13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-04, with 2,535 holding rows worth $15,023,436,000.
- Accession
- 0001403438-13-000010
- Filer
- CIK 1403438
- Filed
- 2013-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,535 entries on the cover page, a total value of $15,023,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,023,436,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD MALVERN FDS | 922020805 | SHS | 27,785 | $1,375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 26,377 | $1,368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 33,684 | $1,367,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 17,675 | $1,366,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 20,242 | $1,366,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 108,748 | $1,364,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 22,194 | $1,357,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 14,952 | $1,357,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 30,697 | $1,357,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 166,690 | $1,354,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 104,062 | $1,353,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 39,618 | $1,347,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 48,948 | $1,345,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 28,353 | $1,342,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 59,007 | $1,339,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 113,147 | $1,328,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 46,232 | $1,326,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 76,212 | $1,326,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 73,195 | $1,325,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 186,568 | $1,325,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 18,837 | $1,321,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 107,269 | $1,317,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 22,078 | $1,313,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 47,352 | $1,311,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 55,947 | $1,310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 26,003 | $1,308,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 100,147 | $1,308,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 31,859 | $1,305,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 448,771 | $1,301,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 27,444 | $1,297,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 152,846 | $1,296,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 78,689 | $1,294,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 94,551 | $1,289,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 38,234 | $1,288,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 64,522 | $1,286,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 27,616 | $1,283,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 14,844 | $1,282,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 70,376 | $1,280,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 39,769 | $1,273,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 61,452 | $1,272,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 21,883 | $1,268,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 89,996 | $1,262,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 26,708 | $1,260,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 30,220 | $1,260,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 99,219 | $1,256,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 42,784 | $1,254,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 41,452 | $1,250,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 23,384 | $1,248,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 18,498 | $1,247,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 21,681 | $1,246,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 26,088 | $1,244,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 14,601 | $1,244,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 41,817 | $1,242,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 16,660 | $1,241,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 23,397 | $1,241,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 83,364 | $1,238,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 29,132 | $1,238,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6,540 | $1,237,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 22,339 | $1,237,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 19,607 | $1,237,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 17,904 | $1,234,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 28,608 | $1,234,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 118,668 | $1,231,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 25,576 | $1,230,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 96,309 | $1,230,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 36,162 | $1,230,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 14,998 | $1,228,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 74,100 | $1,228,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 27,971 | $1,222,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,150 | $1,220,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 68,026 | $1,220,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 22,214 | $1,220,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 154,619 | $1,217,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 27,841 | $1,215,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 11,377 | $1,212,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 31,476 | $1,207,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 76,526 | $1,203,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 81,096 | $1,197,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,445 | $1,195,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 44,680 | $1,192,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 18,879 | $1,190,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 25,953 | $1,188,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 58,551 | $1,187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 38,222 | $1,184,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 28,166 | $1,183,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 42,117 | $1,181,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 73,952 | $1,181,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 25,885 | $1,179,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 19,158 | $1,178,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,314 | $1,178,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 63,255 | $1,176,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 32,608 | $1,176,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 18,753 | $1,174,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 183,305 | $1,174,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 64,906 | $1,172,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 20,007 | $1,171,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 132,087 | $1,170,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 13,678 | $1,167,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 35,331 | $1,162,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 32,405 | $1,159,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 13,500 | $1,159,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 148,941 | $1,159,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 14,070 | $1,158,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 24,140 | $1,156,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 28,919 | $1,153,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 100,161 | $1,152,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 37,246 | $1,147,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 43,340 | $1,139,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 36,017 | $1,137,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 45,983 | $1,137,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 12,163 | $1,135,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 19,365 | $1,135,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 79,700 | $1,133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 22,557 | $1,132,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 17,656 | $1,129,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 39,975 | $1,127,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 61,068 | $1,125,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 37,754 | $1,124,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 44,948 | $1,122,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 91,866 | $1,121,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 14,931 | $1,121,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 23,301 | $1,121,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 27,453 | $1,118,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 22,792 | $1,117,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 22,027 | $1,116,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 21,765 | $1,114,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 13,287 | $1,113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 33,811 | $1,112,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 149,628 | $1,112,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 71,197 | $1,112,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 99,142 | $1,111,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 8,440 | $1,108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 54,724 | $1,103,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 63,548 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 36,106 | $1,102,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 34,941 | $1,101,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 52,594 | $1,101,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 13,557 | $1,096,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 92,671 | $1,095,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 74,968 | $1,089,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 9,651 | $1,088,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 96,555 | $1,085,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,092 | $1,080,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 41,666 | $1,080,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 61,153 | $1,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 32,761 | $1,077,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 54,416 | $1,077,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 12,614 | $1,075,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8,312 | $1,073,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 8,184 | $1,071,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 28,754 | $1,071,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12,205 | $1,070,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 49,121 | $1,066,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 93,056 | $1,065,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 87,019 | $1,063,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 12,682 | $1,059,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 71,633 | $1,057,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 14,622 | $1,052,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 32,860 | $1,052,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 12,017 | $1,048,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 27,328 | $1,045,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 17,477 | $1,044,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 9,088 | $1,042,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 23,334 | $1,037,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 16,633 | $1,035,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 39,747 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 18,396 | $1,031,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 24,555 | $1,030,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 57,627 | $1,029,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,068 | $1,029,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 24,500 | $1,028,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 85,201 | $1,026,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 24,285 | $1,025,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 19,971 | $1,022,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 107,855 | $1,016,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 13,791 | $1,012,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 15,753 | $1,011,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 18,588 | $1,010,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 162,952 | $1,009,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 15,171 | $1,008,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 51,070 | $1,005,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 52,238 | $1,005,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 88,757 | $1,003,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 46,096 | $997,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 19,234 | $996,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 19,551 | $995,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 10,167 | $994,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 24,030 | $994,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 33,536 | $991,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 54,321 | $989,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 76,639 | $988,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 13,373 | $986,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 77,102 | $985,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 33,930 | $985,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 24,250 | $976,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 26,452 | $973,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 11,711 | $969,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 79,257 | $969,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,343 | $969,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 83,736 | $967,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 21,182 | $967,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 70,901 | $966,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 16,474 | $961,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 19,596 | $960,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 27,545 | $959,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 28,554 | $957,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 78,548 | $956,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 49,000 | $954,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 72,952 | $953,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 81,236 | $953,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 69,178 | $953,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 24,263 | $951,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 8,923 | $947,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 59,397 | $947,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 68,808 | $944,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 29,502 | $944,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 25,502 | $942,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 25,464 | $941,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 42,630 | $939,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 20,719 | $938,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 29,542 | $937,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 11,875 | $935,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 95,891 | $932,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 12,242 | $931,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 37,841 | $931,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 10,894 | $930,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 7,472 | $930,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 115,705 | $929,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 14,601 | $928,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 75,530 | $928,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 23,958 | $927,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 232,742 | $926,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 33,842 | $923,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 43,968 | $923,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16,747 | $919,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 32,975 | $918,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 21,172 | $918,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 27,626 | $917,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 51,574 | $917,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 29,577 | $917,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 36,681 | $915,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 13,439 | $914,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 45,501 | $914,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 170,665 | $908,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 16,446 | $907,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 53,455 | $907,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 64,627 | $906,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 59,632 | $906,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 21,725 | $904,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 170,913 | $904,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 34,294 | $903,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 98,503 | $902,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 74,078 | $900,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 29,162 | $900,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 27,982 | $898,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 59,192 | $898,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 162,487 | $897,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 48,163 | $895,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 56,023 | $895,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 70,298 | $894,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 34,231 | $893,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 60,324 | $892,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 93,424 | $888,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 47,772 | $888,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 18,676 | $888,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,172 | $885,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 20,326 | $884,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 16,987 | $883,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 9,794 | $879,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 57,323 | $879,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 20,188 | $878,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 10,983 | $876,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 124,849 | $875,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 55,550 | $875,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 29,868 | $873,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 40,912 | $872,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 80,695 | $872,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14,239 | $869,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 24,911 | $867,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 47,442 | $866,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 9,528 | $863,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 47,125 | $863,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 80,642 | $861,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 36,706 | $860,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 67,589 | $858,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 69,999 | $857,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 28,170 | $856,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,910 | $855,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 34,240 | $855,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 13,755 | $854,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 127,906 | $851,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 27,821 | $850,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,121 | $849,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 11,798 | $849,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 33,647 | $848,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 18,028 | $848,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,496 | $847,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 93,279 | $845,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 11,179 | $844,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 31,287 | $843,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 39,191 | $843,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 749 | $840,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 46,590 | $835,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 37,325 | $834,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 60,849 | $834,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 25,153 | $833,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 12,053 | $830,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 15,304 | $829,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 94,492 | $829,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 22,227 | $829,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 52,866 | $826,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 27,191 | $824,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 26,165 | $823,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 50,359 | $821,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 25,559 | $817,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 50,956 | $815,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 22,788 | $810,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,559 | $807,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 33,181 | $803,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 64,752 | $802,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 22,853 | $802,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 50,144 | $801,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 50,255 | $800,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 26,689 | $799,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 22,010 | $797,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 6,716 | $795,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 42,612 | $794,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 15,406 | $794,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 28,643 | $793,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 9,866 | $792,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,265 | $790,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 24,514 | $790,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 13,313 | $790,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 31,354 | $790,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 207,780 | $790,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 12,849 | $787,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,615 | $786,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 56,117 | $785,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 11,152 | $782,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 91,427 | $781,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 31,532 | $774,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 65,093 | $771,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 11,298 | $768,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 37,171 | $768,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 83,250 | $767,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 12,056 | $765,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 18,284 | $763,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 44,011 | $762,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 16,236 | $762,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 14,693 | $761,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 55,995 | $760,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 65,958 | $760,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 12,561 | $760,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 33,136 | $760,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 23,349 | $758,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 16,067 | $758,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 50,557 | $758,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 18,959 | $756,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 15,299 | $755,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 9,847 | $754,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 61,544 | $754,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 15,681 | $753,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 13,269 | $749,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 61,956 | $749,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 16,462 | $748,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 16,185 | $748,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,093 | $746,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 57,900 | $745,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 31,909 | $745,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 16,845 | $744,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 33,422 | $744,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 15,031 | $744,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 7,506 | $743,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 21,035 | $741,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 17,118 | $741,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 17,617 | $740,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 22,449 | $739,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 14,662 | $738,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 5,636 | $738,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 20,983 | $738,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 82,920 | $736,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 112,609 | $735,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 22,372 | $735,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 26,446 | $734,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 62,649 | $734,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 15,776 | $730,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 14,957 | $730,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 14,996 | $727,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,455 | $726,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 36,276 | $724,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 103,569 | $723,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 9,097 | $723,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 62,735 | $719,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 43,170 | $719,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 111,352 | $718,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 16,170 | $716,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 59,835 | $711,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 102,533 | $709,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 27,105 | $708,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 85,154 | $708,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 49,066 | $707,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 57,274 | $707,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 14,678 | $706,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 50,334 | $705,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 12,793 | $705,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 7,321 | $705,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 25,117 | $704,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 45,110 | $704,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 50,311 | $702,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 21,674 | $701,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 26,005 | $701,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 88,665 | $697,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 53,405 | $697,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 12,358 | $697,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 11,739 | $696,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 45,379 | $695,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 37,078 | $694,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 11,624 | $691,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 38,583 | $691,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,120 | $691,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 26,852 | $690,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,615 | $688,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 139,822 | $688,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 11,027 | $688,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 20,252 | $688,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 25,601 | $687,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 20,063 | $686,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 64,892 | $685,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 152,199 | $685,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 16,745 | $684,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,350 | $684,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 57,017 | $684,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 9,677 | $684,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 13,856 | $684,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 9,968 | $683,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 80,562 | $682,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 16,383 | $681,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 15,420 | $678,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 23,685 | $677,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 11,743 | $676,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,169 | $673,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 28,171 | $671,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 8,692 | $670,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 15,977 | $670,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 91,390 | $669,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 49,100 | $662,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 10,235 | $660,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 31,435 | $659,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 47,259 | $657,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 15,426 | $657,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 28,145 | $656,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 23,872 | $656,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 15,317 | $653,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 7,313 | $652,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 49,275 | $651,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 8,270 | $648,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 8,896 | $645,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 17,235 | $643,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 22,265 | $639,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 26,167 | $638,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 189,265 | $638,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 8,675 | $636,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 26,045 | $636,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 24,727 | $635,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11,902 | $634,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,906 | $632,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,306 | $632,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 50,527 | $632,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 18,894 | $631,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 69,064 | $631,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 11,805 | $631,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 37,231 | $630,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 31,901 | $630,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 52,172 | $629,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,871 | $627,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 37,641 | $626,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 203,005 | $625,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 4,911 | $624,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 20,685 | $624,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 76,589 | $623,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 19,883 | $620,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 29,719 | $620,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 23,710 | $619,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 10,670 | $619,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 6,633 | $617,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 10,873 | $616,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 46,988 | $616,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 33,984 | $615,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,998 | $614,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 56,222 | $614,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,913 | $612,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 12,376 | $612,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 73,260 | $612,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 29,446 | $612,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 9,551 | $611,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 40,498 | $607,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 18,337 | $607,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 29,547 | $605,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 26,448 | $605,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 61,278 | $605,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-13-000010 | this filing | 2013-11-04 | acceptance time not in the bulk data set |