13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-04, with 2,535 holding rows worth $15,023,436,000.
- Accession
- 0001403438-13-000010
- Filer
- CIK 1403438
- Filed
- 2013-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,535 entries on the cover page, a total value of $15,023,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,023,436,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 69,827 | $3,860,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 222,506 | $3,856,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 45,025 | $3,827,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 52,345 | $3,820,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 123,920 | $3,819,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 316,477 | $3,814,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 91,189 | $3,807,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 335,262 | $3,805,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 37,431 | $3,776,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 259,667 | $3,773,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 93,008 | $3,771,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 114,719 | $3,749,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 42,553 | $3,727,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 129,647 | $3,723,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 92,961 | $3,709,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 46,704 | $3,701,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 39,811 | $3,688,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 83,610 | $3,685,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 73,513 | $3,683,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 138,763 | $3,670,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 34,420 | $3,649,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 142,717 | $3,636,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 307,140 | $3,600,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 83,562 | $3,586,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 35,923 | $3,582,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 94,493 | $3,581,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 135,141 | $3,558,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 53,266 | $3,542,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 104,956 | $3,515,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 135,012 | $3,506,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 92,987 | $3,503,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 409,444 | $3,488,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 108,936 | $3,482,000 | thousands by filing date | |
| MGC | 921910873 | COM | 59,289 | $3,465,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 285,963 | $3,457,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 64,262 | $3,452,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 46,929 | $3,444,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 32,519 | $3,443,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 328,022 | $3,425,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 165,044 | $3,418,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 80,367 | $3,398,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 60,991 | $3,393,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 51,966 | $3,387,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 158,633 | $3,377,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 44,679 | $3,374,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 54,879 | $3,361,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 266,924 | $3,358,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 106,873 | $3,332,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 282,235 | $3,325,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 63,964 | $3,324,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 82,115 | $3,323,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 55,266 | $3,323,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 75,448 | $3,323,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 55,611 | $3,317,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 85,154 | $3,300,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 43,070 | $3,290,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 31,951 | $3,288,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 16,843 | $3,285,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 32,566 | $3,280,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 84,417 | $3,275,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 23,285 | $3,275,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 32,294 | $3,271,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 49,613 | $3,260,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 263,975 | $3,242,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 47,963 | $3,234,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 16,366 | $3,234,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 255,862 | $3,216,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 169,698 | $3,216,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 37,096 | $3,215,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 50,910 | $3,213,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 62,086 | $3,194,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 183,303 | $3,167,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 47,477 | $3,154,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 61,953 | $3,150,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 85,414 | $3,149,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 75,393 | $3,146,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 38,762 | $3,144,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 32,303 | $3,136,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 50,639 | $3,134,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 30,963 | $3,133,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 38,700 | $3,132,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 41,331 | $3,126,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 39,598 | $3,106,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 56,486 | $3,103,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 165,780 | $3,088,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 44,770 | $3,087,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 28,115 | $3,086,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 102,028 | $3,077,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 67,100 | $3,071,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 48,126 | $3,069,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 341,824 | $3,066,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 128,003 | $3,063,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 73,485 | $3,046,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 44,024 | $3,033,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 190,681 | $3,013,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 33,912 | $3,005,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 85,032 | $3,004,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 134,842 | $3,004,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 83,664 | $3,000,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 58,393 | $2,997,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 397,950 | $2,993,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 25,972 | $2,984,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 86,021 | $2,975,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 166,370 | $2,975,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 66,483 | $2,974,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 35,091 | $2,968,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 17,410 | $2,951,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 263,387 | $2,950,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 36,871 | $2,946,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 442,902 | $2,932,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 93,013 | $2,931,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 133,536 | $2,927,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 39,551 | $2,924,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 74,256 | $2,923,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 97,395 | $2,921,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 266,632 | $2,917,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 227,192 | $2,906,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 133,741 | $2,874,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 40,089 | $2,870,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 12,692 | $2,864,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 71,431 | $2,857,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 125,339 | $2,854,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 124,576 | $2,853,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 200,128 | $2,848,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 58,504 | $2,847,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 108,102 | $2,847,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 167,095 | $2,834,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 34,603 | $2,814,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 61,961 | $2,809,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 134,872 | $2,805,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 21,355 | $2,792,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 15,517 | $2,789,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 138,276 | $2,784,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 30,875 | $2,766,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 328,364 | $2,765,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 179,799 | $2,762,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 26,799 | $2,760,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 22,024 | $2,740,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 33,419 | $2,738,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 29,892 | $2,738,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 145,728 | $2,734,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 51,548 | $2,723,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 260,986 | $2,704,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 168,698 | $2,697,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 151,303 | $2,695,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 58,642 | $2,685,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 48,741 | $2,683,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 93,836 | $2,678,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 104,668 | $2,673,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 32,564 | $2,665,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 103,048 | $2,665,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 43,361 | $2,643,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 61,720 | $2,622,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 78,978 | $2,620,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 37,680 | $2,596,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 46,283 | $2,595,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 51,714 | $2,594,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 92,890 | $2,592,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 91,325 | $2,589,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 179,130 | $2,578,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 96,765 | $2,572,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 18,483 | $2,563,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 111,225 | $2,553,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 85,626 | $2,553,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 161,546 | $2,552,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 39,768 | $2,548,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 304,427 | $2,539,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 100,938 | $2,531,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 31,849 | $2,527,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 37,616 | $2,511,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 94,306 | $2,508,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 226,064 | $2,505,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 137,751 | $2,504,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 81,793 | $2,503,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 49,490 | $2,476,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 32,384 | $2,459,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 58,354 | $2,455,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 33,302 | $2,454,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 186,185 | $2,452,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 71,091 | $2,451,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 64,548 | $2,448,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 45,962 | $2,419,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 232,689 | $2,411,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 41,914 | $2,405,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 87,953 | $2,398,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 37,795 | $2,397,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 129,027 | $2,396,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 22,101 | $2,391,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 115,454 | $2,380,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 21,569 | $2,377,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 119,069 | $2,377,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 22,558 | $2,373,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 154,483 | $2,373,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 64,851 | $2,372,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 59,523 | $2,367,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 39,178 | $2,362,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 43,502 | $2,354,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 61,892 | $2,349,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 76,047 | $2,339,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 23,937 | $2,339,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 82,022 | $2,338,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 30,276 | $2,329,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 126,181 | $2,327,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 45,591 | $2,322,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29,587 | $2,317,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 118,254 | $2,313,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 120,789 | $2,312,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 176,262 | $2,311,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 21,013 | $2,304,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 225,648 | $2,299,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8,866 | $2,293,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 248,470 | $2,293,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 84,502 | $2,288,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 77,015 | $2,282,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 25,273 | $2,280,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 28,719 | $2,274,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 22,199 | $2,272,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 52,472 | $2,270,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 30,083 | $2,267,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 52,451 | $2,257,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 31,014 | $2,248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 53,240 | $2,241,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 40,548 | $2,240,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 86,661 | $2,231,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 219,921 | $2,230,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 36,383 | $2,226,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 39,702 | $2,225,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 28,453 | $2,213,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 91,710 | $2,209,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 17,716 | $2,208,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 64,831 | $2,202,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 173,748 | $2,201,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 31,073 | $2,200,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 44,473 | $2,188,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 53,171 | $2,181,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 29,700 | $2,181,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 148,270 | $2,177,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 29,769 | $2,173,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 17,754 | $2,170,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 21,068 | $2,166,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 73,182 | $2,160,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 25,345 | $2,159,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,872 | $2,154,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 11,942 | $2,151,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 24,218 | $2,147,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 175,929 | $2,146,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 33,710 | $2,145,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 27,045 | $2,144,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 122,645 | $2,143,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 63,663 | $2,143,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 49,971 | $2,139,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 179,330 | $2,139,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,018 | $2,135,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 170,080 | $2,123,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 159,465 | $2,115,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 75,964 | $2,106,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 30,766 | $2,103,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 38,474 | $2,101,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 136,085 | $2,096,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 38,055 | $2,096,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 90,544 | $2,080,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 82,408 | $2,076,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 39,891 | $2,076,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 18,345 | $2,070,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 40,002 | $2,069,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 41,831 | $2,067,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 20,166 | $2,064,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 27,562 | $2,063,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 38,583 | $2,054,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 17,075 | $2,054,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 47,085 | $2,052,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 30,478 | $2,050,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 238,486 | $2,049,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 10,466 | $2,048,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 35,017 | $2,046,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 171,296 | $2,044,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 27,722 | $2,044,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 21,631 | $2,044,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 15,256 | $2,043,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 31,032 | $2,042,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 39,164 | $2,032,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 106,696 | $2,029,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 16,319 | $2,018,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 165,493 | $2,012,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 16,874 | $2,011,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 32,480 | $2,006,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 18,332 | $1,995,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 44,103 | $1,987,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 35,061 | $1,984,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 118,712 | $1,983,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 22,832 | $1,982,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 161,893 | $1,982,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 126,351 | $1,979,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 105,829 | $1,977,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 96,963 | $1,977,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 178,895 | $1,970,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 88,756 | $1,970,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 41,107 | $1,969,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 26,842 | $1,961,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 165,099 | $1,960,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 42,029 | $1,955,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 69,485 | $1,954,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 26,131 | $1,953,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 82,116 | $1,952,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 199,495 | $1,951,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 26,610 | $1,947,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 46,468 | $1,941,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 328,233 | $1,940,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 69,490 | $1,923,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 93,552 | $1,922,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 46,571 | $1,911,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 14,705 | $1,910,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 79,812 | $1,907,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 118,862 | $1,904,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 311,354 | $1,893,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 51,313 | $1,884,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 38,085 | $1,880,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 87,431 | $1,880,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 65,566 | $1,879,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 11,176 | $1,868,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 53,512 | $1,864,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 155,624 | $1,864,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 29,798 | $1,863,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 21,100 | $1,861,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 453,783 | $1,861,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 155,166 | $1,857,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 85,212 | $1,853,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 162,861 | $1,853,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 21,133 | $1,849,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 87,938 | $1,847,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 28,467 | $1,846,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 32,770 | $1,838,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 44,585 | $1,838,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 106,287 | $1,825,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 45,118 | $1,822,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 34,895 | $1,822,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 40,088 | $1,820,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 293,934 | $1,819,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 26,832 | $1,817,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 53,937 | $1,817,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 64,196 | $1,814,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 76,839 | $1,811,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 168,726 | $1,809,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 14,797 | $1,799,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 64,459 | $1,792,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 52,999 | $1,792,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 21,992 | $1,786,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 23,246 | $1,785,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 135,010 | $1,783,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 95,944 | $1,780,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,191 | $1,779,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 447,727 | $1,762,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 33,549 | $1,761,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 121,168 | $1,759,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 16,472 | $1,758,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 94,754 | $1,754,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 22,136 | $1,749,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 18,472 | $1,746,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 62,858 | $1,746,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 21,765 | $1,745,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 40,276 | $1,744,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 289,750 | $1,741,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 156,592 | $1,737,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 88,011 | $1,737,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 30,409 | $1,735,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 22,659 | $1,733,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 332,288 | $1,731,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 29,365 | $1,718,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 160,767 | $1,714,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 21,105 | $1,709,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 34,945 | $1,709,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 202,110 | $1,708,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 68,778 | $1,707,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 22,681 | $1,699,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 21,144 | $1,697,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 117,095 | $1,694,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 105,831 | $1,693,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 24,321 | $1,693,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 23,505 | $1,692,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 33,013 | $1,691,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 157,355 | $1,684,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 94,309 | $1,682,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 152,002 | $1,680,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 34,438 | $1,675,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 25,737 | $1,674,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 90,227 | $1,674,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 67,059 | $1,668,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 54,291 | $1,668,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 28,458 | $1,667,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 44,941 | $1,665,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 25,322 | $1,659,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 45,263 | $1,657,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 23,129 | $1,657,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 377,582 | $1,654,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 57,385 | $1,649,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 27,562 | $1,646,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 37,142 | $1,643,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 16,893 | $1,641,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 28,332 | $1,640,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 32,112 | $1,636,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 32,894 | $1,631,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 99,625 | $1,616,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 133,467 | $1,616,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,968 | $1,611,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 22,285 | $1,607,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 21,419 | $1,607,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 12,768 | $1,599,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 85,819 | $1,598,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 122,390 | $1,590,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 89,220 | $1,588,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 37,374 | $1,587,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 179,321 | $1,585,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 54,234 | $1,585,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 41,237 | $1,584,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 17,503 | $1,582,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 118,973 | $1,581,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 17,981 | $1,579,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 145,997 | $1,578,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 19,974 | $1,577,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 27,239 | $1,577,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 14,458 | $1,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 50,103 | $1,573,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 59,356 | $1,572,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 71,326 | $1,568,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 88,990 | $1,565,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 23,789 | $1,562,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 130,599 | $1,562,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 32,891 | $1,560,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 215,279 | $1,552,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 27,427 | $1,551,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 15,686 | $1,550,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 27,096 | $1,546,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 234,094 | $1,546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 83,966 | $1,542,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 126,429 | $1,542,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 80,520 | $1,538,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 33,924 | $1,537,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 30,042 | $1,534,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 67,786 | $1,532,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 19,791 | $1,529,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 16,081 | $1,527,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 37,113 | $1,524,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 30,524 | $1,521,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 113,121 | $1,521,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 45,545 | $1,519,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,376 | $1,517,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 21,262 | $1,516,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 50,730 | $1,515,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25,677 | $1,512,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,760 | $1,510,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 46,900 | $1,508,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 14,663 | $1,507,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 19,488 | $1,506,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 192,022 | $1,502,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 66,327 | $1,500,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 29,057 | $1,496,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 51,499 | $1,493,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 125,916 | $1,491,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 30,433 | $1,491,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 44,385 | $1,491,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 41,721 | $1,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 35,936 | $1,486,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 56,077 | $1,486,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 98,511 | $1,485,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 214,918 | $1,485,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 37,872 | $1,484,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 29,558 | $1,482,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 18,187 | $1,475,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 35,557 | $1,470,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 85,928 | $1,467,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 47,129 | $1,466,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 80,033 | $1,465,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 96,302 | $1,458,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 214,916 | $1,455,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 44,645 | $1,454,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 57,692 | $1,454,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 50,689 | $1,448,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 121,248 | $1,446,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 105,711 | $1,442,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 121,421 | $1,439,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 25,871 | $1,438,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 16,504 | $1,437,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 55,823 | $1,431,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 82,705 | $1,427,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 21,785 | $1,415,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 27,262 | $1,415,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 14,768 | $1,413,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 62,016 | $1,409,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 18,233 | $1,407,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 15,279 | $1,405,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 21,378 | $1,404,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 45,328 | $1,402,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 13,323 | $1,401,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 54,406 | $1,399,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 27,210 | $1,398,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 195,745 | $1,396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 16,056 | $1,389,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 26,231 | $1,386,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 20,722 | $1,386,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 45,500 | $1,376,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-13-000010 | this filing | 2013-11-04 | acceptance time not in the bulk data set |