13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-04, with 2,535 holding rows worth $15,023,436,000.
- Accession
- 0001403438-13-000010
- Filer
- CIK 1403438
- Filed
- 2013-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,535 entries on the cover page, a total value of $15,023,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,023,436,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 5,827 | $300,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 19,250 | $300,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 21,674 | $299,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,441 | $299,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 6,461 | $299,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 15,072 | $299,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,280 | $299,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 5,930 | $299,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 5,274 | $298,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 26,597 | $297,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 11,752 | $297,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 17,201 | $296,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 18,485 | $296,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 10,882 | $296,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 29,900 | $296,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 67,961 | $296,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 5,101 | $295,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 8,365 | $294,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 3,326 | $294,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,358 | $294,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 14,067 | $294,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 12,829 | $293,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 31,806 | $293,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 20,180 | $292,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 5,202 | $292,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 12,883 | $291,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,763 | $291,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 4,224 | $291,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,085 | $290,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 5,619 | $289,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 31,084 | $289,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 6,076 | $288,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 7,080 | $288,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 14,201 | $288,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,094 | $287,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,680 | $287,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 20,707 | $287,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,539 | $286,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 25,784 | $286,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 12,657 | $286,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 6,094 | $286,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 8,740 | $286,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 7,140 | $285,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 9,013 | $285,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 18,698 | $285,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,545 | $285,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,634 | $284,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,108 | $284,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 3,416 | $284,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 16,815 | $284,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 19,636 | $284,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 8,502 | $283,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,838 | $282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,956 | $282,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 22,994 | $282,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 23,232 | $282,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,669 | $281,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,998 | $281,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5,068 | $281,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 11,942 | $281,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,992 | $280,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 39,147 | $280,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 17,270 | $280,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,711 | $279,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,182 | $279,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 3,609 | $279,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 41,354 | $279,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 28,065 | $278,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,480 | $278,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 8,623 | $278,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,659 | $277,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 13,912 | $277,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 19,643 | $277,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 30,585 | $277,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 10,434 | $277,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 7,656 | $276,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 7,586 | $276,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 16,609 | $275,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 9,115 | $275,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 72,856 | $275,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 25,560 | $273,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 8,221 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 3,885 | $273,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,081 | $272,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,519 | $272,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,743 | $272,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 6,790 | $272,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 10,555 | $272,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 24,269 | $271,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 11,239 | $271,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 40,825 | $271,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 18,844 | $269,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,136 | $269,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,938 | $269,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,854 | $269,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 19,463 | $269,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 4,759 | $269,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 28,310 | $268,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 12,030 | $267,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 14,836 | $267,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 14,476 | $267,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 3,552 | $267,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 5,157 | $267,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 8,654 | $267,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,963 | $266,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 16,025 | $266,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 460 | $266,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 17,527 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,417 | $265,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 8,057 | $264,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 7,255 | $264,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 17,612 | $264,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,676 | $263,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 11,791 | $262,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,584 | $261,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,585 | $261,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 52,896 | $261,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,101 | $261,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 20,677 | $261,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 17,664 | $259,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 6,473 | $259,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 5,122 | $258,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 16,645 | $258,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 5,042 | $258,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 12,401 | $258,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 13,568 | $258,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 10,900 | $258,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 19,484 | $258,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 20,338 | $257,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 23,682 | $256,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,743 | $256,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,888 | $256,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,722 | $255,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,422 | $255,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 6,578 | $255,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 8,800 | $255,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,229 | $254,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 19,534 | $254,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,421 | $254,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 35,180 | $254,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,126 | $253,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,392 | $253,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 11,386 | $253,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 22,023 | $252,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,487 | $252,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 20,624 | $251,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,262 | $251,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,160 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 17,083 | $251,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,790 | $250,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,327 | $250,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 13,446 | $250,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,917 | $249,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,112 | $249,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,723 | $248,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 14,025 | $248,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,760 | $248,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 21,438 | $248,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 8,090 | $248,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 27,530 | $248,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,951 | $247,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 9,800 | $247,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 2,436 | $247,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 9,549 | $246,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 8,872 | $245,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 26,813 | $245,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,968 | $245,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 5,732 | $244,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,220 | $244,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 24,400 | $244,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 9,454 | $244,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 13,839 | $244,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 7,383 | $244,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 5,913 | $244,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 10,738 | $244,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 9,509 | $243,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 21,557 | $243,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,825 | $243,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,547 | $243,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 9,750 | $243,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 4,979 | $243,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 10,681 | $243,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,885 | $242,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 8,353 | $242,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,457 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 4,379 | $242,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,157 | $241,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 7,126 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,628 | $239,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 8,752 | $239,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,117 | $238,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 17,497 | $238,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 6,202 | $238,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 7,005 | $237,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 9,198 | $237,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,543 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,388 | $236,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6,147 | $236,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 12,306 | $235,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,473 | $235,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 16,783 | $235,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,460 | $235,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 14,659 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 7,537 | $234,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 8,287 | $233,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,460 | $233,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 4,658 | $233,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,318 | $232,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,400 | $232,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,247 | $232,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 13,205 | $232,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,316 | $232,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,204 | $231,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 3,387 | $231,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 17,250 | $230,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 8,841 | $230,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,475 | $229,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,605 | $229,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 9,544 | $229,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 10,668 | $229,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 15,461 | $229,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 37,589 | $227,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 15,900 | $227,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 16,905 | $226,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 20,578 | $226,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 3,920 | $226,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 7,971 | $226,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,049 | $225,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,947 | $225,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 3,223 | $225,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,034 | $225,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 5,818 | $225,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 22,065 | $224,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 50,091 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 16,437 | $224,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 17,494 | $224,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,694 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 4,586 | $223,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 16,177 | $223,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 16,485 | $223,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,033 | $222,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 12,505 | $222,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,424 | $222,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 3,484 | $222,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 17,670 | $222,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,934 | $221,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,929 | $221,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,956 | $221,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 17,713 | $221,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 6,108 | $221,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,902 | $221,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 4,504 | $221,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 5,712 | $220,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 23,653 | $220,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 4,891 | $220,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 19,033 | $219,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,915 | $219,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,379 | $219,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,197 | $219,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 4,700 | $218,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 3,535 | $218,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,227 | $217,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,397 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,822 | $217,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,728 | $217,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 2,491 | $217,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 14,685 | $217,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 11,444 | $217,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 11,521 | $216,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,576 | $216,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,003 | $215,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 18,061 | $215,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 17,762 | $215,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 8,870 | $215,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 5,436 | $215,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 13,339 | $214,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 7,813 | $214,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 6,786 | $213,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 8,322 | $213,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,242 | $212,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 6,902 | $212,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 2,588 | $211,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,229 | $210,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 12,376 | $210,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 10,886 | $210,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 7,950 | $210,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,476 | $209,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,784 | $209,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,165 | $209,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 8,307 | $209,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,370 | $208,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8,159 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 7,434 | $208,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 7,973 | $208,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 7,529 | $208,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 42,821 | $207,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 6,931 | $207,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,240 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,971 | $206,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 3,037 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 4,947 | $206,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 30,783 | $206,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 4,407 | $206,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 4,199 | $206,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 11,391 | $206,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,434 | $205,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 3,087 | $205,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 41,673 | $205,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,453 | $205,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 7,402 | $205,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,674 | $204,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,671 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 15,645 | $204,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 28,368 | $203,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 5,312 | $203,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 19,699 | $202,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 5,007 | $202,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,046 | $201,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 11,161 | $201,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,443 | $201,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,333 | $201,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 5,205 | $201,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,300 | $201,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 14,412 | $199,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 67,367 | $199,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 22,050 | $199,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 23,855 | $199,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 22,591 | $197,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 14,800 | $197,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 10,961 | $197,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 11,794 | $197,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 22,058 | $197,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 16,445 | $197,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 14,500 | $196,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,690 | $196,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 24,011 | $196,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 12,015 | $196,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 11,509 | $194,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 26,923 | $194,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 15,361 | $194,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,400 | $193,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 11,601 | $192,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 26,874 | $191,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 31,649 | $191,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 11,737 | $190,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 13,515 | $190,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 11,348 | $188,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 15,658 | $188,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 13,038 | $187,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 32,932 | $186,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 15,753 | $185,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 10,450 | $182,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,226 | $180,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 21,692 | $180,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,513 | $179,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,186 | $179,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 36,494 | $179,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 10,145 | $179,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 20,700 | $179,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,967 | $178,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 12,250 | $178,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 43,430 | $176,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 42,139 | $176,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 12,236 | $176,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,897 | $175,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,521 | $174,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 11,785 | $174,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,585 | $172,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 30,421 | $172,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 13,119 | $167,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 10,171 | $167,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 11,327 | $166,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 12,552 | $166,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 11,966 | $165,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,900 | $164,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 18,255 | $163,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 16,315 | $162,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,130 | $162,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 14,866 | $162,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 16,371 | $162,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 22,009 | $160,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 19,923 | $159,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 10,892 | $157,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,463 | $156,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 30,151 | $156,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,800 | $154,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 11,430 | $153,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,375 | $152,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,486 | $152,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 16,777 | $152,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 20,802 | $151,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 21,619 | $151,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 11,445 | $150,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 41,600 | $150,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 21,681 | $150,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 10,398 | $145,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 13,051 | $145,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,565 | $145,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 14,557 | $145,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 49,783 | $145,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 14,600 | $142,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 11,129 | $140,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,881 | $140,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 31,725 | $140,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 10,256 | $139,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 11,094 | $139,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 17,472 | $138,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15,632 | $138,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 18,982 | $137,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 10,896 | $135,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 12,833 | $134,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 17,504 | $134,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 13,601 | $134,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 12,025 | $132,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 14,799 | $132,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,681 | $131,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 22,753 | $131,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 10,092 | $130,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 13,807 | $127,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 10,403 | $127,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 10,725 | $126,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 10,731 | $126,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,125 | $126,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 101,091 | $126,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 14,192 | $125,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 12,945 | $123,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 11,673 | $123,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 43,682 | $122,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 16,626 | $121,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,352 | $118,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 57,217 | $118,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 17,062 | $116,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,921 | $116,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 19,816 | $115,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 23,000 | $115,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 49,800 | $114,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 14,513 | $114,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 25,600 | $112,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,472 | $112,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 48,450 | $111,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 15,306 | $111,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 13,840 | $111,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 12,000 | $110,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,400 | $108,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 12,325 | $108,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,362 | $108,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 41,085 | $108,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 13,887 | $108,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 12,933 | $107,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 15,205 | $105,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 13,260 | $102,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 14,467 | $102,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 19,952 | $100,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 10,000 | $99,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 19,340 | $97,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16,890 | $97,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 50,000 | $97,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 24,221 | $96,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 24,549 | $96,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 12,957 | $95,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 15,000 | $90,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 11,500 | $88,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 10,346 | $88,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 13,547 | $87,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 20,000 | $86,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 20,050 | $85,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 11,252 | $83,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 18,625 | $82,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 12,022 | $82,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 15,502 | $79,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 76,000 | $79,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 21,660 | $75,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,169 | $74,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,402 | $73,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 16,433 | $72,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 12,800 | $71,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,900 | $69,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 23,862 | $66,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 32,360 | $64,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 10,991 | $64,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 60,000 | $63,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 45,100 | $62,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 38,094 | $62,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,000 | $59,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 27,903 | $58,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,475 | $58,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 26,506 | $56,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 14,337 | $56,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,810 | $55,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 80,000 | $55,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 20,691 | $52,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 11,862 | $50,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 22,022 | $49,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,163 | $47,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,950 | $46,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 12,000 | $46,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 18,555 | $45,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 11,700 | $44,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 19,250 | $44,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,481 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-13-000010 | this filing | 2013-11-04 | acceptance time not in the bulk data set |