13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 4,103 holding rows worth $363,491,344,000.
- Accession
- 0001390777-14-000069
- Filer
- CIK 1390777
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 22,368 entries on the cover page, a total value of $363,491,344,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $363,491,344,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investment Management, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerVulcan Value Partners, LLC 028-15045
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerPerella Weinberg Partners Capital Management LP 028-12930
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 300,839 | $3,578,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 154,107 | $3,555,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 137,500 | $3,547,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 73,991 | $3,547,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 88,691 | $3,547,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 280,665 | $3,545,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 192,571 | $3,537,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 56,376 | $3,535,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 41,542 | $3,530,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 449,234 | $3,527,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 115,869 | $3,525,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 994,762 | $3,522,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 210,694 | $3,521,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 108,329 | $3,516,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 2,465,000 | $3,496,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 172,368 | $3,482,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 255,957 | $3,478,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 102,559 | $3,476,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 96,249 | $3,468,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 379,194 | $3,465,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 219,487 | $3,464,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 170,938 | $3,457,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 616,169 | $3,457,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 57,307 | $3,451,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 580,790 | $3,450,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 94,394 | $3,444,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 234,285 | $3,441,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 96,833 | $3,433,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 100,336 | $3,428,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 142,045 | $3,414,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 156,260 | $3,410,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 220,438 | $3,406,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 529,148 | $3,402,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 156,071 | $3,400,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 2,759,000 | $3,388,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 73,136 | $3,383,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 270,137 | $3,382,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 2,500,000 | $3,382,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 840,396 | $3,379,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 141,073 | $3,375,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 144,331 | $3,373,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 127,807 | $3,373,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 39,969 | $3,363,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 170,015 | $3,359,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,006,920 | $3,353,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 330,064 | $3,347,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 350,248 | $3,341,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 178,196 | $3,338,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 3,000,000 | $3,335,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 84,196 | $3,322,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 809,767 | $3,312,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 3,351,000 | $3,310,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 154,901 | $3,303,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 80,042 | $3,297,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 74,491 | $3,295,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85,837 | $3,289,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 264,192 | $3,289,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 123,122 | $3,289,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 332,731 | $3,277,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 327,623 | $3,276,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 176,519 | $3,264,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 147,684 | $3,263,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 540,596 | $3,259,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 120,090 | $3,248,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 99,244 | $3,247,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 205,501 | $3,245,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 392,828 | $3,237,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 251,491 | $3,234,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 922,742 | $3,230,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 77,929 | $3,221,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 1,850,000 | $3,220,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 64,034 | $3,213,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 3,000,000 | $3,203,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 122,433 | $3,184,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 1,751,000 | $3,180,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 46,450 | $3,171,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 201,190 | $3,168,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 10,316 | $3,158,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 99,683 | $3,154,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 381,425 | $3,153,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 101,103 | $3,151,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 223,774 | $3,149,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 246,892 | $3,126,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 110,103 | $3,113,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 103,111 | $3,109,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 87,578 | $3,108,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 396,488 | $3,108,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 139,075 | $3,107,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 42,598 | $3,097,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 148,180 | $3,095,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 340,020 | $3,094,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 185,296 | $3,074,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 652,581 | $3,067,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 215,322 | $3,054,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 154,979 | $3,053,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 208,082 | $3,029,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 825,609 | $3,029,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 2,500,000 | $3,028,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 2,300,000 | $3,024,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 26,595 | $3,018,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 1,200,000 | $3,014,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 280,246 | $3,010,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 335,386 | $2,998,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 543,123 | $2,998,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 626,720 | $2,996,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 73,400 | $2,994,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 105,423 | $2,994,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 125,649 | $2,993,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 153,126 | $2,991,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 114,040 | $2,987,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 1,764,000 | $2,978,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 178,880 | $2,975,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 159,821 | $2,962,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 170,082 | $2,957,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,001,000 | $2,953,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 190,107 | $2,950,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 75,331 | $2,946,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 86,836 | $2,938,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 2,750,000 | $2,938,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 87,167 | $2,935,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 171,592 | $2,934,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,900,000 | $2,920,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 503,053 | $2,917,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 35,462 | $2,916,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,851,000 | $2,916,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 110,321 | $2,913,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 220,892 | $2,907,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 712,055 | $2,898,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 82,385 | $2,897,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 2,873,000 | $2,887,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 116,730 | $2,879,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,337,645 | $2,875,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 81,827 | $2,864,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 247,646 | $2,863,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 217,732 | $2,859,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 52,574 | $2,857,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 333,816 | $2,855,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,750,000 | $2,852,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 168,338 | $2,849,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 2,000,000 | $2,848,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 256,858 | $2,839,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 82,977 | $2,828,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 214,558 | $2,823,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 56,356 | $2,819,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 49,989 | $2,806,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 2,500,000 | $2,805,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 148,276 | $2,804,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 256,458 | $2,801,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 180,366 | $2,798,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 209,794 | $2,796,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 277,247 | $2,792,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 93,659 | $2,789,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,552,000 | $2,786,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 46,690 | $2,781,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 302,775 | $2,778,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 32,002 | $2,776,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 58,166 | $2,773,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 84,047 | $2,769,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 105,055 | $2,767,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 219,102 | $2,765,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 584,534 | $2,765,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 25,908 | $2,764,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 213,997 | $2,764,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 365,030 | $2,760,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 301,602 | $2,753,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 91,225 | $2,749,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 84,054 | $2,743,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 205,019 | $2,741,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 2,750,000 | $2,736,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 53,409 | $2,735,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 21,011 | $2,731,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,501,000 | $2,730,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,000,000 | $2,726,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 60,975 | $2,724,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 102,462 | $2,723,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 153,966 | $2,723,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 683,265 | $2,719,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 90,503 | $2,718,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 348,974 | $2,715,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 264,510 | $2,706,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 406,879 | $2,706,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 97,607 | $2,705,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 925,008 | $2,701,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 11,042 | $2,699,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 274,498 | $2,696,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 221,744 | $2,696,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 144,077 | $2,694,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 419,628 | $2,694,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 194,143 | $2,686,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 147,588 | $2,682,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 230,617 | $2,677,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 461,243 | $2,675,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,000,000 | $2,669,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 98,700 | $2,664,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 184,482 | $2,663,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 270,366 | $2,660,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 102,661 | $2,659,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 208,771 | $2,658,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 195,400 | $2,658,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 520,571 | $2,649,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 104,521 | $2,629,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 130,805 | $2,627,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 48,380 | $2,623,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 118,212 | $2,622,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 165,087 | $2,612,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 100,558 | $2,608,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 360,819 | $2,606,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 270,568 | $2,598,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 61,772 | $2,591,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 115,092 | $2,590,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 359,651 | $2,589,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 193,012 | $2,588,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 148,899 | $2,582,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 131,861 | $2,580,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,150,000 | $2,572,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 111,323 | $2,565,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 208,856 | $2,564,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 240,389 | $2,554,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 93,743 | $2,553,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 28,692 | $2,552,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 371,963 | $2,552,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 80,939 | $2,548,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 1,174,172 | $2,548,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 107,927 | $2,544,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 98,115 | $2,541,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 286,841 | $2,541,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 145,009 | $2,539,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 142,179 | $2,536,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 244,320 | $2,534,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 1,399,710 | $2,530,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 192,079 | $2,526,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 110,532 | $2,525,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 79,093 | $2,519,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 122,632 | $2,517,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 57,431 | $2,514,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 16,425 | $2,512,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 127,560 | $2,509,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 102,180 | $2,508,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,651,000 | $2,504,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 224,106 | $2,503,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 369,919 | $2,502,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 427,406 | $2,492,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 107,701 | $2,479,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 113,010 | $2,476,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 184,055 | $2,466,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 256,006 | $2,465,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 218,938 | $2,463,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 18,726 | $2,461,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 822,750 | $2,461,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 992,160 | $2,460,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 96,248 | $2,459,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 42,676 | $2,458,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 371,623 | $2,456,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 115,576 | $2,452,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 200,331 | $2,440,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 122,040 | $2,440,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 51,302 | $2,439,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 105,393 | $2,430,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 2,000,000 | $2,425,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 66,997 | $2,422,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 89,510 | $2,419,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,269,000 | $2,415,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,300,000 | $2,414,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 64,292 | $2,413,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 115,443 | $2,404,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 130,708 | $2,403,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 2,250,000 | $2,402,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 284,303 | $2,399,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 498,662 | $2,394,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 82,839 | $2,393,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 128,522 | $2,389,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,256,398 | $2,387,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 111,623 | $2,379,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 102,061 | $2,377,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 628,503 | $2,376,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 274,636 | $2,374,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 178,825 | $2,359,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 70,938 | $2,358,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,250,000 | $2,343,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 129,014 | $2,333,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 210,748 | $2,331,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 88,424 | $2,329,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 94,018 | $2,329,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 119,650 | $2,315,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 1,210,724 | $2,313,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 77,500 | $2,304,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 76,653 | $2,304,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,500,000 | $2,301,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 86,946 | $2,298,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,883,049 | $2,298,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 88,861 | $2,297,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,008,000 | $2,296,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 100,786 | $2,294,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 645,837 | $2,292,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 137,484 | $2,290,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 78,866 | $2,279,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 73,221 | $2,274,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 106,719 | $2,274,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 52,079 | $2,271,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 414,936 | $2,270,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,250,000 | $2,267,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 127,397 | $2,250,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 287,235 | $2,249,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 112,013 | $2,248,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 281,133 | $2,241,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 200,168 | $2,234,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 26,771 | $2,231,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 21,483 | $2,231,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 364,425 | $2,230,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 118,120 | $2,228,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 1,285,293 | $2,224,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 72,646 | $2,223,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,880,000 | $2,221,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 133,925 | $2,219,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 502,064 | $2,214,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 311,923 | $2,210,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 18,224 | $2,195,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 116,059 | $2,184,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 122,964 | $2,182,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 96,479 | $2,180,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 159,569 | $2,172,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 56,157 | $2,170,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 59,171 | $2,170,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 93,855 | $2,167,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 81,020 | $2,165,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 38,303 | $2,164,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 241,800 | $2,164,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 134,196 | $2,159,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,950,000 | $2,155,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 64,356 | $2,155,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 262,889 | $2,153,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 96,555 | $2,151,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 320,318 | $2,149,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 44,127 | $2,148,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 30,450 | $2,145,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 1,260,332 | $2,142,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 81,461 | $2,141,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 282,995 | $2,133,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 37,345 | $2,130,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 154,411 | $2,124,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 85,637 | $2,118,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 135,213 | $2,114,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 461,314 | $2,113,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 235,582 | $2,111,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 71,649 | $2,109,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 301,787 | $2,107,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 28,989 | $2,106,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 94,562 | $2,102,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 84,532 | $2,100,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 123,507 | $2,099,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 258,573 | $2,087,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 36,556 | $2,085,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 135,916 | $2,085,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 117,794 | $2,084,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 98,442 | $2,081,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 180,354 | $2,076,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 438,020 | $2,076,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 108,681 | $2,065,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 607,303 | $2,065,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 223,896 | $2,055,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 61,856 | $2,052,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 91,339 | $2,051,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 24,281 | $2,050,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 86,177 | $2,049,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 115,181 | $2,048,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 385,616 | $2,048,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 132,341 | $2,046,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 180,098 | $2,044,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 46,073 | $2,042,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 129,218 | $2,037,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 280,791 | $2,035,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 23,830 | $2,032,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 199,118 | $2,029,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 242,453 | $2,029,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 2,000,000 | $2,024,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 284,832 | $2,023,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 59,596 | $2,023,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 68,552 | $2,020,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 76,558 | $2,011,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 122,652 | $2,007,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 164,165 | $2,007,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 109,999 | $2,006,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 93,556 | $2,002,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 73,755 | $2,001,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 300,483 | $1,995,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 109,328 | $1,988,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 143,366 | $1,987,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 48,415 | $1,985,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 26,401 | $1,985,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 183,854 | $1,982,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 28,818 | $1,966,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 22,065 | $1,965,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 125,374 | $1,965,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 617,598 | $1,964,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 69,971 | $1,963,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 51,849 | $1,950,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 107,648 | $1,948,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,900,000 | $1,947,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 325,322 | $1,945,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 95,103 | $1,940,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 160,688 | $1,939,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 117,882 | $1,927,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 73,914 | $1,919,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 121,291 | $1,914,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 56,174 | $1,912,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 115,506 | $1,911,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 116,127 | $1,911,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 78,255 | $1,908,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 490,298 | $1,902,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 48,468 | $1,897,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 123,205 | $1,897,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 81,319 | $1,878,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 16,851 | $1,876,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 278,913 | $1,869,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 63,244 | $1,867,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 173,456 | $1,866,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 68,717 | $1,864,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 131,767 | $1,860,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 169,650 | $1,851,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 52,108 | $1,851,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 465,236 | $1,842,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 72,271 | $1,838,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 162,812 | $1,838,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 31,087 | $1,833,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 158,238 | $1,832,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 41,869 | $1,828,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 61,032 | $1,825,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 120,570 | $1,825,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 186,416 | $1,823,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 114,297 | $1,820,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 74,506 | $1,812,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 13,950 | $1,807,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,308,297 | $1,806,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 94,754 | $1,806,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 88,479 | $1,799,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 26,206 | $1,796,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 35,116 | $1,790,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 204,480 | $1,785,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 28,698 | $1,783,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 86,658 | $1,779,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 106,055 | $1,778,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,500,000 | $1,775,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,860,000 | $1,774,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 84,881 | $1,772,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,504,896 | $1,772,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 94,062 | $1,770,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 81,082 | $1,768,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 177,647 | $1,766,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 167,827 | $1,763,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 343,012 | $1,763,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 92,429 | $1,760,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 669,013 | $1,759,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 86,499 | $1,758,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 198,648 | $1,756,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 42,223 | $1,749,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 79,819 | $1,743,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 46,546 | $1,739,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 333,473 | $1,738,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,500,000 | $1,736,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 59,123 | $1,731,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 286,074 | $1,722,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 87,982 | $1,720,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 28,965 | $1,719,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 62,264 | $1,719,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 90,049 | $1,715,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 108,020 | $1,712,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 32,468 | $1,711,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 227,562 | $1,707,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 63,643 | $1,707,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 19,718 | $1,706,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 167,171 | $1,705,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 18,853 | $1,701,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 36,142 | $1,698,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 353,610 | $1,697,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 57,391 | $1,696,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 86,395 | $1,695,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 89,244 | $1,695,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 284,825 | $1,695,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 54,809 | $1,693,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,309,000 | $1,693,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 34,491 | $1,690,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 39,246 | $1,690,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 94,085 | $1,681,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 882,805 | $1,677,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 225,384 | $1,668,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 155,285 | $1,667,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 58,800 | $1,666,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 138,576 | $1,664,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 52,941 | $1,662,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 207,799 | $1,662,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 78,966 | $1,659,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 47,712 | $1,657,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 973,114 | $1,655,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 279,958 | $1,653,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 17,695 | $1,647,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 31,813 | $1,647,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 100,368 | $1,639,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 77,298 | $1,637,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 45,271 | $1,637,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 127,798 | $1,635,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-14-000069 | this filing | 2014-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000122 | added | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000213 | added | 2016-04-01 | acceptance time not in the bulk data set |