13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-10, with 4,364 holding rows worth $326,098,033,000.
- Accession
- 0001390777-15-000135
- Filer
- CIK 1390777
- Filed
- 2015-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 25,030 entries on the cover page, a total value of $326,098,033,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $326,098,033,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerManaged Asset Portfolios, LLC 028-16090
- reports for this filerMawer Investment Management Ltd. 028-14623
- reports for this filerAberdeen Asset Management PLC 028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Capital Markets, LLC 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerThree Bridges Capital, LP 028-12592
- included managerEastern Shore Capital Management 028-12592
- included managerCramer Rosenthal McGlynn, LLC 028-12592
- included managerPine River Capital Management LP 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,300,000 | $1,328,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 161,970 | $1,326,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 20,401 | $1,325,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 239,429 | $1,324,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,300,000 | $1,324,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,306,000 | $1,320,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 107,805 | $1,319,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 17,742 | $1,318,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 177,664 | $1,318,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,500,000 | $1,316,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 32,227 | $1,313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 19,289 | $1,309,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 254,198 | $1,309,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 201,388 | $1,308,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 154,617 | $1,308,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 153,174 | $1,307,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,250,000 | $1,302,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 68,857 | $1,301,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,380,000 | $1,301,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 24,082 | $1,298,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 86,032 | $1,297,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 48,100 | $1,296,000 | thousands by filing date | call |
| Attunity Ltd | M15332121 | SHS NEW | 94,669 | $1,294,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 165,464 | $1,289,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 12,503 | $1,287,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 38,946 | $1,284,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 127,849 | $1,278,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 600,000 | $1,278,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 125,009 | $1,278,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 157,274 | $1,276,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 1,007,000 | $1,270,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 76,983 | $1,268,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 71,084 | $1,267,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 161,543 | $1,266,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 62,000 | $1,263,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,250,000 | $1,263,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 138,247 | $1,258,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 29,085 | $1,258,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,250,000 | $1,258,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 31,735 | $1,257,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 148,715 | $1,255,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 78,471 | $1,255,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,400 | $1,252,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 102,954 | $1,252,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 99,179 | $1,252,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 220,034 | $1,250,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 213,403 | $1,246,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 39,793 | $1,244,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 49,800 | $1,243,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 79,534 | $1,242,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,253,000 | $1,240,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 64,858 | $1,239,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 45,745 | $1,236,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,250,000 | $1,234,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 108,677 | $1,233,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 38,619 | $1,228,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 77,709 | $1,227,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,003,000 | $1,227,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 52,507 | $1,225,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 86,586 | $1,224,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,100 | $1,223,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 115,727 | $1,223,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 334,105 | $1,222,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 122,782 | $1,222,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 87,386 | $1,214,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 1,019,000 | $1,213,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 89,659 | $1,211,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 58,022 | $1,209,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 97,358 | $1,208,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 75,578 | $1,207,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 78,240 | $1,206,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 750,000 | $1,206,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,300 | $1,203,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 74,543 | $1,202,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 105,125 | $1,200,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 76,097 | $1,195,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 97,591 | $1,194,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,250,000 | $1,194,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 159,678 | $1,191,000 | thousands by filing date | |
| Pacific Datavision Inc | 694171307 | COM | 39,809 | $1,190,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 76,304 | $1,188,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,703,666 | $1,188,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,300,000 | $1,188,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 35,850 | $1,185,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,250,000 | $1,185,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 53,024 | $1,180,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 14,975 | $1,179,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 27,651 | $1,178,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 93,941 | $1,167,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 27,183 | $1,166,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,000 | $1,163,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 330,417 | $1,160,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 96,647 | $1,159,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 1,250,000 | $1,158,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 57,866 | $1,157,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 130,294 | $1,157,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,200,000 | $1,157,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 12,673 | $1,150,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 86,053 | $1,149,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 46,822 | $1,147,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,550,000 | $1,147,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,250,000 | $1,147,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 74,013 | $1,145,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 187,527 | $1,140,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 159,789 | $1,139,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 65,165 | $1,136,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 38,793 | $1,135,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 233,524 | $1,135,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 87,345 | $1,134,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 44,101 | $1,133,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 1,000,000 | $1,131,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 61,822 | $1,130,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 603,356 | $1,129,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,861 | $1,127,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 165,386 | $1,126,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 47,415 | $1,120,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 214,506 | $1,117,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 189,426 | $1,116,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 1,250,000 | $1,111,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 524,771 | $1,107,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 1,000,000 | $1,105,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 139,485 | $1,103,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,198,072 | $1,102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,479 | $1,101,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 55,453 | $1,101,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 46,292 | $1,101,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 104,506 | $1,100,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 23,365 | $1,100,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,000,000 | $1,100,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 1,250,000 | $1,095,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 325,719 | $1,091,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 37,548 | $1,088,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 240,830 | $1,086,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,005,000 | $1,086,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,000,000 | $1,082,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 76,230 | $1,080,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 26,299 | $1,076,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,005,000 | $1,075,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 34,248 | $1,073,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 83,362 | $1,072,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 45,069 | $1,071,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 20,740 | $1,070,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 167,476 | $1,068,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 191,710 | $1,067,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 64,183 | $1,065,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 534,100 | $1,063,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 21,749 | $1,062,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 66,411 | $1,060,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 46,212 | $1,060,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 39,620 | $1,059,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 16,774 | $1,057,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 427,822 | $1,057,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 249,540 | $1,055,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 8,684 | $1,054,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 187,941 | $1,054,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 258,684 | $1,053,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,000,000 | $1,053,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 21,913 | $1,052,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 172,611 | $1,052,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 19,456 | $1,050,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 87,290 | $1,050,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 570,240 | $1,044,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 42,684 | $1,043,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 35,488 | $1,043,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 40,849 | $1,041,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,000,000 | $1,039,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 65,880 | $1,037,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 179,604 | $1,034,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 64,420 | $1,031,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 235,889 | $1,031,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 14,714 | $1,027,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,019,000 | $1,027,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,000,000 | $1,027,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 63,685 | $1,026,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 83,371 | $1,024,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 72,724 | $1,023,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 270,405 | $1,016,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 546,276 | $1,016,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,000,000 | $1,014,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 54,847 | $1,012,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 43,036 | $1,009,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 109,475 | $1,009,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000,000 | $1,008,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 37,461 | $1,007,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 25,053 | $1,004,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 38,363 | $1,004,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,000,000 | $1,003,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 134,113 | $1,002,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 287,514 | $998,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 20,557 | $998,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,677 | $997,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 393,002 | $994,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 185,413 | $992,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 79,483 | $991,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 38,937 | $989,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 90,325 | $986,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 26,483 | $984,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 51,402 | $982,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 20,526 | $982,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 69,832 | $981,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 1,000,000 | $981,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 50,002 | $976,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 560,793 | $976,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 556,467 | $974,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 42,445 | $973,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 78,884 | $972,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,017,000 | $972,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 139,681 | $969,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 70,232 | $965,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 210,758 | $965,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 99,446 | $962,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 49,870 | $962,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 324,684 | $961,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 113,100 | $960,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 75,889 | $956,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 26,011 | $956,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 27,358 | $948,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 30,902 | $946,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 14,421 | $945,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 42,277 | $942,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 53,778 | $941,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 156,721 | $939,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 65,653 | $938,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 55,951 | $937,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 53,169 | $936,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000,000 | $934,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 28,432 | $933,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 638,003 | $932,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 588,738 | $930,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 22,636 | $928,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 18,631 | $928,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 99,298 | $928,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 161,300 | $925,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 344,237 | $923,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 108,297 | $922,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 334,498 | $917,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 28,651 | $915,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 516,234 | $914,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 550,000 | $912,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 153,104 | $910,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 1,000,000 | $909,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 66,011 | $904,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 29,644 | $901,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,000,000 | $901,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,000,000 | $900,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 78,075 | $899,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 178,331 | $898,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 390,830 | $898,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 75,950 | $898,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 17,558 | $896,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 43,936 | $896,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,200 | $895,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 70,498 | $893,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 71,877 | $893,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 57,910 | $891,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 627,661 | $891,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 1,319,327 | $891,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 12,443 | $890,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 42,879 | $890,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,300 | $887,000 | thousands by filing date | call |
| PRESS GANEY HOL | 74113L102 | Common Stock | 29,983 | $887,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 9,932 | $886,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 13,272 | $886,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 63,185 | $883,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 339,274 | $882,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 70,114 | $878,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,866 | $876,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 39,633 | $874,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 55,604 | $873,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 35,111 | $872,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 40,462 | $866,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 1,000,000 | $865,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 269,680 | $864,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 48,876 | $863,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 525,557 | $862,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 51,493 | $861,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 140,535 | $861,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 53,687 | $857,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,389 | $857,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 58,197 | $857,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 154,975 | $857,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 84,780 | $855,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 104,068 | $855,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,610,609 | $854,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 40,617 | $854,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 49,701 | $853,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,030,000 | $853,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 25,350 | $852,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 182,410 | $851,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 88,148 | $848,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 78,053 | $845,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 399,927 | $843,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 80,160 | $842,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 124,901 | $842,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 28,973 | $840,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 21,945 | $838,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 54,034 | $837,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 39,784 | $837,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 84,722 | $836,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 13,365 | $832,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 144,128 | $829,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 71,955 | $829,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,628 | $828,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 35,170 | $825,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,560 | $825,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 25,239 | $824,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,000,000 | $824,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 20,468 | $823,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 30,211 | $823,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 38,427 | $823,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 46,494 | $822,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 203,737 | $821,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 140,692 | $817,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 148,465 | $815,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 70,750 | $813,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 26,110 | $813,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 35,838 | $813,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 8,925 | $812,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 91,411 | $807,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 170,848 | $805,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 44,769 | $804,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 267,475 | $803,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 500,000 | $803,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 89,972 | $802,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 139,614 | $801,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 540,650 | $800,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 47,612 | $799,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 52,940 | $790,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 224,584 | $790,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 17,136 | $789,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 47,034 | $786,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 62,001 | $786,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 57,755 | $784,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 50,312 | $784,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 93,204 | $782,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 505,000 | $781,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 18,995 | $780,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 1,000,000 | $780,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 750,000 | $780,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 117,060 | $780,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 331,882 | $780,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 158,006 | $777,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 73,029 | $769,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 47,613 | $768,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 117,302 | $767,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 128,275 | $765,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 45,384 | $762,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 119,691 | $761,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 36,011 | $760,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 17,480 | $757,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 51,374 | $756,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 75,446 | $754,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 138,916 | $753,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 504,000 | $753,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 16,388 | $750,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 51,100 | $750,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 27,310 | $750,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 22,187 | $748,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 60,321 | $747,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 18,162 | $747,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 177,800 | $746,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 247,989 | $744,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 96,692 | $744,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 62,791 | $743,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7,403 | $741,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 31,509 | $741,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 202,706 | $740,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 85,918 | $740,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 429,299 | $739,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,100 | $738,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 36,713 | $737,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 126,954 | $737,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 64,020 | $736,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,900 | $733,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 45,959 | $733,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 112,604 | $733,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 81,153 | $732,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 22,687 | $731,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 33,419 | $731,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 18,517 | $730,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 1,000,000 | $728,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 500,000 | $727,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,238 | $726,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 87,815 | $723,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 705,446 | $719,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 49,419 | $719,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 91,935 | $718,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 105,015 | $717,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 352,301 | $712,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 31,253 | $709,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,000 | $708,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 262,256 | $708,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 147,143 | $705,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 58,221 | $704,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 242,640 | $704,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 957,086 | $703,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 6,800 | $702,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 68,030 | $702,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 750,000 | $701,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 15,630 | $700,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 101,505 | $700,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 15,266 | $698,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 23,114 | $697,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 750,000 | $696,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 14,738 | $693,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 163,647 | $691,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 641,000 | $691,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 69,643 | $689,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 21,508 | $688,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 174,712 | $687,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 41,700 | $685,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 101,230 | $685,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 31,144 | $683,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 16,185 | $683,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 39,511 | $682,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 349,975 | $682,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 121,514 | $681,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 64,991 | $681,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 16,057 | $679,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 92,180 | $678,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,100 | $677,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 67,583 | $676,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 56,426 | $676,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,400 | $675,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 385,043 | $674,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 11,906 | $672,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 287,994 | $671,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 58,581 | $670,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 81,183 | $668,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 33,565 | $668,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 38,462 | $667,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 26,343 | $667,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 75,581 | $667,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 74,696 | $665,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 66,257 | $664,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 42,892 | $664,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 38,630 | $663,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 34,569 | $663,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 755,000 | $662,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 52,255 | $662,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 49,279 | $661,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 21,873 | $658,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 237,370 | $658,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 44,253 | $657,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 82,283 | $655,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 105,569 | $654,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 71,288 | $652,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 70,341 | $650,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 96,711 | $649,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 41,661 | $646,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 82,735 | $645,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 129,463 | $645,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 25,100 | $645,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 212,236 | $645,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 38,331 | $644,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 105,701 | $644,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,700 | $643,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 6,500 | $640,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 168,103 | $640,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 59,198 | $639,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 14,410 | $638,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 37,225 | $638,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 7,270 | $637,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 13,609 | $637,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 29,196 | $636,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,700 | $634,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 178,278 | $634,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 59,790 | $631,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 52,250 | $631,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 19,131 | $631,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,260 | $630,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 27,489 | $630,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 82,703 | $630,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 118,370 | $628,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 18,708 | $626,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,517 | $626,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 13,627 | $625,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000,000 | $624,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 24,544 | $623,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 68,535 | $619,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 20,352 | $618,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 37,917 | $617,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 593,414 | $617,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 44,193 | $612,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,570,320 | $612,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 843,098 | $611,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 116,943 | $610,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 99,279 | $608,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 29,661 | $607,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 46,336 | $604,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 149,888 | $604,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 200,890 | $603,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 146,183 | $603,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 322,260 | $602,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 223,609 | $602,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 38,605 | $601,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 156,192 | $601,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 24,267 | $600,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,879 | $599,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 31,434 | $598,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-15-000135 | this filing | 2015-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000217 | added | 2016-04-01 | acceptance time not in the bulk data set |