13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-10, with 4,364 holding rows worth $326,098,033,000.
- Accession
- 0001390777-15-000135
- Filer
- CIK 1390777
- Filed
- 2015-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 25,030 entries on the cover page, a total value of $326,098,033,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $326,098,033,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerManaged Asset Portfolios, LLC 028-16090
- reports for this filerMawer Investment Management Ltd. 028-14623
- reports for this filerAberdeen Asset Management PLC 028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Capital Markets, LLC 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerThree Bridges Capital, LP 028-12592
- included managerEastern Shore Capital Management 028-12592
- included managerCramer Rosenthal McGlynn, LLC 028-12592
- included managerPine River Capital Management LP 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAIAM INC-CLASS A | 36268Q103 | CL A | 24,409 | $150,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,730 | $148,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 10,926 | $148,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 431,647 | $147,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 16,113 | $146,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 11,177 | $146,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 12,360 | $146,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 13,409 | $145,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 29,251 | $145,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 22,733 | $144,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 16,848 | $144,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 59,637 | $144,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 25,848 | $144,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,375 | $143,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 10,572 | $143,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,270 | $142,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,669 | $141,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 18,816 | $141,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,803 | $141,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 13,517 | $140,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,037 | $137,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 85,959 | $137,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,541 | $136,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 47,220 | $136,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 75,881 | $136,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,974 | $135,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 14,923 | $135,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 33,493 | $135,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 30,572 | $135,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 63,815 | $135,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 13,502 | $134,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,300 | $134,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 13,127 | $133,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 37,375 | $133,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,012 | $132,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 16,662 | $132,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,307 | $131,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,100 | $131,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 48,279 | $130,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 17,384 | $130,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 18,027 | $129,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 33,230 | $129,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 24,821 | $128,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 17,952 | $127,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 15,174 | $127,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 18,994 | $127,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 16,235 | $127,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 37,813 | $126,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 129,829 | $126,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 32,474 | $126,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 32,244 | $126,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 89,608 | $125,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,300 | $124,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 64,667 | $124,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 24,741 | $124,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 16,068 | $124,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 21,359 | $123,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,276 | $122,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,622 | $122,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 37,702 | $122,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,809 | $121,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22,508 | $119,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,881 | $119,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 14,294 | $119,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,070 | $118,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 17,399 | $117,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 38,402 | $117,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 86,729 | $117,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 102,709 | $117,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 32,276 | $116,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 36,416 | $116,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 14,500 | $115,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 26,387 | $114,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 13,351 | $114,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,074 | $114,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 138,619 | $113,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 12,950 | $113,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 17,302 | $113,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 27,153 | $112,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 31,051 | $112,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 138,484 | $112,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 64,282 | $111,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,031 | $110,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 36,771 | $110,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 22,357 | $110,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 21,408 | $110,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 20,740 | $110,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,500 | $109,000 | thousands by filing date | call |
| APIGEE CORP COM | 03765N108 | Stock | 10,337 | $109,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 34,136 | $108,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,408 | $107,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 11,040 | $107,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 98,115 | $107,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 12,912 | $106,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 13,179 | $106,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 40,389 | $105,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 72,076 | $105,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 11,660 | $104,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 34,045 | $104,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 11,677 | $103,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 39,921 | $103,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 10,846 | $102,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 105,664 | $102,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 41,096 | $102,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 15,101 | $102,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 132,002 | $102,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,994 | $101,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 13,330 | $101,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 38,312 | $101,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 74,271 | $101,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,781 | $100,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 12,629 | $100,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 21,324 | $100,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 15,205 | $100,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 26,615 | $99,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 42,684 | $99,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 68,131 | $98,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 104,512 | $98,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 51,237 | $98,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y157 | DLYJR GL MNR3X N | 13,000 | $98,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 45,681 | $97,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,976 | $97,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 33,632 | $97,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 10,546 | $96,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 43,234 | $96,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 12,523 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,900 | $95,000 | thousands by filing date | call |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 12,942 | $95,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 28,213 | $95,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 55,760 | $94,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 76,744 | $93,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 87,221 | $93,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 27,122 | $93,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 37,901 | $91,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 14,050 | $91,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,900 | $90,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 11,059 | $89,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 30,296 | $88,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 11,599 | $87,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 31,363 | $87,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 11,118 | $87,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 34,848 | $87,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 13,978 | $87,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 17,754 | $86,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 103,230 | $86,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 31,605 | $86,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 22,707 | $86,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 18,582 | $86,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 21,170 | $86,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 900 | $85,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 2,700 | $85,000 | thousands by filing date | call |
| AEMETIS INC | 00770K202 | COM NEW | 30,595 | $84,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 75,021 | $84,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 13,366 | $84,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,144 | $83,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 66,885 | $83,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 36,911 | $82,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 59,439 | $82,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 15,311 | $82,000 | thousands by filing date | |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 49,938 | $82,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 40,283 | $81,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 54,586 | $81,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 34,867 | $81,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 17,726 | $81,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 16,178 | $81,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 19,762 | $80,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 15,399 | $79,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 135,570 | $79,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 21,030 | $79,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,046 | $78,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 12,927 | $78,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 68,547 | $78,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 11,301 | $77,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 12,500 | $77,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 10,148 | $77,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 81,278 | $77,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 35,869 | $77,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 25,333 | $76,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 11,219 | $76,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 48,785 | $76,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 145,304 | $76,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 155,307 | $76,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 35,796 | $75,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 12,080 | $75,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 148,591 | $75,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,500 | $74,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 18,363 | $74,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 16,649 | $74,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 45,308 | $73,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 16,316 | $73,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,452 | $72,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 19,208 | $72,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 10,541 | $72,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 82,004 | $71,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 16,305 | $71,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,762 | $70,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 44,117 | $70,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 27,644 | $70,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 52,169 | $69,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 65,844 | $69,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 34,548 | $69,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 39,168 | $69,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 10,888 | $68,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 40,794 | $68,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10,290 | $68,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 12,917 | $67,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 10,629 | $66,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 52,488 | $66,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 15,563 | $66,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 33,885 | $65,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 104,273 | $65,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 67,151 | $65,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 55,037 | $65,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 62,012 | $65,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 14,839 | $64,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 23,657 | $64,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 114,351 | $64,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 10,615 | $63,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 13,424 | $62,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 10,543 | $62,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 10,104 | $61,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 15,497 | $61,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 14,932 | $59,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 15,790 | $59,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,946 | $58,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 24,727 | $58,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 29,875 | $58,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 17,955 | $58,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 85,448 | $58,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 42,460 | $58,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 136,744 | $57,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 26,836 | $56,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 22,359 | $55,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 10,759 | $55,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 56,514 | $55,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 31,193 | $52,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 307,541 | $52,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 12,521 | $52,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 13,245 | $51,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 50,981 | $50,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 204,512 | $49,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 16,654 | $49,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 106,071 | $49,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 10,122 | $49,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 10,314 | $49,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 37,393 | $49,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 29,232 | $49,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 13,029 | $48,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 20,390 | $48,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 58,932 | $48,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 85,937 | $48,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 30,071 | $47,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 10,275 | $46,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 25,857 | $46,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 112,426 | $45,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 42,919 | $44,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 10,974 | $44,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 45,662 | $43,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 101,378 | $43,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 20,430 | $43,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 13,627 | $43,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 34,611 | $43,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 11,738 | $43,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 12,575 | $43,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,668 | $42,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 34,128 | $42,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 18,975 | $42,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 47,771 | $42,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 99,964 | $42,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 18,228 | $42,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 65,569 | $42,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 48,113 | $42,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 13,095 | $42,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 15,388 | $42,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 39,611 | $41,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 13,434 | $39,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,067 | $39,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 40,739 | $37,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 95,314 | $37,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 108,655 | $37,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 21,923 | $36,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 10,242 | $35,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 12,990 | $35,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 41,590 | $35,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,003 | $34,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 17,400 | $34,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 94,909 | $34,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 15,700 | $33,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 47,644 | $33,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 13,388 | $33,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 176,188 | $32,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 24,530 | $32,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 53,502 | $32,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 61,011 | $31,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 17,536 | $31,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 104,867 | $30,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 19,989 | $30,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 29,279 | $30,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 39,379 | $30,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 19,824 | $30,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 25,304 | $28,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 48,794 | $28,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 98,822 | $26,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,710 | $26,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 115,445 | $25,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 81,772 | $25,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 15,486 | $25,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 13,003 | $24,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 19,940 | $24,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 67,210 | $24,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 40,500 | $24,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 59,824 | $23,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 18,311 | $23,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 10,690 | $23,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,709 | $23,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 10,500 | $23,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 46,911 | $22,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 11,795 | $22,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 34,740 | $21,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 62,457 | $21,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 16,558 | $21,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 34,907 | $21,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,502 | $20,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 16,000 | $19,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 25,856 | $19,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 43,470 | $18,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 62,135 | $18,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 13,983 | $18,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,693 | $18,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 10,000 | $17,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 29,976 | $17,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 700 | $16,000 | thousands by filing date | call |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 13,868 | $16,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 15,484 | $16,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 34,608 | $16,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 134,720 | $15,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 48,127 | $15,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 18,766 | $15,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 17,500 | $15,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 400 | $14,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 15,076 | $14,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 22,997 | $14,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 10,016 | $14,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 500 | $13,000 | thousands by filing date | call |
| DATARAM CORP | 238108302 | COM | 10,309 | $13,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 16,234 | $13,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 17,634 | $12,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 62,452 | $12,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,692 | $11,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 69,338 | $11,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 10,113 | $11,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,886 | $9,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 11,060 | $9,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 12,197 | $9,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 81,159 | $9,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 17,142 | $9,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 15,600 | $7,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 11,344 | $7,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,808 | $5,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 100 | $5,000 | thousands by filing date | call |
| DEX MEDIA INC | 25213A107 | COM | 18,583 | $2,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 11,900 | $2,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 10,150 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 61,376 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-15-000135 | this filing | 2015-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000217 | added | 2016-04-01 | acceptance time not in the bulk data set |