thousands by filing date | |
| Cohen Steers Pfd Secs Inc Fdfd | 19248X307 | ETF | 99,306 | $1,351,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 23,728 | $1,346,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 23,327 | $1,345,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 28,760 | $1,344,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 37,423 | $1,339,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 101,781 | $1,337,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 100,773 | $1,325,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 37,103 | $1,321,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 19,290 | $1,320,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 21,431 | $1,319,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 23,258 | $1,318,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 21,544 | $1,318,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 33,732 | $1,313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 29,325 | $1,312,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 64,473 | $1,310,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 29,848 | $1,308,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 94,541 | $1,306,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 14,357 | $1,305,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 61,784 | $1,304,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 47,998 | $1,304,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 73,052 | $1,301,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 189,312 | $1,295,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 41,527 | $1,294,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 27,500 | $1,294,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 19,890 | $1,292,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 26,171 | $1,289,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 11,002 | $1,288,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 48,186 | $1,277,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 120,434 | $1,277,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 60,009 | $1,274,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 26,430 | $1,273,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 23,793 | $1,273,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 26,160 | $1,272,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 19,233 | $1,270,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 15,314 | $1,270,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 18,627 | $1,266,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 22,386 | $1,266,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 18,730 | $1,263,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12,531 | $1,263,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 29,519 | $1,262,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 45,118 | $1,261,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 42,703 | $1,253,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 50,486 | $1,253,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 120,349 | $1,253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 43,290 | $1,252,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 150,039 | $1,249,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 96,133 | $1,247,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 51,608 | $1,243,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 95,088 | $1,242,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 101,633 | $1,242,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 85,602 | $1,240,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 31,697 | $1,231,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12,804 | $1,230,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 105,396 | $1,226,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 15,087 | $1,226,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 15,045 | $1,225,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 79,110 | $1,225,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 23,967 | $1,224,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 67,230 | $1,224,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 18,550 | $1,222,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 16,601 | $1,220,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 15,230 | $1,215,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 27,077 | $1,210,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 38,914 | $1,208,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 25,367 | $1,201,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 87,902 | $1,201,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 86,612 | $1,193,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 24,515 | $1,192,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 92,652 | $1,190,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 54,550 | $1,190,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 8,388 | $1,190,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,910 | $1,187,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 56,530 | $1,185,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 16,146 | $1,184,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 67,702 | $1,182,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 11,581 | $1,182,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 983 | $1,180,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 12,190 | $1,177,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 69,357 | $1,174,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,115 | $1,173,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 14,757 | $1,172,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 17,627 | $1,170,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 5,983 | $1,169,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 32,206 | $1,169,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 16,682 | $1,169,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 39,184 | $1,168,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 30,824 | $1,165,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 19,619 | $1,152,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 328,118 | $1,152,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 16,158 | $1,151,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 18,092 | $1,150,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 119,571 | $1,148,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 29,484 | $1,144,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 31,980 | $1,143,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y825 | US 500 INDEX ETF | 33,366 | $1,143,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 56,894 | $1,139,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 40,577 | $1,137,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 16,951 | $1,136,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 25,291 | $1,135,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 7,340 | $1,134,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 151,896 | $1,133,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 43,963 | $1,133,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 81,839 | $1,132,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 50,783 | $1,123,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 49,902 | $1,122,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 94,783 | $1,118,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 23,123 | $1,116,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,521 | $1,115,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 20,081 | $1,115,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 81,749 | $1,115,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 46,296 | $1,115,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 35,613 | $1,114,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 292,500 | $1,114,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 25,730 | $1,112,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,417 | $1,106,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 24,725 | $1,104,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 67,188 | $1,101,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 92,752 | $1,094,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 32,561 | $1,093,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 44,875 | $1,092,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 86,343 | $1,089,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 31,206 | $1,088,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 38,782 | $1,087,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 13,672 | $1,086,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 42,260 | $1,085,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 46,647 | $1,083,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 93,493 | $1,082,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 37,008 | $1,081,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 75,607 | $1,081,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 69,771 | $1,079,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 78,901 | $1,074,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 21,039 | $1,072,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 53,998 | $1,072,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 17,760 | $1,071,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 21,439 | $1,071,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 37,660 | $1,071,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 22,216 | $1,071,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 30,164 | $1,070,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 80,902 | $1,070,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 25,859 | $1,069,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 36,220 | $1,065,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 52,624 | $1,062,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 21,462 | $1,061,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 11,231 | $1,061,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 25,103 | $1,060,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 39,553 | $1,060,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 27,733 | $1,060,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 11,567 | $1,059,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 209,506 | $1,058,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 19,157 | $1,058,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 52,511 | $1,057,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 34,137 | $1,055,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 22,697 | $1,055,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 13,026 | $1,052,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 10,757 | $1,050,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 21,153 | $1,043,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 24,689 | $1,041,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 89,282 | $1,041,000 | thousands by filing date | |
| PIMCO COMMODITY REAL RETURN STRATEGY FUND INSTITUTIONAL CLASS | 722005667 | OPEN END TAXABLE NO LOAD FUND | 196,163 | $1,040,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 111,035 | $1,040,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 15,918 | $1,038,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 44,169 | $1,038,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 78,016 | $1,033,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 47,251 | $1,031,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 27,278 | $1,026,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 51,100 | $1,025,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,890 | $1,023,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 14,618 | $1,018,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 27,551 | $1,018,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 7,785 | $1,015,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 8,474 | $1,013,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 103,081 | $1,013,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 63,498 | $1,013,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 17,990 | $1,011,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 11,796 | $1,010,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 29,592 | $1,008,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 57,065 | $1,007,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 49,328 | $1,005,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 73,385 | $1,004,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 12,675 | $1,004,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 22,045 | $1,002,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 15,529 | $999,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 15,608 | $999,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 12,943 | $995,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 59,028 | $994,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 31,223 | $992,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 80,550 | $991,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 117,920 | $991,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 8,066 | $986,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 38,055 | $986,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 9,734 | $985,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 57,452 | $984,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 76,215 | $979,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 32,204 | $978,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 17,849 | $978,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 63,891 | $978,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 35,433 | $975,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 67,326 | $974,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 63,620 | $972,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 29,291 | $971,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 16,509 | $970,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 17,651 | $970,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 10,768 | $968,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 10,265 | $968,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 21,404 | $967,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 10,103 | $966,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 42,226 | $965,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 7,397 | $965,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 17,647 | $964,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 35,576 | $960,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 24,065 | $960,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 47,817 | $959,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 73,625 | $958,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 46,122 | $957,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 80,047 | $957,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,303 | $953,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 16,512 | $953,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 72,749 | $952,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 52,482 | $946,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 32,304 | $943,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 31,571 | $942,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 6,841 | $941,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 63,916 | $941,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 14,595 | $939,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 29,566 | $938,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 25,899 | $936,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 30,349 | $932,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 7,631 | $932,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,351 | $930,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 79,609 | $930,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 17,594 | $925,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 52,717 | $925,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 43,306 | $923,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 17,419 | $923,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 123,901 | $922,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 12,654 | $921,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 45,706 | $919,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 26,770 | $916,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 9,973 | $916,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 34,129 | $915,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 75,791 | $914,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 39,363 | $914,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 21,833 | $914,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 128,621 | $912,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 26,905 | $912,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 68,407 | $912,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 98,580 | $911,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 44,334 | $911,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 108,404 | $910,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 27,876 | $910,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 65,893 | $909,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 16,291 | $907,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 22,179 | $906,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 6,228 | $905,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 114,829 | $905,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 25,170 | $904,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 62,887 | $904,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 23,916 | $903,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 33,400 | $902,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,507 | $899,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 113,327 | $899,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 164,361 | $899,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 68,640 | $898,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 18,961 | $898,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 26,967 | $898,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 60,819 | $893,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 13,011 | $891,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 9,999 | $891,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 43,406 | $890,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 133,081 | $889,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 30,021 | $888,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 44,711 | $886,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 79,963 | $881,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 60,703 | $879,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 64,003 | $878,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 40,069 | $878,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,831 | $874,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 14,517 | $873,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 152,245 | $872,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 461418360 | TOWLE DEEP VAL | 57,535 | $871,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 11,556 | $868,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 13,893 | $867,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 28,995 | $866,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 252,506 | $864,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 125,845 | $863,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 19,290 | $862,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 18,082 | $858,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 72,884 | $858,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 29,378 | $857,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 27,339 | $856,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 10,811 | $854,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 26,023 | $853,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,467 | $853,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 16,469 | $852,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 18,335 | $852,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 11,025 | $850,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 16,085 | $849,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 29,132 | $849,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 49,414 | $848,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 151,963 | $846,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 42,050 | $846,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 59,922 | $843,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 22,809 | $839,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 18,442 | $838,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 21,862 | $835,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 38,081 | $834,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 60,510 | $831,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 50,646 | $831,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 80,230 | $830,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 61,746 | $829,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,306 | $828,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 26,776 | $827,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 29,928 | $825,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 16,179 | $824,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 13,094 | $823,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 43,078 | $822,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 55,682 | $821,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 23,776 | $819,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 23,550 | $819,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 29,017 | $818,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 9,342 | $818,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 23,940 | $817,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 74,791 | $816,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 85,200 | $814,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 8,074 | $814,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 22,940 | $813,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 38,475 | $813,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 21,444 | $812,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 31,726 | $812,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 27,169 | $812,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 83,047 | $811,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,832 | $810,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 15,119 | $810,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 38,407 | $810,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 36,728 | $809,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 29,901 | $807,000 | thousands by filing date | |
| SEI High Yield Bond | 783925647 | CEF | 105,113 | $807,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 66,207 | $806,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 50,507 | $804,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 21,800 | $803,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 16,185 | $803,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 100,503 | $802,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,770 | $802,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 27,753 | $800,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 57,169 | $800,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 31,082 | $798,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 48,611 | $797,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 7,016 | $794,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 53,801 | $794,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 22,358 | $794,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 16,009 | $790,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,455 | $790,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 14,282 | $789,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 49,868 | $786,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 95,779 | $785,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 19,347 | $785,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 33,455 | $783,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 18,035 | $782,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 162,269 | $781,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 39,261 | $781,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 13,162 | $779,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 15,425 | $778,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 42,527 | $777,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 13,318 | $776,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 16,712 | $775,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,717 | $775,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 24,049 | $774,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 75,788 | $774,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 55,444 | $773,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 12,077 | $772,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 33,403 | $772,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,766 | $771,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 55,979 | $770,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 50,834 | $769,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 17,619 | $769,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 21,874 | $768,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 59,844 | $768,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 42,263 | $766,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 13,587 | $764,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 33,680 | $764,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 12,177 | $762,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 22,182 | $760,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 20,688 | $759,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 37,068 | $757,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 14,837 | $756,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,437 | $755,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 55,182 | $755,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 54,637 | $755,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 12,088 | $754,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 8,887 | $754,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 70,079 | $754,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 29,879 | $751,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 41,233 | $749,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 74,698 | $747,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,721 | $746,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 28,862 | $746,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,138 | $745,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,434 | $745,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 54,118 | $745,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 68,169 | $744,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 29,026 | $744,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 60,563 | $743,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 88,870 | $743,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 59,406 | $743,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10,210 | $742,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 31,498 | $742,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 44,817 | $740,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 37,639 | $739,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,453 | $738,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 10,268 | $738,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6,868 | $737,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000011 | this filing | 2014-11-10 | acceptance time not in the bulk data set |