13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-04, with 2,535 holding rows worth $15,023,436,000.
- Accession
- 0001403438-13-000010
- Filer
- CIK 1403438
- Filed
- 2013-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,535 entries on the cover page, a total value of $15,023,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,023,436,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 49,393 | $604,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 6,451 | $604,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 20,211 | $603,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 17,951 | $603,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 25,282 | $602,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 33,392 | $601,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 12,425 | $601,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 32,461 | $601,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 70,522 | $600,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 7,401 | $600,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,628 | $599,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 28,595 | $599,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 11,475 | $599,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 15,592 | $599,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 17,401 | $597,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,207 | $597,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 54,914 | $597,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 8,893 | $595,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 21,264 | $595,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 22,998 | $594,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 49,568 | $594,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,097 | $593,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 14,481 | $592,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 89,967 | $592,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,052 | $592,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 34,495 | $591,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 11,525 | $591,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 30,139 | $591,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 24,465 | $590,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 32,845 | $590,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 31,630 | $590,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 11,518 | $589,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 21,849 | $589,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 54,873 | $588,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 41,878 | $586,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 28,392 | $584,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 7,294 | $583,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,218 | $582,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 20,890 | $581,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 31,044 | $581,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 19,768 | $580,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 15,789 | $579,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 42,149 | $578,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 15,178 | $577,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 61,543 | $577,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 52,911 | $576,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 8,423 | $576,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 42,080 | $575,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 3,841 | $575,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,718 | $574,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 6,375 | $574,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,614 | $574,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 15,196 | $573,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 40,700 | $573,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 14,672 | $572,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 19,476 | $572,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 112,613 | $571,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 27,683 | $570,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 21,910 | $568,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 32,134 | $567,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 13,568 | $566,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 7,318 | $565,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 26,430 | $565,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 54,608 | $565,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 14,818 | $564,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 19,224 | $564,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,119 | $561,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 45,185 | $559,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 26,210 | $559,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 10,754 | $558,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 12,617 | $557,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 32,177 | $555,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26,925 | $554,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 44,250 | $552,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 24,099 | $551,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 21,265 | $550,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 25,797 | $550,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 20,924 | $549,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 14,044 | $549,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 12,477 | $549,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 16,905 | $546,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 24,533 | $546,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 29,629 | $545,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,584 | $545,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 8,343 | $545,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 70,231 | $544,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 28,832 | $543,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 6,442 | $542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 21,030 | $542,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 13,900 | $542,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 14,313 | $542,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 12,505 | $542,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 17,412 | $542,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 8,882 | $541,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,293 | $540,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 14,099 | $539,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 8,086 | $537,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 13,900 | $537,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 21,491 | $537,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 19,772 | $536,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 12,703 | $536,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10,318 | $535,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 10,617 | $535,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 19,320 | $534,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 15,456 | $534,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 31,743 | $534,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 122,700 | $533,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 9,502 | $532,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,475 | $531,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 8,863 | $530,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 7,966 | $530,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 51,885 | $529,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 68,276 | $528,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 23,111 | $527,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 39,772 | $527,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 7,989 | $527,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 8,212 | $527,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 50,450 | $527,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 8,335 | $527,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 25,011 | $526,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 26,551 | $526,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 21,088 | $526,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 28,850 | $526,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 12,564 | $526,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 7,278 | $525,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 14,846 | $524,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 41,065 | $524,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 43,846 | $524,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 9,126 | $524,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 36,678 | $523,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 70,056 | $523,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 14,241 | $523,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 8,663 | $522,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 7,729 | $520,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 25,595 | $520,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 17,304 | $519,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 10,876 | $518,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,907 | $518,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 37,605 | $517,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 37,429 | $517,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,535 | $516,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,571 | $516,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 3,329 | $516,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 11,856 | $515,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 39,418 | $514,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 7,177 | $512,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 32,173 | $511,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 22,148 | $511,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 15,761 | $509,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 11,035 | $508,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,406 | $507,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7,924 | $507,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,590 | $507,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 15,438 | $505,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 8,209 | $504,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 16,342 | $504,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,867 | $503,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 13,540 | $503,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 65,004 | $503,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 16,495 | $502,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,946 | $502,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 36,593 | $501,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 10,747 | $500,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,052 | $499,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 12,446 | $499,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,458 | $499,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 13,585 | $497,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 18,550 | $497,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 11,232 | $497,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 61,491 | $496,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,093 | $495,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 19,654 | $495,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 40,643 | $495,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 23,251 | $493,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 29,215 | $493,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,602 | $492,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,298 | $491,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 80,880 | $491,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 22,271 | $489,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 33,820 | $486,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 7,721 | $485,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,777 | $485,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 37,726 | $484,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 14,443 | $483,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 7,316 | $483,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 4,232 | $481,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 61,693 | $481,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,105 | $480,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,389 | $479,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 38,575 | $478,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 20,456 | $478,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 52,499 | $475,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 27,477 | $474,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 7,814 | $474,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,953 | $473,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 92,732 | $472,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 6,934 | $471,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 14,200 | $471,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14,381 | $471,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 24,059 | $471,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 39,546 | $471,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 30,336 | $470,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,575 | $469,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 13,683 | $469,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 26,322 | $469,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 20,144 | $469,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,073 | $467,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 13,320 | $466,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 10,183 | $464,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 11,574 | $463,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 9,759 | $462,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 34,981 | $462,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 13,782 | $460,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 7,410 | $460,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 13,493 | $459,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 36,439 | $457,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 10,891 | $457,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 6,062 | $456,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 18,649 | $455,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 38,054 | $455,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,352 | $454,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 15,441 | $454,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 36,091 | $454,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 20,994 | $453,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 17,782 | $453,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 13,143 | $452,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 10,259 | $452,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 6,500 | $451,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 44,894 | $450,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,920 | $450,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 16,437 | $449,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 16,776 | $449,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 124,451 | $448,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 7,519 | $447,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 90,958 | $446,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,454 | $445,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 20,001 | $444,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 92,685 | $444,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 49,556 | $443,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,663 | $443,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 11,540 | $442,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 6,064 | $441,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 7,637 | $440,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 44,027 | $440,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 35,251 | $440,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 8,086 | $439,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 75,499 | $439,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 158,250 | $437,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 15,380 | $436,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 6,926 | $436,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 5,360 | $433,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 8,128 | $433,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 25,786 | $433,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 8,280 | $432,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 13,104 | $430,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 17,507 | $429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 5,424 | $428,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 8,142 | $428,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 31,052 | $427,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 67,186 | $427,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 15,849 | $426,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 35,454 | $425,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 105,682 | $424,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 12,987 | $423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 24,527 | $423,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 22,839 | $423,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 37,014 | $423,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,333 | $422,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 5,602 | $422,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 27,019 | $422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 18,738 | $422,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 23,285 | $421,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 26,907 | $421,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 43,097 | $421,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 30,267 | $420,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 42,466 | $419,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 28,133 | $418,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 40,737 | $417,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 34,558 | $417,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,739 | $416,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 35,192 | $415,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,474 | $414,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 13,692 | $413,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 9,107 | $413,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 9,773 | $413,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 14,482 | $412,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 17,587 | $411,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 40,652 | $411,000 | thousands by filing date | |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 9,140 | $411,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 27,572 | $410,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 19,878 | $410,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 22,203 | $410,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 13,506 | $408,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 34,982 | $407,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 7,374 | $406,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 89,541 | $405,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 32,515 | $405,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 9,203 | $404,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 15,148 | $403,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,669 | $403,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 30,390 | $403,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 17,558 | $402,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 4,385 | $401,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 9,427 | $401,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 9,300 | $401,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 9,198 | $399,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 32,091 | $399,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 54,253 | $398,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 26,160 | $398,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,358 | $397,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 31,225 | $397,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 30,110 | $394,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 15,648 | $391,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 16,817 | $391,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 46,608 | $391,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,690 | $389,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 13,011 | $389,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,989 | $388,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 10,653 | $388,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 7,952 | $387,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 20,879 | $387,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 29,326 | $386,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 9,706 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 8,756 | $386,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 13,551 | $386,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,533 | $385,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 38,139 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 14,040 | $385,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 32,522 | $384,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,417 | $384,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 7,444 | $384,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 6,952 | $383,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 12,162 | $383,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 10,777 | $382,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 6,065 | $381,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 6,951 | $380,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 23,218 | $380,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,888 | $380,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,762 | $380,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 32,934 | $379,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 16,485 | $379,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 9,300 | $378,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 4,439 | $377,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 9,584 | $376,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 63,109 | $376,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 22,900 | $376,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 19,716 | $376,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 17,336 | $376,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 32,996 | $375,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,338 | $375,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 30,781 | $374,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 16,241 | $374,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,821 | $373,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 25,000 | $373,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 15,729 | $372,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 30,587 | $372,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 42,248 | $371,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,690 | $370,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 13,722 | $370,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 21,122 | $370,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 376,000 | $369,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,952 | $368,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 12,402 | $368,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 3,876 | $368,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 21,923 | $367,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 11,710 | $366,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 28,729 | $366,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 4,430 | $366,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 18,909 | $365,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 44,119 | $365,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,088 | $363,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 6,546 | $363,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 31,462 | $363,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 5,905 | $362,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 24,420 | $362,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 15,290 | $362,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 6,430 | $362,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 46,784 | $361,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 11,073 | $361,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 6,393 | $361,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 20,411 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 10,957 | $359,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 9,608 | $358,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 18,483 | $358,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 12,109 | $358,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 21,095 | $357,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 12,504 | $357,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 27,257 | $356,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 8,964 | $355,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 31,801 | $355,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 9,111 | $354,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 9,249 | $354,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 18,800 | $354,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,101 | $353,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 3,561 | $353,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 17,874 | $353,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 28,844 | $353,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,964 | $352,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 7,685 | $351,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 17,645 | $351,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 5,120 | $350,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,595 | $349,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,675 | $348,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,364 | $348,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 22,281 | $348,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 8,040 | $347,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 17,593 | $347,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,431 | $345,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,559 | $345,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 7,149 | $345,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 17,105 | $344,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 41,324 | $343,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 36,157 | $343,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 3,252 | $343,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 11,497 | $341,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 4,372 | $341,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 81,536 | $340,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,602 | $339,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 7,868 | $339,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 25,353 | $339,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 9,605 | $338,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,677 | $338,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 10,260 | $337,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 19,889 | $337,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 11,707 | $336,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,950 | $336,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 9,065 | $336,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 30,269 | $336,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 25,885 | $335,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 24,913 | $334,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 5,661 | $334,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 166,363 | $334,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 14,385 | $334,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,200 | $333,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,293 | $333,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,015 | $332,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 13,728 | $332,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,112 | $331,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,616 | $331,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 13,047 | $331,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,720 | $330,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 23,235 | $329,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 11,539 | $329,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 16,017 | $329,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 48,070 | $327,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 33,691 | $327,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 12,690 | $327,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 11,443 | $327,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 13,572 | $326,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 19,978 | $326,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 24,896 | $326,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 18,335 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 8,517 | $325,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 37,960 | $324,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 26,525 | $324,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 42,535 | $323,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 18,337 | $323,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 6,662 | $323,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 26,904 | $323,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 4,847 | $323,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,306 | $322,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 36,015 | $322,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 11,675 | $321,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 23,402 | $321,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,537 | $320,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 17,070 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,838 | $320,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,563 | $319,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 17,381 | $318,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 13,900 | $317,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 26,663 | $316,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,061 | $315,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,479 | $314,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 15,313 | $314,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 9,866 | $312,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 8,864 | $312,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 6,565 | $311,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,690 | $310,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 11,347 | $310,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 7,353 | $309,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 17,465 | $309,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,396 | $309,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 48,661 | $309,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 9,421 | $309,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 23,031 | $308,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,575 | $307,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 21,434 | $307,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 11,662 | $306,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 31,358 | $306,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 23,515 | $304,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 13,355 | $303,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 21,015 | $302,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,665 | $301,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,674 | $301,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 16,619 | $301,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 22,209 | $301,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 28,920 | $301,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 21,973 | $301,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 26,314 | $301,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,957 | $300,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-13-000010 | this filing | 2013-11-04 | acceptance time not in the bulk data set |