13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-10, with 4,364 holding rows worth $326,098,033,000.
- Accession
- 0001390777-15-000135
- Filer
- CIK 1390777
- Filed
- 2015-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 25,030 entries on the cover page, a total value of $326,098,033,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $326,098,033,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerManaged Asset Portfolios, LLC 028-16090
- reports for this filerMawer Investment Management Ltd. 028-14623
- reports for this filerAberdeen Asset Management PLC 028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Capital Markets, LLC 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerThree Bridges Capital, LP 028-12592
- included managerEastern Shore Capital Management 028-12592
- included managerCramer Rosenthal McGlynn, LLC 028-12592
- included managerPine River Capital Management LP 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 500,000 | $597,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,129 | $597,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 275,706 | $596,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 500,000 | $596,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 101,126 | $595,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 13,759 | $595,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 26,892 | $594,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 33,917 | $593,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 67,464 | $593,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 788,865 | $592,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 40,616 | $590,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 87,646 | $589,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 106,031 | $588,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 459,716 | $588,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 31,746 | $588,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 72,064 | $588,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 27,530 | $587,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 77,421 | $587,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 87,759 | $584,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 44,975 | $583,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 23,376 | $582,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 14,579 | $582,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 168,998 | $581,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 24,106 | $578,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 14,200 | $577,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 35,545 | $575,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 17,135 | $572,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 500,000 | $571,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 8,228 | $570,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 23,362 | $570,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 750,000 | $569,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,249 | $566,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 68,831 | $566,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 48,979 | $564,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 36,950 | $562,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 23,387 | $561,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 159,563 | $561,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 102,894 | $559,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 39,238 | $557,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,953 | $555,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12,806 | $555,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 38,955 | $554,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 32,555 | $551,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 17,959 | $547,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 51,943 | $547,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 84,404 | $543,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 60,716 | $543,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 18,654 | $540,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 40,020 | $540,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 549,868 | $539,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 512,644 | $538,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 128,471 | $537,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 51,884 | $536,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 76,776 | $533,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 86,307 | $533,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 24,551 | $532,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 85,252 | $532,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 107,845 | $532,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 31,540 | $531,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 36,165 | $531,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 60,380 | $530,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 93,086 | $529,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 102,979 | $529,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 49,849 | $528,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 25,181 | $528,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 994,348 | $527,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 503,000 | $527,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 67,388 | $527,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 22,614 | $527,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 500,000 | $526,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 43,680 | $522,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 105,813 | $522,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 69,316 | $520,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 85,660 | $519,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 17,784 | $516,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 80,496 | $515,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 47,414 | $514,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,896,218 | $512,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 500,000 | $512,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 31,265 | $511,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 225,009 | $509,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,500 | $505,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,112 | $504,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 31,961 | $503,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 39,579 | $500,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 73,118 | $500,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 27,804 | $499,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 38,413 | $498,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 159,761 | $496,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 19,527 | $495,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 40,347 | $495,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 202,373 | $493,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 156,109 | $493,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 78,389 | $492,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 64,313 | $492,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 28,448 | $491,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 81,573 | $490,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 50,650 | $489,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 226,056 | $486,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,592 | $482,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 54,516 | $482,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 35,533 | $481,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 37,269 | $480,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 26,044 | $480,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 154,009 | $476,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 55,673 | $474,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 51,374 | $471,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 39,237 | $470,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 45,540 | $468,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,300 | $467,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 38,241 | $467,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 48,835 | $466,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 35,429 | $465,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 76,533 | $463,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 222,395 | $463,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 195,376 | $463,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 27,214 | $459,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 25,347 | $456,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 43,700 | $453,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 12,402 | $453,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 16,490 | $451,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 26,841 | $451,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 77,477 | $450,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 17,790 | $449,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 36,674 | $447,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 33,977 | $446,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 44,851 | $446,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 450,000 | $446,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 18,000 | $445,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 28,008 | $444,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,964 | $443,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 26,893 | $442,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 17,540 | $442,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 40,153 | $442,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 22,720 | $440,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 26,005 | $440,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 40,139 | $440,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 73,505 | $439,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 20,227 | $439,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 153,456 | $439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 20,279 | $438,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 45,829 | $438,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 80,974 | $438,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 620,266 | $436,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 227,297 | $435,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 35,068 | $435,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 173,993 | $434,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 75,481 | $433,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 72,140 | $432,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 35,501 | $431,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 59,784 | $430,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 10,352 | $430,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,987 | $427,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 249,970 | $426,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 369,624 | $425,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 146,931 | $424,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 8,003 | $422,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 26,278 | $421,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 35,030 | $421,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 25,855 | $420,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 71,205 | $420,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,800 | $420,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 93,485 | $417,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,198 | $416,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 45,888 | $415,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 500,000 | $414,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 109,393 | $413,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 14,965 | $412,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 16,350 | $411,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 87,747 | $410,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 22,657 | $409,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 19,297 | $408,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 99,845 | $408,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 29,128 | $404,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 37,693 | $404,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 148,541 | $403,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 54,527 | $402,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 54,010 | $401,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 250,000 | $401,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 288,386 | $398,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 551,622 | $397,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 30,696 | $397,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 22,982 | $396,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 126,473 | $396,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 55,384 | $394,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,100 | $393,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 27,186 | $393,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 29,323 | $393,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 37,092 | $392,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 16,051 | $391,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 129,134 | $388,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,100 | $387,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 55,199 | $387,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 15,430 | $383,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,068 | $383,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 14,321 | $381,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 41,630 | $381,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 32,476 | $380,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 22,291 | $374,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 42,066 | $373,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 16,306 | $371,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 15,290 | $370,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,130 | $369,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 65,101 | $369,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 18,065 | $369,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 13,070 | $368,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 110,909 | $368,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 27,136 | $368,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 21,301 | $366,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 26,897 | $366,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 264,168 | $365,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 774,495 | $364,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 22,395 | $362,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 110,274 | $362,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 15,722 | $361,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 136,474 | $357,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 355,677 | $355,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 113,934 | $352,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,472 | $349,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 5,028 | $349,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 11,260 | $347,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 45,670 | $345,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 15,136 | $344,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 139,419 | $343,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 21,400 | $342,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 32,751 | $342,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 25,970 | $341,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 47,651 | $340,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 14,574 | $340,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 29,287 | $339,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 63,428 | $338,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 44,290 | $336,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 172,647 | $336,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 55,421 | $334,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 35,719 | $334,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 9,792 | $333,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 163,947 | $333,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 16,656 | $331,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 88,657 | $328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 8,767 | $328,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 28,645 | $328,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 250,000 | $328,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 16,735 | $328,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 8,191 | $326,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,482 | $321,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 23,600 | $320,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 54,114 | $319,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,066 | $319,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 35,452 | $319,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 5,010 | $318,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,100 | $317,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 16,860 | $315,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 98,660 | $313,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 84,416 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,013 | $309,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 37,385 | $309,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 31,491 | $307,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 408,399 | $307,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 166,160 | $305,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 123,038 | $305,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 895,068 | $305,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 345,021 | $304,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 40,554 | $304,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 33,443 | $304,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 43,950 | $303,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 58,367 | $302,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 31,645 | $301,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 41,420 | $301,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 21,851 | $301,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 16,383 | $301,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 7,770 | $300,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,353 | $300,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 189,484 | $300,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 81,874 | $300,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 35,930 | $300,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 56,944 | $299,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 17,113 | $299,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,075 | $297,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 9,785 | $297,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,117 | $296,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 15,959 | $296,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 15,544 | $296,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,206 | $293,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 10,100 | $292,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 36,364 | $290,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 16,850 | $290,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 12,957 | $290,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 8,391 | $290,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 10,037 | $289,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 60,729 | $288,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 310,000 | $288,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 75,093 | $287,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12,383 | $285,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 18,639 | $283,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 27,499 | $283,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 63,604 | $283,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 41,773 | $282,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 15,372 | $281,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 31,574 | $281,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 250,000 | $281,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 100,001 | $280,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 14,148 | $277,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 53,676 | $276,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 19,722 | $274,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 17,427 | $273,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 21,982 | $272,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 55,227 | $272,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 6,001 | $270,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 25,400 | $268,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 11,193 | $268,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 30,525 | $267,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 202,617 | $267,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 141,267 | $267,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 47,637 | $266,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,800 | $265,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 24,461 | $265,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 11,541 | $264,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 123,811 | $264,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,663 | $264,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,540 | $261,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,074 | $261,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 24,053 | $261,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 57,777 | $260,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 38,879 | $260,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 9,570 | $259,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 43,223 | $256,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,200 | $254,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 31,249 | $253,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,800 | $252,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 10,000 | $251,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 62,004 | $250,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,938 | $249,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 50,145 | $249,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,500 | $247,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 56,076 | $247,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,713 | $246,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,522 | $245,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 279,892 | $245,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 17,377 | $244,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 16,681 | $243,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 27,793 | $243,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 18,683 | $242,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 39,193 | $241,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,674 | $239,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 133,486 | $239,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 13,349 | $237,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 54,777 | $237,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,170 | $237,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 106,924 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,700 | $235,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 80,953 | $235,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 126,747 | $234,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,943 | $233,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 13,500 | $233,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 22,272 | $233,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 63,422 | $231,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 127,147 | $230,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 21,776 | $230,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 15,671 | $230,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 16,631 | $230,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 38,798 | $230,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 28,494 | $227,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,946 | $226,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 12,555 | $226,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 121,683 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,700 | $224,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 24,749 | $224,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 10,974 | $224,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,378 | $223,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,565 | $222,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 18,001 | $221,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 6,603 | $221,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 15,093 | $220,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 10,556 | $219,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 109,935 | $219,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 17,241 | $218,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 80,427 | $217,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 32,974 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,233 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,966 | $215,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,077 | $214,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,908 | $214,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 8,802 | $214,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 20,826 | $214,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 54,347 | $213,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,860 | $212,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 53,352 | $212,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,026 | $211,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 21,591 | $211,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 32,519 | $211,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 9,240 | $210,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 12,567 | $209,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,957 | $208,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 94,122 | $208,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 74,960 | $207,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 65,911 | $207,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 15,876 | $206,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 37,521 | $205,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 17,939 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,738 | $204,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 9,402 | $204,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 54,620 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,001 | $204,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 19,972 | $203,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 97,522 | $202,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 121,177 | $202,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,207 | $201,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,498 | $201,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 17,560 | $201,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,774 | $198,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 33,278 | $198,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 403,620 | $198,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 41,851 | $197,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 43,527 | $197,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,100 | $196,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 77,120 | $196,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 57,162 | $196,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 200,000 | $194,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 31,974 | $193,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 56,788 | $192,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 13,211 | $192,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 47,387 | $192,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,476 | $192,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 20,000 | $192,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 96,268 | $190,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 30,734 | $189,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 13,370 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 13,807 | $188,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,483 | $187,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 17,823 | $186,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 82,138 | $186,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 15,820 | $185,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,000 | $185,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 14,517 | $184,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 55,739 | $184,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,500 | $182,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 163,940 | $182,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,300 | $181,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 16,514 | $181,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 39,325 | $181,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 33,436 | $181,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 56,261 | $180,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 24,783 | $179,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 11,956 | $179,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 27,110 | $177,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,654 | $177,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 32,257 | $176,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 33,520 | $175,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 13,331 | $175,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 17,769 | $174,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 243,731 | $174,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 10,042 | $173,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 41,147 | $173,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 13,391 | $173,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 18,121 | $173,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,304 | $172,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 36,014 | $172,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 15,090 | $172,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 19,348 | $172,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 13,154 | $171,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 28,286 | $170,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 77,107 | $169,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 17,950 | $169,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 19,561 | $167,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 40,303 | $166,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,215 | $166,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 14,563 | $166,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,700 | $165,000 | thousands by filing date | call |
| EGALET CORP | 28226B104 | COM | 12,352 | $163,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,882 | $162,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 200,000 | $162,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,043 | $161,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 27,296 | $161,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 84,679 | $161,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 11,317 | $161,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 83,721 | $160,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 85,550 | $160,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,445 | $159,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 135,746 | $159,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 54,842 | $159,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,300 | $158,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 105,993 | $158,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,911 | $157,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 49,132 | $157,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,960 | $157,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 10,498 | $157,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 129,037 | $157,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 12,092 | $157,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 13,224 | $156,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 66,518 | $155,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 63,994 | $155,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 54,887 | $155,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 23,376 | $154,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,181 | $152,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 19,749 | $152,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,455 | $151,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 29,645 | $151,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 40,144 | $151,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 35,839 | $151,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 79,816 | $150,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-15-000135 | this filing | 2015-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000217 | added | 2016-04-01 | acceptance time not in the bulk data set |