13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 1,204 holding rows worth $8,689,166,000.
- Accession
- 0001372312-16-000009
- Filer
- CIK 1463217
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 1,204 entries on the cover page, a total value of $8,689,166,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,689,166,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerACADIAN ASSET MANAGEMENT LLC028-05990
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerAlpine Investment Management, LLC028-14059
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerANALYTIC INVESTORS, LLC028-04895
- reports for this filerBeaumont Financial Partners, LLC028-11748
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.028-06174
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHENDERSON FUND MANAGEMENT Ltd028-07704
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerLSV ASSET MANAGEMENT028-06580
- reports for this filerMadison Investment Advisors, LLC028-14137
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPALISADE CAPITAL MANAGEMENT LLC/NJ028-05320
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerRedwood Investments, LLC028-12234
- reports for this filerSaratoga Research & Investment Management028-13757
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTradewinds Capital Management, LLC028-16264
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerWBI INVESTMENTS, INC.028-12525
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PATTERSON COS INC | 703395103 | COM | 7,012 | $317,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,669 | $316,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 4,098 | $315,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,444 | $313,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,492 | $313,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 8,907 | $312,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 10,027 | $311,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 28,779 | $310,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,955 | $309,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 4,384 | $308,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,475 | $306,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,281 | $305,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 1,662 | $304,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,625 | $303,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,197 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,494 | $301,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 13,384 | $301,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 5,087 | $301,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,299 | $300,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,349 | $296,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 12,904 | $295,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,214 | $294,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 23,733 | $294,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 9,228 | $294,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 9,605 | $294,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 45,954 | $293,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,054 | $292,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,425 | $292,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,634 | $292,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,729 | $290,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,271 | $290,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,727 | $288,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15,983 | $287,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,573 | $286,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 4,706 | $286,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 9,139 | $284,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,210 | $283,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 22,437 | $282,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,022 | $282,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 6,620 | $278,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 12,040 | $278,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,951 | $274,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,131 | $272,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,689 | $270,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,971 | $269,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 40,272 | $268,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,646 | $266,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,356 | $264,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 8,798 | $263,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,844 | $262,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,000 | $262,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 15,173 | $260,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 98,566 | $260,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 18,971 | $260,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,889 | $259,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,402 | $259,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 9,492 | $259,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 20,942 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,786 | $255,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,310 | $255,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,309 | $254,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,222 | $254,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,535 | $254,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 15,829 | $253,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,224 | $252,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 45,431 | $252,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $252,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 10,008 | $252,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $251,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 8,965 | $251,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,838 | $249,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,247 | $249,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 3,244 | $249,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,346 | $248,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,219 | $248,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 5,102 | $247,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,343 | $246,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,697 | $246,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,836 | $244,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,943 | $240,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 10,503 | $240,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 25,277 | $239,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,442 | $238,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 8,450 | $237,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,214 | $237,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,173 | $237,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 6,325 | $236,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,900 | $235,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 30,920 | $235,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,282 | $235,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 9,131 | $235,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 57,568 | $235,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,567 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,642 | $231,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,929 | $230,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 11,054 | $228,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 6,950 | $228,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,791 | $227,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,326 | $227,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 10,013 | $226,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,096 | $225,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,874 | $225,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,520 | $224,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,796 | $224,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,181 | $224,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,843 | $223,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,500 | $222,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,014 | $221,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,978 | $220,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 5,693 | $218,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 8,529 | $218,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 9,737 | $216,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 8,094 | $216,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,108 | $213,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,057 | $213,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 20,475 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,525 | $211,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,955 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,971 | $210,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 7,334 | $210,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,142 | $209,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,851 | $209,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 928 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,893 | $208,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,986 | $208,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $208,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 19,583 | $206,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 8,206 | $206,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 26,701 | $206,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 991 | $203,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,774 | $202,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 20,176 | $202,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 5,000 | $202,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,422 | $201,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 7,576 | $201,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 29,136 | $198,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 14,523 | $194,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 43,438 | $194,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,666 | $193,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 20,184 | $184,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,391 | $179,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,059 | $179,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,477 | $174,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,823 | $171,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 35,358 | $165,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,042 | $160,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 12,950 | $160,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,742 | $159,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,167 | $158,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 20,969 | $157,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 29,828 | $156,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,617 | $155,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 11,549 | $155,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 14,000 | $149,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 27,329 | $144,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 22,810 | $143,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 28,192 | $141,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,832 | $138,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 39,000 | $134,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 20,830 | $132,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,318 | $131,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 50,000 | $130,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,695 | $126,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $122,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,734 | $121,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 23,711 | $121,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 13,814 | $116,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,962 | $112,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 26,602 | $110,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,669 | $109,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,726 | $109,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 18,247 | $103,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,356 | $102,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,516 | $101,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,378 | $101,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,052 | $92,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 11,062 | $91,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,073 | $89,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,590 | $84,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,715 | $82,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,432 | $78,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,437 | $77,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,991 | $71,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 11,200 | $69,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 249,680 | $67,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 10,750 | $67,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,211 | $65,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 16,361 | $63,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 21,054 | $61,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,247 | $55,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,020 | $54,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,376 | $47,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 29,850 | $43,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,914 | $43,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $41,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,750 | $36,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $27,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $15,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $11,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 32,718 | $9,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 10,000 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 29,900 | $6,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 14,500 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 40,032 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001372312-16-000009 | this filing | 2016-02-11 | acceptance time not in the bulk data set |