13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 2,696 holding rows worth $16,772,882,000.
- Accession
- 0001403438-14-000011
- Filer
- CIK 1403438
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,696 entries on the cover page, a total value of $16,772,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,772,882,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE INC | 97717P104 | COM | 16,001 | $179,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 41,127 | $179,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 11,755 | $178,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 13,118 | $178,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 30,786 | $177,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 20,701 | $177,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 10,166 | $176,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,372 | $176,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 25,082 | $176,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 11,456 | $175,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,231 | $175,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 17,698 | $174,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 14,384 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 11,377 | $173,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 11,760 | $172,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 181,532 | $172,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 12,972 | $172,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 10,820 | $170,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 13,019 | $169,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 12,960 | $168,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 12,571 | $168,000 | thousands by filing date | |
| APEXCM SMALL/MID CAP GROWTH | 90386H107 | FUND | 10,534 | $168,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 11,403 | $163,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 13,166 | $163,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,442 | $163,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 13,875 | $161,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,049 | $161,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 11,912 | $161,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 17,729 | $159,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 24,076 | $158,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,476 | $157,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 174,699 | $157,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 10,165 | $156,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,617 | $156,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 15,062 | $156,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 143,289 | $155,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,880 | $154,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 11,135 | $154,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 12,611 | $154,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 70,704 | $152,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,964 | $151,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,915 | $151,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,635 | $150,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 12,102 | $149,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 11,173 | $149,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 16,926 | $149,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,937 | $147,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 15,241 | $147,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 72,683 | $147,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 62,770 | $146,000 | thousands by filing date | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 14,273 | $146,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,254 | $145,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,369 | $145,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,931 | $144,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 13,844 | $144,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 17,242 | $144,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 71,619 | $143,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 48,184 | $142,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,495 | $142,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,193 | $142,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 20,726 | $141,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,231 | $141,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,285 | $141,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 12,328 | $141,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 10,297 | $140,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 12,500 | $138,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 15,259 | $138,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15,632 | $137,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,487 | $135,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,486 | $134,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 38,006 | $133,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 10,510 | $133,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,733 | $132,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 28,175 | $130,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 11,831 | $129,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 11,342 | $128,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,758 | $128,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 11,862 | $127,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,761 | $126,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,476 | $126,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 12,966 | $125,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,125 | $124,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 18,100 | $121,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 41,600 | $121,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 19,700 | $121,000 | thousands by filing date | |
| WASATCH FDS TR | 936793884 | EMRG MKTS SCAP | 44,236 | $121,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,427 | $119,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 12,824 | $117,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 23,071 | $116,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,229 | $115,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 33,962 | $114,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 12,113 | $114,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 39,429 | $114,000 | thousands by filing date | |
| Pimco Low Duration Fund Instit | 693390304 | COM | 10,885 | $112,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 12,946 | $111,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 12,000 | $111,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 10,689 | $108,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 13,758 | $107,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 30,231 | $104,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 38,278 | $104,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 11,119 | $103,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,185 | $102,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 10,420 | $102,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 17,882 | $99,000 | thousands by filing date | |
| DRIEHAUS SELECT CREDIT FUND | 262028848 | Open-End Fund | 10,119 | $99,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 12,568 | $98,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 21,637 | $96,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 40,582 | $93,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 26,379 | $93,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,478 | $93,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 12,284 | $86,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 28,188 | $86,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 20,850 | $86,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 25,820 | $85,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 20,595 | $83,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,350 | $83,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 12,404 | $83,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,056 | $81,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 12,707 | $81,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 10,000 | $80,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 37,769 | $79,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 21,301 | $71,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,590 | $69,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 11,050 | $69,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 40,849 | $68,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 34,393 | $68,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,685 | $68,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,225 | $63,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 14,226 | $63,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 11,610 | $63,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 53,444 | $63,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,820 | $62,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 11,300 | $62,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,620 | $60,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 15,600 | $58,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 45,100 | $58,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 25,493 | $58,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 16,938 | $57,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 20,832 | $56,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 15,775 | $56,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,544 | $55,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 19,750 | $55,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,699 | $54,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 13,387 | $53,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 50,000 | $52,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 10,164 | $51,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 47,173 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 45,000 | $49,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 81,997 | $48,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 47,200 | $47,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 10,064 | $44,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,165 | $42,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,701 | $40,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 29,000 | $38,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 36,700 | $36,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,003 | $36,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 16,800 | $35,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 32,110 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 13,825 | $34,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 15,500 | $32,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 20,000 | $30,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 25,000 | $29,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 22,000 | $29,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 18,607 | $28,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 12,456 | $26,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 20,050 | $26,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,200 | $26,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 13,020 | $25,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,810 | $21,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 14,000 | $18,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 12,685 | $17,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 19,025 | $17,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 17,100 | $17,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,160 | $17,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 10,000 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 13,004 | $14,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 20,000 | $14,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 11,600 | $14,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,000 | $12,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 205,863 | $12,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 12,000 | $12,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 12,000 | $12,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 17,793 | $12,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 14,392 | $12,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 16,545 | $10,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 32,916 | $10,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 10,000 | $10,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 16,000 | $9,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 13,000 | $9,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 34,751 | $9,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 12,235 | $8,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 13,066 | $7,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 20,000 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 96,640 | $3,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 17,730 | $2,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 11,050 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000011 | this filing | 2014-11-10 | acceptance time not in the bulk data set |