13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2015-08-28, with 156 holding rows worth $3,355,877,000.
- Accession
- 0001390777-15-000122
- Filer
- CIK 1390777
- Filed
- 2015-08-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, amendment of type new holdings, 176 entries on the cover page, a total value of $3,355,877,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,355,877,000 with VALUE read as thousands by filing date, 13F file number 028-12592. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investments, Inc.028-01204
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon Capital Markets, LLC 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 10,229,362 | $1,912,993,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 304,145 | $163,247,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,216,647 | $90,860,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 655,500 | $73,619,000 | thousands by filing date | |
| 38259p508 | COM | 59,948 | $66,813,000 | thousands by filing date | ||
| Citigroup Inc. | 172967424 | COM | 1,135,942 | $54,071,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 400,004 | $49,988,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 600,000 | $46,236,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 817,122 | $39,704,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,170,572 | $37,599,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 299,204 | $36,904,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 460,000 | $34,362,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 619,454 | $32,707,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,260,733 | $32,641,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 514,377 | $31,228,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500,000 | $30,120,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 585,500 | $27,852,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 200,000 | $27,436,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 223,000 | $24,289,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,384,919 | $23,820,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 144,688 | $23,619,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 88,000 | $22,936,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 456,556 | $22,833,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 298,000 | $21,772,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 398,625 | $21,167,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 311,372 | $20,560,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 270,000 | $20,250,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 384,000 | $19,738,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 225,716 | $19,637,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,145,151 | $17,864,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 216,414 | $17,443,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 446,060 | $17,244,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 150,000 | $16,511,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 497,337 | $16,447,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 500,004 | $14,625,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 236,376 | $12,280,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 178,899 | $12,022,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 237,708 | $11,824,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 139,914 | $11,455,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 339,932 | $10,596,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 199,652 | $9,991,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 392,000 | $9,596,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 324,000 | $8,855,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 213,421 | $8,752,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 28,000 | $8,564,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 101,317 | $8,112,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 123,000 | $8,064,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 90,000 | $7,619,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 78,843 | $7,313,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200,000 | $6,930,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 60,000 | $6,826,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 100,000 | $6,154,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 80,000 | $5,870,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 35,106 | $5,433,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 60,000 | $4,871,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 112,000 | $4,582,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 64,000 | $4,451,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 44,494 | $4,333,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 56,000 | $3,658,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 97,600 | $3,359,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 109,200 | $3,015,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 61,509 | $2,959,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 32,100 | $2,540,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 32,263 | $1,899,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 11,523 | $1,888,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 27,000 | $1,590,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 35,751 | $1,466,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 7,828 | $1,464,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 13,223 | $1,248,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 34,505 | $1,239,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 56,300 | $1,131,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,250 | $981,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 22,991 | $943,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 20,660 | $847,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 8,363 | $821,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 20,542 | $810,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,641 | $745,000 | thousands by filing date | call |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,510 | $710,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,051 | $699,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 6,581 | $654,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,787 | $590,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,114 | $498,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 20,000 | $493,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,384 | $434,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 21,654 | $386,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,082 | $352,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 5,780 | $351,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 5,096 | $309,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 5,911 | $281,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,007 | $269,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 8,362 | $261,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 4,563 | $241,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 10,488 | $235,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 4,669 | $232,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 6,964 | $180,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 3,803 | $163,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 4,100 | $147,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,306 | $142,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 3,275 | $140,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 1,345 | $108,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 4,500 | $101,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 1,700 | $83,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 489 | $80,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 2,576 | $80,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 4,557 | $78,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 800 | $78,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,450 | $77,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 3,943 | $76,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 4,500 | $70,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 845 | $68,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 2,088 | $54,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,575 | $54,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 1,000 | $53,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 1,601 | $52,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 6,400 | $50,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 490 | $48,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 1,200 | $45,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 400 | $44,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 2,768 | $43,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 850 | $43,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 1,000 | $37,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,500 | $34,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 1,206 | $32,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 705 | $29,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 1,112 | $29,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 157 | $26,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 638 | $26,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 638 | $26,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 500 | $25,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $22,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 99 | $21,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 250 | $20,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 230 | $20,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $20,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 300 | $17,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 178 | $14,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 178 | $14,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 374 | $12,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 300 | $11,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 40 | $8,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 40 | $8,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 508 | $8,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 64 | $6,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 32 | $6,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 20 | $4,000 | thousands by filing date | put |
| INGRAM MICRO INC | 457153104 | CL A | 150 | $4,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 32 | $3,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 30 | $3,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 100 | $3,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 103 | $3,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 131 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 81 | $1,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HEWLETT PACKARD CO | 428236103 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-14-000069 | base | 2014-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000122 | this filing | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000213 | added | 2016-04-01 | acceptance time not in the bulk data set |