13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-11, with 1,250 holding rows worth $8,636,362,000.
- Accession
- 0001372312-15-000004
- Filer
- CIK 1463217
- Filed
- 2015-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 1,250 entries on the cover page, a total value of $8,636,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,636,362,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerAlpine Investment Management, LLC028-14059
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBeaumont Financial Partners, LLC028-11748
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.028-06174
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGood Harbor Financial, LLC028-14913
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMadison Investment Advisors, LLC028-14137
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerRedwood Investments, LLC028-12234
- reports for this filerSage Advisory Services, Ltd.Co.028-14814
- reports for this filerSaratoga Research & Investment Management028-13757
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerWHV Investments, Inc.028-01204
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,274 | $393,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 13,528 | $393,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,513 | $392,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,397 | $390,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 3,835 | $390,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 3,000 | $390,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 4,002 | $389,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 8,335 | $389,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,215 | $389,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $388,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 7,907 | $387,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,253 | $382,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 9,598 | $382,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 13,525 | $380,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 8,280 | $379,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 13,168 | $379,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,825 | $377,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,699 | $377,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 18,021 | $375,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 9,984 | $372,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 30,560 | $368,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,090 | $366,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,835 | $365,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 44,363 | $360,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 12,000 | $360,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,562 | $359,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,214 | $357,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,808 | $354,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 54,121 | $354,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 188,622 | $353,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,890 | $350,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,267 | $349,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7,350 | $349,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 26,315 | $349,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 4,352 | $347,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,428 | $346,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,375 | $346,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 5,381 | $346,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,753 | $344,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,121 | $344,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 106,065 | $344,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 4,933 | $343,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,816 | $342,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 14,752 | $342,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,439 | $341,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,673 | $340,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,565 | $339,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 17,516 | $337,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 12,413 | $336,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,416 | $332,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 9,974 | $332,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 15,672 | $331,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 6,026 | $328,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 3,346 | $327,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,683 | $323,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,650 | $322,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 7,804 | $321,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,239 | $320,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,090 | $314,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 26,020 | $313,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,453 | $309,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 3,000 | $306,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,098 | $305,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 3,000 | $304,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,922 | $303,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 11,256 | $303,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 7,983 | $303,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $303,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,984 | $298,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 3,000 | $298,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,500 | $297,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 10,449 | $296,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,753 | $295,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,044 | $295,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,581 | $295,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,583 | $294,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,707 | $294,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,940 | $294,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 7,948 | $293,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 22,625 | $293,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,057 | $292,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,151 | $292,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,565 | $290,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,843 | $290,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,035 | $290,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 11,763 | $288,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 40,687 | $288,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 7,469 | $288,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,315 | $287,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,028 | $286,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $286,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,821 | $284,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,000 | $282,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,368 | $281,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 7,487 | $279,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,210 | $279,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,418 | $279,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,508 | $277,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,610 | $272,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 14,150 | $272,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 23,975 | $271,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 6,528 | $271,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,863 | $270,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,652 | $269,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,003 | $268,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,199 | $268,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 23,999 | $268,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 14,745 | $265,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,017 | $264,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,138 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,546 | $264,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $263,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 516 | $263,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,765 | $262,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,767 | $261,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $261,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,486 | $260,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,850 | $259,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 24,372 | $259,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,000 | $258,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,231 | $257,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 52,764 | $256,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,000 | $254,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $254,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,192 | $252,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 31,628 | $251,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 21,750 | $249,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,049 | $248,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,076 | $244,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 5,462 | $243,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,016 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,843 | $240,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,931 | $240,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 6,965 | $239,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,500 | $238,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,809 | $238,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,958 | $237,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $237,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,000 | $237,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 6,800 | $236,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 806 | $235,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,710 | $232,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,364 | $232,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,532 | $231,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,082 | $231,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,937 | $231,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,000 | $231,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,000 | $231,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 23,006 | $229,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,516 | $226,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,335 | $226,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,318 | $225,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,148 | $223,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,235 | $223,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $222,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 1,290 | $221,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 2,000 | $221,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 2,000 | $221,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,912 | $221,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 10,100 | $220,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 47,226 | $218,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,734 | $218,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,996 | $217,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,361 | $216,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,971 | $213,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,418 | $213,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,363 | $213,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 4,727 | $213,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,223 | $212,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 31,225 | $211,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,110 | $211,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,766 | $210,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 934 | $210,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,491 | $210,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 20,193 | $210,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,000 | $210,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 24,211 | $209,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,500 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,709 | $208,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 5,594 | $207,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 2,000 | $207,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,000 | $206,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,498 | $205,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $205,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,000 | $205,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 28,949 | $204,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 7,556 | $203,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,696 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,245 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,015 | $200,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,500 | $197,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 49,649 | $190,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 17,198 | $188,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,590 | $182,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,477 | $179,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 20,969 | $178,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,974 | $177,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,082 | $174,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,375 | $170,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 29,750 | $169,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 327,980 | $169,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 14,373 | $168,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,380 | $168,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,696 | $159,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,220 | $158,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,721 | $156,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,750 | $156,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,516 | $155,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 13,478 | $151,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 11,549 | $151,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,605 | $143,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,464 | $143,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,763 | $142,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,600 | $139,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 14,800 | $139,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,000 | $136,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,163 | $133,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,282 | $130,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 23,174 | $130,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 29,500 | $128,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,500 | $128,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,314 | $127,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 12,918 | $125,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,200 | $122,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $120,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,383 | $115,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,458 | $106,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,740 | $104,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,077 | $104,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 13,404 | $100,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 13,790 | $98,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,016 | $90,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,059 | $87,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,400 | $86,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,072 | $75,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 24,055 | $72,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $69,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,750 | $66,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 12,926 | $64,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 32,718 | $61,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 11,900 | $39,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 27,604 | $35,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 14,991 | $32,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,033 | $29,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $25,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 27,650 | $15,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 11,460 | $8,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 14,500 | $7,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 12,000 | $5,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001372312-15-000004 | this filing | 2015-08-11 | acceptance time not in the bulk data set |