13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 4,103 holding rows worth $363,491,344,000.
- Accession
- 0001390777-14-000069
- Filer
- CIK 1390777
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 22,368 entries on the cover page, a total value of $363,491,344,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $363,491,344,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investment Management, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerVulcan Value Partners, LLC 028-15045
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerPerella Weinberg Partners Capital Management LP 028-12930
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 89,564 | $617,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,772 | $610,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 26,750 | $609,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 169,477 | $608,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 43,483 | $608,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 29,616 | $607,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 82,508 | $604,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 28,316 | $604,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 131,685 | $603,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 21,227 | $598,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 58,798 | $596,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 43,026 | $593,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 270,764 | $590,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 80,486 | $590,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 445,290 | $588,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 514,000 | $588,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 105,791 | $588,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 98,407 | $587,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 29,761 | $586,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 71,676 | $583,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 48,647 | $582,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 119,609 | $582,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 43,213 | $580,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 40,172 | $578,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 47,633 | $578,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 18,294 | $576,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 21,693 | $576,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 84,821 | $575,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 21,202 | $575,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,841 | $574,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 149,257 | $574,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 21,633 | $574,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 17,539 | $573,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 79,082 | $573,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 41,576 | $572,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 16,859 | $572,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 57,962 | $571,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 250,000 | $568,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 51,863 | $566,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 14,095 | $565,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 63,096 | $565,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 91,244 | $562,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 44,996 | $559,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 22,311 | $557,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 43,444 | $556,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 31,350 | $556,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 37,682 | $553,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 142,644 | $551,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 78,000 | $550,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 27,753 | $549,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 176,797 | $548,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 12,845 | $548,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 73,915 | $545,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 165,138 | $543,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 17,179 | $543,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 78,337 | $536,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 49,427 | $535,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 6,870 | $531,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 75,808 | $531,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 65,673 | $529,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 58,613 | $529,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 28,779 | $527,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 78,684 | $522,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 21,017 | $521,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 11,173 | $520,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 14,520 | $520,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 14,791 | $518,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 126,887 | $518,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 153,039 | $515,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 52,571 | $514,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 119,560 | $511,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,761 | $511,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 16,189 | $508,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 75,872 | $508,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 20,780 | $506,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 33,956 | $505,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 169,686 | $504,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 233,687 | $502,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 240,862 | $501,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 65,297 | $498,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 54,115 | $498,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 30,928 | $495,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 59,486 | $494,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 73,465 | $489,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 66,017 | $486,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 177,154 | $485,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 11,155 | $484,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,614 | $483,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 24,814 | $479,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 450,000 | $478,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5,393 | $471,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 112,137 | $470,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,132 | $469,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 234,000 | $468,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 27,547 | $466,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 7,970 | $463,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 53,352 | $463,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 13,175 | $462,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 39,185 | $459,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,437 | $455,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 54,968 | $454,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,606 | $451,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 42,774 | $451,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 26,117 | $450,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,775 | $449,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 128,846 | $447,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 31,810 | $447,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 19,297 | $445,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 48,758 | $440,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 58,461 | $440,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 53,978 | $438,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 16,100 | $437,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 83,246 | $435,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 30,815 | $434,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 116,176 | $433,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 64,223 | $433,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 334,076 | $431,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 20,366 | $428,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 135,821 | $428,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 78,330 | $427,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 42,204 | $426,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 29,936 | $426,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 43,825 | $423,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 23,662 | $422,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 25,217 | $421,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 19,784 | $420,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 279,157 | $419,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 45,071 | $413,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 92,045 | $413,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 81,469 | $411,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 16,327 | $408,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 23,497 | $408,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 11,355 | $408,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 13,454 | $407,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 21,937 | $407,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 64,338 | $406,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 35,408 | $404,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 8,097 | $402,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 56,898 | $402,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 46,820 | $400,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 39,571 | $400,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 8,122 | $398,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 6,801 | $397,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 13,508 | $395,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 35,244 | $395,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 75,683 | $394,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,575 | $393,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,801 | $391,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 364,585 | $383,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,404 | $381,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 49,543 | $379,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 19,214 | $378,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 8,255 | $376,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 13,492 | $375,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 89,261 | $375,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,576 | $374,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 38,400 | $374,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 17,402 | $373,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 14,988 | $373,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 21,054 | $371,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 63,999 | $368,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 22,220 | $368,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 45,884 | $367,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,743 | $366,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 31,855 | $366,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,254 | $361,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 18,120 | $360,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 6,000 | $356,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 7,747 | $355,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 21,641 | $355,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 19,844 | $355,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 24,572 | $352,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 218,516 | $352,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 53,183 | $351,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 9,922 | $350,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 36,530 | $348,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 233,124 | $348,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 112,289 | $348,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 83,457 | $347,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 42,908 | $346,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 13,850 | $346,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 15,800 | $345,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 26,547 | $344,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 8,853 | $344,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 33,884 | $342,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 27,039 | $340,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 12,437 | $339,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 13,384 | $339,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 61,636 | $339,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 89,588 | $337,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 5,482 | $335,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 20,532 | $335,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 9,181 | $333,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 23,687 | $331,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 19,127 | $331,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 61,859 | $331,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 28,400 | $329,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,286 | $328,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 23,501 | $324,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 15,209 | $324,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,117 | $323,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 21,103 | $322,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,800 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,372 | $319,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 26,487 | $318,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 25,467 | $318,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,076 | $317,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,048 | $317,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 54,701 | $317,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 6,200 | $317,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 23,893 | $317,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 12,505 | $315,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,966 | $313,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 30,105 | $313,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 33,486 | $313,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 20,430 | $313,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 34,416 | $313,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 42,456 | $312,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 6,701 | $311,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 149,822 | $310,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,400 | $309,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 38,051 | $307,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 90,213 | $306,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 94,245 | $306,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 50,215 | $304,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 41,889 | $302,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 125,252 | $302,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,940 | $302,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,410 | $301,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 303,803 | $301,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 106,086 | $300,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 36,602 | $298,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 74,240 | $297,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 100,919 | $296,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 9,634 | $294,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 16,726 | $294,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 97,774 | $292,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 30,115 | $290,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 17,666 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 14,700 | $287,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,032 | $286,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 46,474 | $284,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 39,185 | $284,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 31,332 | $280,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 123,237 | $279,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 45,570 | $276,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 19,463 | $275,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 15,926 | $273,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 20,540 | $273,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 14,284 | $271,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 259,736 | $268,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 19,180 | $267,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 37,994 | $267,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,860 | $265,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 81,686 | $264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,633 | $262,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 7,200 | $261,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 24,757 | $261,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 20,751 | $260,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 15,759 | $260,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 47,198 | $260,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,077 | $258,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 21,525 | $258,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 18,683 | $257,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 90,600 | $256,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 2,300 | $255,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,890 | $254,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 128,161 | $254,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 19,079 | $254,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 13,423 | $254,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 10,284 | $252,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,675 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 8,356 | $251,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,301 | $250,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 17,644 | $249,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,064 | $249,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 34,462 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,833 | $249,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,134 | $245,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,900 | $242,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 5,432 | $239,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,215 | $238,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,122 | $237,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 9,655 | $237,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 61,626 | $237,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 8,356 | $236,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 21,442 | $236,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 7,042 | $235,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,287 | $235,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 36,604 | $234,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 60,372 | $234,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,639 | $233,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,724 | $232,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 9,933 | $229,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 21,703 | $229,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 26,247 | $228,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 25,012 | $227,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 9,901 | $227,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,539 | $226,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,088 | $225,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 24,841 | $223,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 12,712 | $221,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 44,088 | $220,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 23,461 | $220,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 84,854 | $220,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 16,216 | $218,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 23,830 | $217,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 27,496 | $216,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 10,579 | $216,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,927 | $213,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 19,338 | $213,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,247 | $211,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 17,462 | $209,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 27,855 | $208,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,600 | $208,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 7,586 | $207,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 38,637 | $207,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,398 | $206,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,791 | $206,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 64,341 | $206,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,501 | $205,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 26,179 | $204,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3,844 | $204,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 35,206 | $204,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 15,004 | $204,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 5,619 | $204,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,000 | $201,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 20,793 | $201,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,000 | $201,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 38,726 | $199,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,528 | $195,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 63,157 | $195,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 122,355 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,874 | $193,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 126,000 | $193,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,116 | $193,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,427 | $192,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 53,095 | $192,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 12,260 | $191,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 14,511 | $189,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,444 | $189,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 115,897 | $189,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 144,368 | $188,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 414,744 | $187,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 53,663 | $187,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 15,294 | $186,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,001 | $185,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 63,562 | $185,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 200,000 | $185,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 11,005 | $184,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 13,107 | $184,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,339 | $182,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 16,047 | $181,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 35,952 | $180,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,884 | $177,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 17,335 | $177,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,211 | $177,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 14,151 | $177,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 10,001 | $177,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,372 | $176,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 16,966 | $176,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 92,827 | $176,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 75,178 | $174,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,432 | $173,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,524 | $171,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,349 | $170,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 14,305 | $170,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 25,056 | $169,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,685 | $169,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 11,079 | $169,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 11,852 | $169,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,212 | $168,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 10,284 | $167,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 23,830 | $166,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 98,443 | $166,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 58,553 | $164,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 11,897 | $163,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,277 | $160,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 119,992 | $160,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 10,707 | $160,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 12,031 | $158,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 59,593 | $157,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 27,385 | $156,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 31,342 | $156,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 10,284 | $154,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,532 | $154,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 20,803 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,884 | $150,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 58,522 | $150,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,194 | $149,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 29,881 | $149,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 11,626 | $148,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 33,419 | $148,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 37,761 | $148,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 29,959 | $147,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,445 | $146,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 37,150 | $143,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 33,869 | $143,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 65,485 | $141,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,000 | $140,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,729 | $140,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 20,602 | $139,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 24,208 | $138,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 184,005 | $138,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,401 | $137,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 26,329 | $137,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,488 | $135,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 69,430 | $134,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 20,494 | $133,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 31,005 | $133,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,983 | $132,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 28,660 | $131,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 12,853 | $130,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 58,886 | $130,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 35,599 | $130,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 46,712 | $130,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,051 | $129,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 31,408 | $129,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 40,345 | $128,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 34,698 | $128,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 12,505 | $127,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 31,544 | $126,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10,938 | $125,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,765 | $124,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 38,081 | $122,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 62,856 | $120,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 15,594 | $120,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 16,665 | $119,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,301 | $119,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 16,880 | $118,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,524 | $117,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,651 | $116,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 15,800 | $116,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,646 | $115,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 14,500 | $115,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 28,697 | $114,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,921 | $113,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 58,383 | $112,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 91,560 | $112,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 41,270 | $111,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 26,202 | $111,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 16,019 | $109,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 14,883 | $109,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22,178 | $108,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 25,881 | $108,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 10,956 | $108,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 33,877 | $107,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 122,283 | $107,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,461 | $106,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 49,526 | $106,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 12,080 | $106,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 28,849 | $106,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 100,754 | $106,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 27,879 | $105,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 18,547 | $105,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,228 | $103,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 16,109 | $102,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 17,675 | $101,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 15,974 | $99,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 17,433 | $98,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 22,000 | $97,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 36,921 | $97,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 10,468 | $96,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 10,271 | $96,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,181 | $95,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 33,232 | $95,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 28,927 | $95,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 37,630 | $94,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,346 | $93,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 10,255 | $93,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 55,483 | $92,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 14,660 | $91,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 21,950 | $91,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 26,782 | $90,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,183 | $89,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 19,200 | $88,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 176,112 | $88,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 17,381 | $88,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 34,368 | $87,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,051 | $86,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 26,913 | $86,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 49,055 | $86,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,547 | $85,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 42,442 | $84,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 27,446 | $84,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 21,082 | $84,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 11,789 | $84,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 17,823 | $84,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 33,688 | $83,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 27,059 | $82,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 28,470 | $81,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 17,571 | $81,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 63,355 | $81,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 14,484 | $80,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 137,169 | $79,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 113,030 | $79,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,598 | $78,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 72,237 | $77,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 42,145 | $77,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,100 | $76,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-14-000069 | this filing | 2014-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000122 | added | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000213 | added | 2016-04-01 | acceptance time not in the bulk data set |