13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 4,103 holding rows worth $363,491,344,000.
- Accession
- 0001390777-14-000069
- Filer
- CIK 1390777
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 22,368 entries on the cover page, a total value of $363,491,344,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $363,491,344,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investment Management, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerVulcan Value Partners, LLC 028-15045
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerPerella Weinberg Partners Capital Management LP 028-12930
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OIL DRI CORP AMER COM | 677864100 | Stock | 47,114 | $1,627,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 108,289 | $1,626,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 218,520 | $1,625,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 192,559 | $1,624,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 118,152 | $1,623,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 73,733 | $1,620,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 153,027 | $1,614,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 500,000 | $1,614,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 312,718 | $1,613,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 81,450 | $1,611,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,250,000 | $1,611,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 55,656 | $1,609,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 63,939 | $1,605,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 81,134 | $1,604,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,516,000 | $1,603,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 653,925 | $1,602,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 65,935 | $1,599,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 55,480 | $1,595,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 30,709 | $1,595,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 80,925 | $1,595,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 67,602 | $1,595,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 528,457 | $1,595,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,002,040 | $1,593,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 212,892 | $1,593,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 122,548 | $1,593,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 101,722 | $1,593,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,500,000 | $1,593,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 131,873 | $1,592,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 559,482 | $1,591,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 125,211 | $1,588,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 115,002 | $1,587,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 348,238 | $1,585,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 44,223 | $1,578,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 89,114 | $1,576,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,500,000 | $1,575,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 270,679 | $1,573,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 103,233 | $1,568,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 119,598 | $1,563,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 371,157 | $1,562,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 82,684 | $1,562,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 55,720 | $1,561,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 149,680 | $1,556,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 69,699 | $1,554,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 27,815 | $1,551,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 59,959 | $1,549,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 71,650 | $1,548,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 38,016 | $1,544,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,311 | $1,538,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 35,834 | $1,537,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 72,250 | $1,534,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 53,196 | $1,533,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 110,093 | $1,533,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 209,328 | $1,528,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 31,294 | $1,527,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 109,143 | $1,526,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 57,068 | $1,523,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 727,735 | $1,522,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 81,829 | $1,519,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 35,923 | $1,515,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 112,984 | $1,515,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,000,000 | $1,515,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 458,886 | $1,510,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 76,403 | $1,508,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 46,064 | $1,505,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 198,925 | $1,499,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 50,100 | $1,494,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 46,635 | $1,492,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 57,325 | $1,490,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 52,253 | $1,489,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 808,212 | $1,487,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 72,025 | $1,485,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 92,446 | $1,484,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 45,792 | $1,483,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 78,771 | $1,482,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 209,493 | $1,481,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,014,000 | $1,478,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 25,508 | $1,475,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 360,093 | $1,473,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 38,301 | $1,468,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 62,487 | $1,468,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 96,432 | $1,464,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 160,571 | $1,463,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 77,460 | $1,459,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 74,257 | $1,459,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 96,873 | $1,459,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 181,996 | $1,458,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 852,254 | $1,458,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 44,928 | $1,454,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 59,472 | $1,443,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 61,101 | $1,443,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 172,922 | $1,437,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 57,285 | $1,435,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 82,793 | $1,435,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 237,010 | $1,434,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 132,673 | $1,434,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 158,218 | $1,432,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 99,301 | $1,426,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 37,895 | $1,422,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 46,176 | $1,420,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 255,665 | $1,419,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 31,552 | $1,415,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 108,680 | $1,414,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 100,878 | $1,410,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 147,837 | $1,405,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 53,215 | $1,402,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 28,464 | $1,398,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 23,764 | $1,396,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 53,120 | $1,389,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 93,546 | $1,389,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 555,351 | $1,389,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 99,655 | $1,388,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 157,370 | $1,388,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 123,952 | $1,387,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,250,000 | $1,385,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 42,287 | $1,379,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 87,933 | $1,377,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 43,635 | $1,375,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 28,300 | $1,375,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 53,995 | $1,373,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 60,987 | $1,370,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 287,511 | $1,368,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 43,247 | $1,364,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 263,880 | $1,364,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 80,875 | $1,363,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 34,512 | $1,362,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 27,320 | $1,357,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 87,940 | $1,356,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,001,000 | $1,353,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 64,925 | $1,346,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 51,039 | $1,346,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 850,925 | $1,345,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 33,366 | $1,344,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 101,618 | $1,342,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 60,800 | $1,341,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,250,000 | $1,339,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 729,420 | $1,335,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 52,941 | $1,335,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 60,620 | $1,333,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 627,963 | $1,332,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 70,454 | $1,330,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 50,538 | $1,329,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 81,525 | $1,328,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 96,431 | $1,327,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 63,717 | $1,325,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 89,620 | $1,325,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 349,468 | $1,325,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 321,770 | $1,322,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 277,819 | $1,322,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 58,512 | $1,320,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 57,886 | $1,319,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 57,181 | $1,317,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 134,125 | $1,312,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 122,806 | $1,311,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 80,420 | $1,298,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 62,765 | $1,290,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 96,494 | $1,286,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 43,400 | $1,282,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 50,144 | $1,282,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 88,951 | $1,280,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 296,390 | $1,277,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 308,545 | $1,277,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 65,311 | $1,277,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 65,954 | $1,258,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 55,440 | $1,249,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 36,993 | $1,249,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 73,552 | $1,247,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 136,622 | $1,246,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 1,250,000 | $1,238,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 33,898 | $1,237,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 101,154 | $1,237,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 27,392 | $1,234,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 75,961 | $1,233,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 133,927 | $1,232,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 98,920 | $1,232,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 53,553 | $1,227,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 252,241 | $1,226,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 42,733 | $1,217,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 15,511 | $1,211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,705 | $1,209,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 12,856 | $1,199,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 50,945 | $1,198,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 32,618 | $1,197,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 60,646 | $1,195,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 343,522 | $1,192,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,017,000 | $1,182,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 102,320 | $1,182,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 86,877 | $1,177,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 405,668 | $1,176,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 20,308 | $1,176,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 218,881 | $1,171,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 285,831 | $1,166,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 108,258 | $1,165,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 168,300 | $1,165,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 34,174 | $1,165,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 169,365 | $1,165,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 51,087 | $1,159,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 17,202 | $1,158,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 43,119 | $1,150,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 113,338 | $1,150,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 20,251 | $1,145,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 152,953 | $1,140,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 69,644 | $1,136,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 32,795 | $1,132,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 171,137 | $1,131,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 24,937 | $1,128,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 609,884 | $1,128,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 164,383 | $1,126,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 195,175 | $1,126,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 118,685 | $1,125,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 139,213 | $1,119,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 235,086 | $1,117,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 45,243 | $1,116,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 23,027 | $1,110,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 144,942 | $1,110,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 44,369 | $1,107,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 14,612 | $1,105,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 32,907 | $1,103,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,030,000 | $1,101,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 70,721 | $1,100,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 100,402 | $1,099,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 70,069 | $1,099,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 51,790 | $1,098,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 75,763 | $1,097,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 250,847 | $1,094,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 387,744 | $1,094,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 69,952 | $1,090,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 192,806 | $1,086,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 45,695 | $1,085,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 57,026 | $1,078,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 82,057 | $1,077,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 43,424 | $1,071,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 168,504 | $1,071,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 34,723 | $1,067,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 49,818 | $1,066,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 64,017 | $1,065,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 148,997 | $1,064,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 29,052 | $1,063,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 125,074 | $1,062,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 46,014 | $1,061,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 140,629 | $1,058,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 54,331 | $1,056,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 87,647 | $1,052,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 104,972 | $1,048,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 41,489 | $1,047,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 56,060 | $1,044,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 72,512 | $1,041,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 65,165 | $1,038,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 183,769 | $1,036,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 30,782 | $1,036,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 43,660 | $1,034,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 103,258 | $1,032,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 63,692 | $1,029,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 88,878 | $1,027,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,001,000 | $1,025,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 93,133 | $1,024,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 146,858 | $1,023,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 106,470 | $1,023,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 134,840 | $1,022,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 45,829 | $1,021,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 136,111 | $1,021,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,000,000 | $1,021,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 343,058 | $1,018,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,000,000 | $1,016,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 1,000,000 | $1,016,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 54,244 | $1,015,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 44,054 | $1,013,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 39,273 | $1,013,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 302,687 | $1,011,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 14,891 | $1,009,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 491,584 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 36,445 | $1,007,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 27,139 | $1,007,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 26,658 | $1,005,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 87,165 | $1,004,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,001,000 | $1,003,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 188,268 | $1,002,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 15,842 | $1,001,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 92,203 | $1,001,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 1,000,000 | $1,001,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 25,750 | $995,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 225,131 | $989,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 54,759 | $988,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 963,000 | $988,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 14,050 | $987,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 70,694 | $985,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 38,936 | $984,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 97,913 | $983,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 48,921 | $983,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 62,356 | $982,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 68,824 | $980,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 37,992 | $976,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 23,517 | $976,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 750,000 | $974,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 257,755 | $971,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 189,917 | $970,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 139,861 | $969,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 91,135 | $964,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 420,661 | $963,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 66,276 | $958,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 182,131 | $958,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 96,799 | $954,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 209,846 | $953,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 88,145 | $953,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 40,253 | $952,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 58,662 | $951,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 351,567 | $949,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 19,389 | $948,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 195,262 | $947,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 64,693 | $947,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 41,743 | $937,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 48,017 | $937,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,429 | $936,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 25,965 | $936,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 20,024 | $932,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 20,452 | $931,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 30,008 | $931,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 69,328 | $930,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 45,721 | $929,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 81,400 | $926,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 208,215 | $922,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 78,217 | $921,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 751,000 | $919,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 233,581 | $918,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 56,199 | $916,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 15,854 | $914,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 28,510 | $913,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 54,117 | $912,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 21,150 | $911,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 35,579 | $910,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 90,148 | $909,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,000,000 | $909,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 759,000 | $908,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 126,380 | $906,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 153,949 | $905,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 172,704 | $904,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 15,355 | $898,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 212,057 | $897,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 116,639 | $895,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 83,374 | $890,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 46,031 | $889,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 116,274 | $889,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 26,155 | $888,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 24,476 | $876,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 25,145 | $876,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 711,482 | $875,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 47,569 | $875,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 15,484 | $871,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 52,459 | $871,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 114,596 | $867,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,000,000 | $856,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 106,030 | $855,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 79,235 | $855,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 16,280 | $852,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 36,462 | $852,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 60,120 | $847,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 20,643 | $846,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 277,878 | $845,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 41,288 | $844,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 41,403 | $842,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 36,771 | $837,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 45,856 | $837,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 123,292 | $834,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 146,486 | $834,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 171,299 | $832,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,128 | $831,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 116,981 | $831,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 62,486 | $830,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 154,879 | $830,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 780,000 | $828,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 75,818 | $824,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 136,171 | $823,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,007 | $821,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 70,181 | $821,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 183,687 | $820,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 40,311 | $820,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 94,517 | $819,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 16,572 | $816,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 28,917 | $815,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 10,741 | $815,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 45,725 | $814,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 60,122 | $810,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 112,600 | $808,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 57,740 | $805,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 241,161 | $803,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,235 | $802,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 61,298 | $799,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 78,542 | $790,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 75,515 | $787,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 750,000 | $787,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 64,161 | $786,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 200,534 | $786,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 96,501 | $786,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 23,690 | $785,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 333,236 | $784,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 211,977 | $782,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 328,994 | $780,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 63,717 | $778,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 100,204 | $778,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 287,735 | $777,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 51,287 | $775,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 21,659 | $774,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 10,702 | $773,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 111,934 | $773,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 166,951 | $771,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 85,004 | $766,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 68,107 | $764,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 27,404 | $763,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 88,000 | $762,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 52,242 | $762,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 517,000 | $755,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 64,226 | $755,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 50,544 | $754,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 75,547 | $753,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 211,263 | $748,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 39,404 | $745,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,514 | $743,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 107,111 | $741,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 111,354 | $739,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 33,404 | $737,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 38,100 | $737,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 66,113 | $736,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 88,632 | $733,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 20,000 | $731,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 67,036 | $730,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 67,558 | $729,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 46,309 | $728,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 101,421 | $725,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 10,266 | $721,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 47,579 | $720,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 294,207 | $717,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 18,686 | $716,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 27,626 | $716,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 18,854 | $714,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 41,656 | $712,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 19,885 | $710,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 43,246 | $710,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 35,306 | $709,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 65,697 | $708,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 194,133 | $707,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 155,956 | $706,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 29,890 | $706,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 68,020 | $705,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 39,389 | $703,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 35,312 | $701,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 49,716 | $700,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 30,710 | $698,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 32,911 | $697,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 77,873 | $696,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 145,714 | $694,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 49,845 | $694,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 13,662 | $693,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 213,238 | $693,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 85,631 | $692,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 80,583 | $691,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 270,384 | $690,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 15,908 | $690,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 42,840 | $689,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 130,633 | $688,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 24,668 | $687,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 37,599 | $682,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 50,872 | $681,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 39,864 | $675,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 39,113 | $674,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 95,077 | $674,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 121,360 | $672,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 14,070 | $669,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 43,736 | $668,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 111,902 | $667,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 30,099 | $662,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 49,300 | $660,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 501,000 | $658,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 88,201 | $657,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 44,447 | $654,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 13,320 | $652,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 82,589 | $652,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 45,198 | $651,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 282,893 | $651,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 51,610 | $645,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 20,252 | $643,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,487 | $639,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 46,172 | $639,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 17,740 | $639,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 48,499 | $639,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 486,984 | $638,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 90,445 | $638,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 134,240 | $636,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 395,546 | $633,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 79,786 | $633,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,905 | $631,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 407,641 | $631,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 10,999 | $629,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 20,096 | $629,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 48,153 | $628,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 25,752 | $624,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 791,014 | $621,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 470,620 | $621,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 89,819 | $620,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 10,153 | $620,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 63,799 | $619,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,954 | $618,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-14-000069 | this filing | 2014-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000122 | added | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000213 | added | 2016-04-01 | acceptance time not in the bulk data set |