13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 4,585 holding rows worth $567,697,543,000.
- Accession
- 0001256484-21-000020
- Filer
- CIK 73124
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 17,777 entries on the cover page, a total value of $567,697,543,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $567,697,543,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerInteractive Financial Advisors028-12638
- reports for this filerFirst Sentier Investors (Australia) IM Ltd028-14423
- reports for this filerMAR VISTA INVESTMENT PARTNERS LLC028-13243
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerAshmore Group plc028-14260
- reports for this filerMaple-Brown Abbott Ltd028-17488
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestwood Global Investments, LLC028-11863
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerARK Investment Management LLC028-17768
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerARIEL INVESTMENTS, LLC028-04003
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerAXIOM INVESTORS LLC /DE028-05615
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
- included managerBelvedere Advisors LLC028-18905
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 13,000 | $272,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 65,416 | $271,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 79,698 | $271,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 16,087 | $270,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 14,758 | $269,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 56,122 | $269,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 28,042 | $269,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 90,742 | $269,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 742 | $268,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 20,379 | $268,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 38,257 | $268,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 9,939 | $268,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 6,014 | $268,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 68,865 | $268,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 83,365 | $268,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 11,194 | $267,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 4,735 | $267,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 6,151 | $267,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 36,115 | $265,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 38,625 | $264,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 9,714 | $264,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 22,175 | $264,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 24,299 | $264,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 18,706 | $263,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 186,082 | $263,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 54,926 | $263,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 30,435 | $262,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 17,403 | $262,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 23,890 | $262,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 70,424 | $262,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 16,291 | $262,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 79,695 | $260,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 59,513 | $260,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 12,446 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,400 | $259,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 6,385 | $259,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 58,892 | $259,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 44,763 | $258,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 31,963 | $258,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 15,482 | $257,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 36,385 | $257,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 122,716 | $257,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 34,255 | $256,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 6,041 | $256,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 9,385 | $256,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 30,371 | $255,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 32,116 | $254,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 37,960 | $254,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 30,594 | $254,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 39,017 | $254,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 59,924 | $253,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 34,408 | $253,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 69,400 | $253,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,656 | $252,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 108,713 | $252,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 64,616 | $252,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,220 | $250,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,204 | $250,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 11,564 | $250,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 321,983 | $250,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 11,035 | $249,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 21,252 | $248,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 606 | $245,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,476 | $245,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 13,949 | $245,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 14,149 | $245,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 85,974 | $245,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 106,061 | $245,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 209,562 | $245,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 13,047 | $244,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 173,117 | $242,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 96,557 | $241,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 13,021 | $241,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 32,679 | $241,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 19,760 | $240,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 64,481 | $240,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 24,358 | $239,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 18,718 | $239,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 20,076 | $239,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 61,282 | $238,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 10,129 | $238,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 51,321 | $238,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,795 | $237,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 5,038 | $237,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 14,803 | $237,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 95,176 | $237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 813 | $236,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 47,061 | $236,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 38,159 | $236,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 176,270 | $235,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 24,294 | $234,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 185,608 | $234,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 49,007 | $233,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 4,600 | $232,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 4,683 | $232,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 63,911 | $232,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 77,791 | $231,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 90,267 | $230,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 31,476 | $229,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 4,482 | $228,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 80,687 | $228,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 8,632 | $227,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 8,052 | $227,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 92,818 | $227,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 17,330 | $227,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 12,666 | $226,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,236 | $225,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 32,298 | $224,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 172,692 | $223,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 22,266 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,200 | $222,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 19,805 | $222,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 18,042 | $222,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 10,711 | $222,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 16,018 | $222,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,175 | $221,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 13,716 | $221,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 34,532 | $221,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 11,948 | $221,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 49,933 | $220,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 13,315 | $219,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 25,521 | $219,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 83,726 | $219,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 20,820 | $219,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 37,828 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,000 | $218,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 71,074 | $218,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 43,499 | $218,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 44,622 | $218,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 22,279 | $217,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 36,221 | $217,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 26,838 | $216,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,887 | $215,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 70,130 | $215,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 15,741 | $215,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 137,346 | $214,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 27,225 | $214,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 173,952 | $214,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 106,789 | $214,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 27,104 | $214,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,648 | $213,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 73,614 | $213,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 32,066 | $213,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 36,106 | $213,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 29,038 | $212,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 87,874 | $212,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,608 | $211,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,302 | $211,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 25,781 | $211,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 56,148 | $211,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 67,965 | $211,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 11,534 | $210,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,748 | $210,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 139,938 | $210,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 35,909 | $210,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 63,219 | $208,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 71,789 | $205,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 9,744 | $204,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 4,762 | $203,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 31,678 | $203,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,535 | $203,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,230 | $202,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 37,199 | $202,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,025 | $201,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 34,055 | $201,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 208,050 | $201,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 39,649 | $201,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 19,505 | $200,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 12,926 | $199,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 16,037 | $199,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 44,133 | $199,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 30,245 | $198,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 22,796 | $198,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 23,172 | $198,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 31,457 | $194,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 276,060 | $193,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 47,035 | $191,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 199,497 | $190,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 49,761 | $189,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 35,272 | $188,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 87,226 | $188,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 30,355 | $187,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 121,776 | $186,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 50,731 | $186,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 17,951 | $186,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 34,313 | $185,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 68,184 | $184,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 57,979 | $184,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 12,629 | $184,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 31,507 | $184,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 31,563 | $183,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 32,350 | $182,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 40,895 | $182,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 39,757 | $182,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 45,454 | $181,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 29,222 | $181,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 13,810 | $181,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 25,138 | $180,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 143,474 | $179,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 84,357 | $178,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,706 | $177,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 82,348 | $177,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 36,555 | $177,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 10,411 | $177,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 138,646 | $176,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 13,097 | $175,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 31,669 | $174,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 36,189 | $173,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 92,839 | $172,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 123,463 | $172,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 44,587 | $171,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 24,300 | $171,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 34,658 | $171,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 32,978 | $170,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 23,171 | $170,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 11,108 | $170,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 19,109 | $170,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 204,350 | $168,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 26,520 | $168,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 28,340 | $168,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 55,269 | $168,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 72,108 | $164,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 43,901 | $164,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 29,013 | $163,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 178,895 | $163,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 12,743 | $161,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 69,383 | $161,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 46,228 | $161,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 78,013 | $160,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 127,883 | $160,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,726 | $159,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 62,279 | $159,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 16,581 | $159,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 32,530 | $159,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 59,262 | $158,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 68,097 | $158,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 14,081 | $158,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 37,269 | $157,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 11,590 | $155,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 13,985 | $154,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 17,096 | $153,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 31,770 | $153,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 7,125 | $153,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 41,850 | $153,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 51,154 | $152,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 45,161 | $150,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 22,042 | $150,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 63,834 | $149,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 20,717 | $149,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 65,380 | $149,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 22,951 | $148,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 245,399 | $148,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 10,309 | $147,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 56,759 | $147,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 29,586 | $147,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,766 | $147,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 200,949 | $147,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 72,428 | $146,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 147,026 | $145,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 23,956 | $145,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 24,971 | $145,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 14,795 | $145,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 23,049 | $145,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 150,654 | $144,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 19,753 | $143,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 38,554 | $143,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 13,199 | $142,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 26,437 | $141,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 18,119 | $141,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 13,518 | $141,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 35,794 | $141,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 35,158 | $141,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 28,103 | $140,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 30,721 | $140,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 85,064 | $140,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 29,201 | $140,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 14,672 | $138,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 85,855 | $138,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 63,378 | $138,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 21,863 | $137,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 19,647 | $137,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 30,081 | $135,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 11,649 | $135,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 12,060 | $134,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 56,348 | $134,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 131,068 | $134,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 36,949 | $134,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 29,301 | $133,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 95,043 | $133,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 17,611 | $131,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 27,795 | $131,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 15,239 | $131,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 29,636 | $131,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 23,598 | $130,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 36,514 | $130,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 86,969 | $129,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 13,465 | $128,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 181,383 | $128,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 26,105 | $127,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 29,481 | $127,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 19,156 | $127,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841205 | UNIT 04/30/2028 | 11,618 | $127,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 19,812 | $126,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 13,784 | $126,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 43,752 | $126,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 52,800 | $126,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 69,691 | $125,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 22,181 | $125,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 13,409 | $124,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,751 | $124,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 163,511 | $124,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 13,380 | $123,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 19,850 | $123,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 16,374 | $122,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 58,644 | $122,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 43,358 | $122,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 118,779 | $121,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 30,588 | $120,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 105,481 | $120,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 23,643 | $119,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 17,744 | $119,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 15,000 | $118,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 75,346 | $118,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 62,515 | $118,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 28,047 | $118,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 46,092 | $117,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 12,434 | $116,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 39,288 | $116,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 15,494 | $116,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 45,086 | $115,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 17,685 | $115,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 26,049 | $114,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 95,438 | $114,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 17,337 | $113,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 195,070 | $112,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 11,136 | $112,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 182,257 | $112,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 14,196 | $111,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 25,958 | $111,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 52,996 | $111,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 107,007 | $111,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 11,769 | $110,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 46,527 | $109,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 14,844 | $108,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 15,339 | $107,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 25,209 | $107,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 19,399 | $107,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 26,468 | $107,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 8,856 | $106,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 21,490 | $106,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 15,360 | $106,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 33,646 | $106,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 226,893 | $105,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 12,845 | $105,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 63,328 | $104,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 40,524 | $104,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,300 | $103,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 45,151 | $102,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 24,537 | $102,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 28,348 | $101,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 44,142 | $100,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 3,431 | $99,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 10,587 | $99,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 27,644 | $98,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 35,510 | $98,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 118,908 | $98,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 102,240 | $97,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 50,624 | $97,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 117,654 | $96,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 24,896 | $96,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 19,095 | $96,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 12,904 | $95,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 74,011 | $95,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 53,836 | $95,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 32,903 | $94,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 11,878 | $94,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 44,447 | $94,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 55,602 | $94,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 39,882 | $93,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 19,579 | $93,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 29,862 | $93,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 40,577 | $93,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 112,309 | $93,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 25,000 | $92,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 13,751 | $92,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 14,822 | $91,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 13,481 | $91,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 26,845 | $91,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 11,797 | $89,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 27,445 | $89,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 19,223 | $89,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 74,267 | $89,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 17,518 | $89,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 14,957 | $89,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 15,585 | $89,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,927 | $88,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 67,289 | $88,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 48,966 | $88,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 71,812 | $88,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 36,504 | $87,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 28,929 | $86,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 43,253 | $86,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 65,299 | $85,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 158,575 | $84,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 22,209 | $83,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 7,159 | $83,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 73,227 | $83,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 21,278 | $82,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 10,204 | $82,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 24,579 | $82,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 67,921 | $81,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 15,349 | $81,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 12,460 | $80,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 13,237 | $80,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 26,157 | $79,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 14,329 | $77,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 25,874 | $77,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 19,226 | $76,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 15,095 | $75,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 15,044 | $75,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 38,108 | $75,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 18,391 | $74,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 60,237 | $73,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 14,924 | $72,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 39,414 | $72,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 34,671 | $72,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 14,140 | $72,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 23,782 | $71,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 7,833 | $71,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 62,719 | $71,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 79,947 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,431 | $70,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 13,446 | $70,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,228 | $69,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 21,866 | $69,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 11,033 | $69,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 65,022 | $69,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13,065 | $68,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 11,069 | $68,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 28,724 | $66,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 18,754 | $66,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 10,397 | $65,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 22,143 | $65,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 4,803 | $65,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 28,873 | $65,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 11,957 | $65,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 22,485 | $65,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 24,893 | $64,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 66,068 | $64,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 13,418 | $64,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 22,844 | $64,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 10,492 | $64,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 32,094 | $63,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 11,538 | $63,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 34,732 | $62,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 14,687 | $61,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 17,517 | $61,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 25,085 | $61,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 22,434 | $60,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 11,656 | $60,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 2,726 | $59,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 79,806 | $59,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 105,357 | $59,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 2,206 | $58,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 20,221 | $58,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 86,683 | $58,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 11,564 | $58,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 17,978 | $58,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 42,121 | $58,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 2,746 | $58,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 51,116 | $57,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 19,672 | $57,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 11,483 | $57,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 17,406 | $56,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 43,100 | $56,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 21,873 | $56,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 20,874 | $56,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 13,787 | $55,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 36,472 | $55,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 54,502 | $55,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 3,922 | $55,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,556 | $54,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 25,671 | $54,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 13,536 | $54,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 18,168 | $54,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 51,529 | $54,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 24,200 | $54,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 11,408 | $53,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,052 | $52,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 12,038 | $52,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 27,067 | $52,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 70,536 | $52,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 12,371 | $51,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 10,584 | $51,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 13,284 | $51,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 19,163 | $50,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 11,813 | $50,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 13,215 | $50,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 31,533 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 41,118 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-21-000020 | this filing | 2021-08-13 | acceptance time not in the bulk data set |