13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 4,585 holding rows worth $567,697,543,000.
- Accession
- 0001256484-21-000020
- Filer
- CIK 73124
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 17,777 entries on the cover page, a total value of $567,697,543,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $567,697,543,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerInteractive Financial Advisors028-12638
- reports for this filerFirst Sentier Investors (Australia) IM Ltd028-14423
- reports for this filerMAR VISTA INVESTMENT PARTNERS LLC028-13243
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerAshmore Group plc028-14260
- reports for this filerMaple-Brown Abbott Ltd028-17488
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestwood Global Investments, LLC028-11863
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerARK Investment Management LLC028-17768
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerARIEL INVESTMENTS, LLC028-04003
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerAXIOM INVESTORS LLC /DE028-05615
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
- included managerBelvedere Advisors LLC028-18905
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 18,837 | $48,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 15,423 | $48,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 16,702 | $47,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 26,211 | $47,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 15,835 | $46,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 12,231 | $46,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 47,277 | $46,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 24,797 | $44,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 11,151 | $42,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 27,170 | $42,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 46,869 | $40,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 10,313 | $40,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 11,744 | $39,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 13,545 | $39,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,772 | $38,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 28,806 | $37,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 10,981 | $36,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 42,919 | $35,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 2,880 | $35,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 23,653 | $35,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 52,906 | $35,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 13,767 | $35,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 787 | $31,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 10,788 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 51,750 | $27,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 6,227 | $27,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 20,413 | $27,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 11,414 | $26,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 28,526 | $26,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 16,032 | $25,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 140,442 | $24,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 20,010 | $24,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 51,869 | $23,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 43,269 | $23,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 20,706 | $23,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 112,998 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 35,859 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 24,941 | $21,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 21,074 | $20,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 34,824 | $20,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 14,037 | $20,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 20,928 | $19,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,777 | $19,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 28,322 | $19,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 13,389 | $19,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 118,999 | $18,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 31,649 | $18,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,756 | $17,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 217,000 | $15,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 12,516 | $15,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 634 | $14,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 119,191 | $13,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,399 | $13,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 74,862 | $12,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 73,200 | $11,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 77,861 | $11,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 68,900 | $10,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 566 | $10,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 85,000 | $10,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 14,652 | $10,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 28,134 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 38,859 | $6,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 40,183 | $6,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 44,615 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 14,901 | $5,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 514 | $5,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 27,050 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 27,040 | $4,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 22,085 | $4,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 12,842 | $3,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 12,300 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 15,239 | $3,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 21,750 | $3,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 369 | $3,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,000 | $2,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,000 | $2,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,014 | $2,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,633 | $2,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 17,215 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,800 | $2,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 15,449 | $2,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 12,000 | $2,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,023 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 12,583 | $1,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 13,866 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-21-000020 | this filing | 2021-08-13 | acceptance time not in the bulk data set |