13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-10, with 4,364 holding rows worth $326,098,033,000.
- Accession
- 0001390777-15-000135
- Filer
- CIK 1390777
- Filed
- 2015-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 25,030 entries on the cover page, a total value of $326,098,033,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $326,098,033,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerManaged Asset Portfolios, LLC 028-16090
- reports for this filerMawer Investment Management Ltd. 028-14623
- reports for this filerAberdeen Asset Management PLC 028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Capital Markets, LLC 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerThree Bridges Capital, LP 028-12592
- included managerEastern Shore Capital Management 028-12592
- included managerCramer Rosenthal McGlynn, LLC 028-12592
- included managerPine River Capital Management LP 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RELYPSA INC | 759531106 | Common Stock | 164,970 | $3,054,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 8,103 | $3,039,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 148,309 | $3,020,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 19,988 | $3,019,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 236,931 | $3,014,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 28,823 | $3,000,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 24,844 | $2,985,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 652,685 | $2,976,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 58,014 | $2,974,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 213,881 | $2,966,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 215,765 | $2,949,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 409,397 | $2,948,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 103,760 | $2,947,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 639,832 | $2,943,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 494,721 | $2,943,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 75,420 | $2,941,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 120,469 | $2,939,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 227,768 | $2,934,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 219,672 | $2,934,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 174,728 | $2,931,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 187,300 | $2,918,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 121,568 | $2,915,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 319,557 | $2,911,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 213,496 | $2,891,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 71,477 | $2,887,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 398,415 | $2,872,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 44,844 | $2,866,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 26,444 | $2,860,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 465,850 | $2,855,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 373,354 | $2,849,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 100,569 | $2,829,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 112,546 | $2,825,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 151,326 | $2,824,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 239,284 | $2,821,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 89,091 | $2,817,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 341,766 | $2,806,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 203,966 | $2,805,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 295,651 | $2,803,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 110,803 | $2,801,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,096,123 | $2,795,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 740,574 | $2,784,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 42,017 | $2,782,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 325,373 | $2,782,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 297,950 | $2,777,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 88,160 | $2,772,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 188,019 | $2,772,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 122,478 | $2,768,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 198,178 | $2,758,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 79,390 | $2,753,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 104,407 | $2,750,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 253,901 | $2,738,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 319,809 | $2,735,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 545,371 | $2,724,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 824,845 | $2,721,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 117,885 | $2,716,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 12,190 | $2,715,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 25,894 | $2,714,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 72,841 | $2,711,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 235,467 | $2,701,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 134,669 | $2,701,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 109,087 | $2,696,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 175,617 | $2,692,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 129,659 | $2,682,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 49,036 | $2,675,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 53,301 | $2,673,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 611,612 | $2,673,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 251,521 | $2,672,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 160,825 | $2,660,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 85,192 | $2,654,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 88,451 | $2,652,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,752,000 | $2,646,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 462,144 | $2,643,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 111,188 | $2,642,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 318,662 | $2,638,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 418,407 | $2,635,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 76,780 | $2,628,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 982,173 | $2,623,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 218,529 | $2,618,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 160,162 | $2,603,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 170,742 | $2,599,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 27,982 | $2,591,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 144,208 | $2,591,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 96,913 | $2,589,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 347,817 | $2,582,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 122,718 | $2,580,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 84,374 | $2,575,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 808,626 | $2,572,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 113,197 | $2,564,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 471,930 | $2,552,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 157,710 | $2,548,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 180,046 | $2,544,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 64,561 | $2,537,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 137,126 | $2,536,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 511,381 | $2,536,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 86,299 | $2,536,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 71,793 | $2,533,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 315,081 | $2,526,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 96,552 | $2,520,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 77,636 | $2,512,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 110,116 | $2,512,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 158,282 | $2,501,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 42,100 | $2,483,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 444,754 | $2,482,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 81,490 | $2,476,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 164,828 | $2,472,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 536,221 | $2,467,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 139,605 | $2,467,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 109,799 | $2,441,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 51,721 | $2,435,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 144,777 | $2,432,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 402,043 | $2,432,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 118,365 | $2,431,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 55,027 | $2,430,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 109,800 | $2,429,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 172,085 | $2,428,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 332,862 | $2,427,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 442,115 | $2,426,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 217,833 | $2,425,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 248,965 | $2,423,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 95,972 | $2,416,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 94,110 | $2,416,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 291,102 | $2,413,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 141,084 | $2,410,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 872,713 | $2,409,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 123,697 | $2,405,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 96,530 | $2,404,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 92,125 | $2,401,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 75,121 | $2,400,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 135,534 | $2,397,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 48,000 | $2,394,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 51,699 | $2,393,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 133,698 | $2,381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 50,059 | $2,363,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 53,344 | $2,361,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 319,061 | $2,358,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 88,320 | $2,358,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 98,902 | $2,358,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 347,067 | $2,353,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 12,644 | $2,353,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 96,400 | $2,348,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 111,443 | $2,346,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 50,146 | $2,345,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 532,769 | $2,340,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 20,281 | $2,339,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 109,522 | $2,336,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 206,994 | $2,335,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 77,117 | $2,332,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 246,438 | $2,331,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 144,411 | $2,322,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 36,632 | $2,319,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 44,674 | $2,311,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 228,585 | $2,292,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 137,090 | $2,291,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 206,059 | $2,289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 26,629 | $2,288,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 128,834 | $2,286,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 36,650 | $2,282,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 168,432 | $2,281,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 233,143 | $2,280,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 81,468 | $2,277,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 169,723 | $2,277,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 222,507 | $2,261,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 90,851 | $2,259,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 165,921 | $2,258,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 495,394 | $2,249,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 70,148 | $2,249,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 316,517 | $2,248,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 85,573 | $2,247,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 226,159 | $2,246,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 179,857 | $2,245,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 90,616 | $2,245,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 52,223 | $2,242,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 170,421 | $2,240,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 193,809 | $2,235,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 203,719 | $2,232,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 140,563 | $2,226,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 113,819 | $2,213,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 92,743 | $2,207,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 443,726 | $2,193,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 288,439 | $2,192,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,146,699 | $2,191,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 830,534 | $2,185,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 196,343 | $2,183,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 113,437 | $2,181,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 266,328 | $2,181,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 21,400 | $2,178,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 587,027 | $2,177,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 160,521 | $2,175,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 154,647 | $2,170,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 201,989 | $2,169,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 503,000 | $2,169,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 240,768 | $2,167,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 149,142 | $2,159,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 42,340 | $2,158,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 82,672 | $2,158,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 436,359 | $2,156,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 309,074 | $2,145,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 113,791 | $2,136,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 82,374 | $2,132,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 121,903 | $2,126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 39,463 | $2,125,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 184,919 | $2,122,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 55,524 | $2,121,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 207,436 | $2,116,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 203,695 | $2,115,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 33,743 | $2,114,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 89,378 | $2,110,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 22,182 | $2,099,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 121,705 | $2,096,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,500 | $2,095,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 33,157 | $2,095,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 514,633 | $2,095,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 633,440 | $2,090,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 40,105 | $2,089,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 58,858 | $2,087,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 664,648 | $2,087,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 162,697 | $2,085,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 125,918 | $2,084,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 184,742 | $2,082,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 122,738 | $2,082,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 56,818 | $2,078,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 358,504 | $2,072,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 99,152 | $2,066,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 269,921 | $2,057,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 343,633 | $2,056,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 265,354 | $2,054,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 75,929 | $2,053,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 98,732 | $2,053,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 64,863 | $2,050,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,008,000 | $2,050,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 325,236 | $2,043,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 198,655 | $2,041,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 185,731 | $2,037,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 50,346 | $2,035,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 142,209 | $2,027,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 524,496 | $2,019,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 20,641 | $2,014,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 307,050 | $2,014,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 764,005 | $2,009,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 237,780 | $2,009,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 276,056 | $2,009,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 39,763 | $2,006,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 361,378 | $2,006,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 57,264 | $2,005,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 81,696 | $2,005,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 89,158 | $2,003,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 23,786 | $1,999,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 106,397 | $1,997,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 137,305 | $1,995,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 257,403 | $1,985,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 141,813 | $1,984,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 67,348 | $1,971,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 223,767 | $1,971,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 52,873 | $1,970,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 155,827 | $1,964,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 57,051 | $1,963,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 1,200,000 | $1,963,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 90,905 | $1,961,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 57,911 | $1,960,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 77,946 | $1,958,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 200,334 | $1,957,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 74,072 | $1,954,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 126,655 | $1,942,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 30,396 | $1,940,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 91,492 | $1,934,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 142,993 | $1,927,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 16,979 | $1,922,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,000,000 | $1,920,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 108,901 | $1,917,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 73,792 | $1,913,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 343,136 | $1,905,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 72,219 | $1,903,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,014,000 | $1,896,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 60,674 | $1,896,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 63,347 | $1,894,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 134,518 | $1,894,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 48,669 | $1,889,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 64,084 | $1,887,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 55,097 | $1,887,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 161,587 | $1,886,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 93,738 | $1,883,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 61,580 | $1,883,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 13,400 | $1,880,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 224,821 | $1,869,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 103,697 | $1,856,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 883,437 | $1,855,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 138,887 | $1,851,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 139,091 | $1,851,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 93,652 | $1,847,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 85,518 | $1,846,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 51,348 | $1,846,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 35,900 | $1,843,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 168,476 | $1,833,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 40,033 | $1,829,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,000,000 | $1,829,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 21,485 | $1,823,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 252,406 | $1,820,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 100,315 | $1,820,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 263,442 | $1,818,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 84,540 | $1,817,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 181,306 | $1,814,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,597 | $1,804,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 104,776 | $1,804,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 100,698 | $1,804,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 86,748 | $1,803,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 423,844 | $1,784,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 64,156 | $1,783,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 1,750,000 | $1,782,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 100,087 | $1,778,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 94,593 | $1,773,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 65,491 | $1,770,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 44,923 | $1,770,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 146,685 | $1,766,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 109,149 | $1,766,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 333,463 | $1,760,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 107,198 | $1,759,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,750,000 | $1,758,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35,199 | $1,757,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 83,019 | $1,756,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 100,885 | $1,752,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 36,953 | $1,751,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,000,000 | $1,748,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 149,168 | $1,744,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 19,700 | $1,742,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 189,179 | $1,740,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 325,086 | $1,729,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 280,854 | $1,728,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 154,768 | $1,727,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 386,989 | $1,726,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 299,131 | $1,723,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 111,819 | $1,721,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 231,078 | $1,716,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 170,183 | $1,715,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,859,000 | $1,711,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 100,590 | $1,709,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,750,000 | $1,709,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 40,875 | $1,705,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 1,500,000 | $1,701,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 92,145 | $1,699,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 97,435 | $1,697,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 71,997 | $1,694,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 84,482 | $1,693,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 173,101 | $1,691,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 402,194 | $1,690,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,900 | $1,689,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 60,562 | $1,687,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 163,012 | $1,687,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 175,361 | $1,685,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 66,136 | $1,685,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 15,086 | $1,680,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 58,320 | $1,671,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 85,387 | $1,669,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 35,052 | $1,666,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,750,000 | $1,665,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 278,931 | $1,662,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 133,446 | $1,660,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,800 | $1,658,000 | thousands by filing date | call |
| SUFFOLK BANCORP | 864739107 | COM | 60,698 | $1,658,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 98,088 | $1,655,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 81,217 | $1,650,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 267,838 | $1,648,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 1,250,000 | $1,647,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 57,252 | $1,642,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 294,925 | $1,640,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 175,645 | $1,633,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,750,000 | $1,632,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,754,000 | $1,629,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 367,292 | $1,624,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 18,156 | $1,622,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 64,285 | $1,621,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 77,724 | $1,620,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 114,865 | $1,619,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 59,469 | $1,617,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 94,116 | $1,615,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 69,629 | $1,615,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 22,760 | $1,614,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 192,417 | $1,611,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,500,000 | $1,609,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,550,000 | $1,607,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 160,533 | $1,605,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 120,997 | $1,604,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 244,874 | $1,601,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 84,343 | $1,593,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,750,000 | $1,593,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 133,447 | $1,588,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 306,297 | $1,586,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 58,827 | $1,585,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 750,000 | $1,584,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 232,540 | $1,582,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 122,913 | $1,581,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 85,143 | $1,579,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 132,014 | $1,574,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 60,319 | $1,571,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 150,975 | $1,567,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 67,590 | $1,565,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 260,815 | $1,563,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 750,000 | $1,562,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 750,000 | $1,552,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 336,841 | $1,549,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 104,688 | $1,545,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 111,088 | $1,542,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 62,460 | $1,541,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 39,227 | $1,531,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 39,845 | $1,531,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 192,012 | $1,528,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 328,936 | $1,527,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 120,004 | $1,527,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 98,156 | $1,526,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 82,487 | $1,524,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 222,074 | $1,519,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 69,806 | $1,514,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 245,764 | $1,512,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 94,388 | $1,510,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 293,697 | $1,507,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,500,000 | $1,506,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 129,188 | $1,498,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,106,000 | $1,498,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 321,854 | $1,497,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 149,820 | $1,490,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 234,715 | $1,488,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 58,481 | $1,486,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 441,577 | $1,484,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 30,564 | $1,483,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 81,608 | $1,482,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 51,250 | $1,479,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 106,832 | $1,479,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 37,417 | $1,478,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 27,675 | $1,478,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 178,669 | $1,472,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 48,156 | $1,470,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 34,548 | $1,468,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 71,337 | $1,465,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 238,572 | $1,462,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 124,942 | $1,461,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 22,500 | $1,459,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 49,757 | $1,457,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 90,642 | $1,456,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 60,227 | $1,454,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 56,785 | $1,454,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 191,244 | $1,453,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 90,064 | $1,452,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 1,500,000 | $1,450,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 80,769 | $1,449,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 55,183 | $1,448,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,500,000 | $1,448,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 42,035 | $1,445,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 698,535 | $1,445,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 47,032 | $1,442,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 211,713 | $1,438,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 61,450 | $1,436,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 58,047 | $1,435,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 43,347 | $1,435,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 109,572 | $1,433,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 128,190 | $1,432,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 21,586 | $1,431,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,500,000 | $1,427,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 84,558 | $1,425,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 60,370 | $1,424,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 44,106 | $1,424,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,500,000 | $1,419,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 226,389 | $1,415,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 128,616 | $1,414,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 182,055 | $1,413,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 146,150 | $1,412,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 66,672 | $1,412,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 207,597 | $1,411,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 38,607 | $1,410,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 207,734 | $1,408,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 137,900 | $1,407,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 20,896 | $1,406,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,500,000 | $1,406,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 312,216 | $1,405,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 100,091 | $1,405,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 497,673 | $1,403,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 61,119 | $1,395,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 50,829 | $1,391,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 195,756 | $1,390,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 78,236 | $1,390,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 277,700 | $1,388,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 826,000 | $1,388,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 815,079 | $1,386,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 221,355 | $1,384,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 53,183 | $1,383,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 39,519 | $1,381,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 16,226 | $1,381,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,500,000 | $1,381,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 54,600 | $1,377,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 66,407 | $1,376,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 158,621 | $1,373,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 174,381 | $1,372,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 111,078 | $1,370,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 342,289 | $1,369,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 900,000 | $1,363,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 23,750 | $1,362,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 596,640 | $1,361,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 59,243 | $1,357,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 50,665 | $1,352,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 99,825 | $1,350,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 80,876 | $1,333,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 31,892 | $1,332,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-15-000135 | this filing | 2015-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000217 | added | 2016-04-01 | acceptance time not in the bulk data set |