13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 2,543 holding rows worth $24,884,373,000.
- Accession
- 0001167711-19-000002
- Filer
- CIK 1141802
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 2,543 entries on the cover page, a total value of $24,884,373,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,884,373,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREAT PANTHER MINING | 39115V101 | COM | 10,000 | $9,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 631 | $9,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $9,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 422 | $9,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 215 | $8,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,012 | $8,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 87 | $8,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 410 | $8,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 916 | $8,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 119 | $8,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 229 | $8,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 49 | $8,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,236 | $8,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 343 | $8,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,294 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 234 | $8,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 471 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 352 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 54 | $8,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 150 | $8,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 98 | $8,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $8,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 377 | $8,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 60 | $8,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 823 | $8,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 150 | $8,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 69 | $8,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 735 | $8,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 910 | $8,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $8,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $8,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 200 | $8,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 400 | $8,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 331 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 271 | $7,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 78 | $7,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 58 | $7,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 171 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 476 | $7,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 119 | $7,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 307 | $7,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 300 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 212 | $7,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 86 | $7,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 714 | $7,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 307 | $7,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 446 | $7,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 174 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 172 | $7,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 99 | $7,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 100 | $7,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 161 | $7,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 550 | $7,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 430 | $7,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 351 | $7,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,113 | $7,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,475 | $7,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 359 | $7,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 375 | $7,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,000 | $7,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $7,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $7,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 225 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 691 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 600 | $7,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 419 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 345 | $6,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 34 | $6,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 220 | $6,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 86 | $6,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 250 | $6,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 181 | $6,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 182 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 180 | $6,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 107 | $6,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 211 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 195 | $6,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 185 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $6,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 37 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 300 | $6,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 143 | $6,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 300 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112 | $6,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 300 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 523 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 702 | $6,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 83 | $6,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 651 | $6,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 460 | $6,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 228 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 116 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 566 | $6,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 152 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 300 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 119 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 207 | $6,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,229 | $6,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,000 | $6,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 738 | $6,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 503 | $6,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $6,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 400 | $5,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,200 | $5,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 70 | $5,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 152 | $5,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 200 | $5,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 35 | $5,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 90 | $5,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 43 | $5,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,080 | $5,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,500 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 154 | $5,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 150 | $5,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 973 | $5,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 213 | $5,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 190 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 162 | $5,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 25 | $5,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 102 | $5,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 259 | $5,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 143 | $5,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 41 | $5,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 350 | $5,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 537 | $5,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 114 | $5,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 155 | $5,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,511 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 921 | $5,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 184 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 305 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,420 | $5,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,250 | $5,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,119 | $5,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 637 | $5,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 131 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,650 | $4,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 42 | $4,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 48 | $4,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 78 | $4,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 50 | $4,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 96 | $4,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 217 | $4,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 150 | $4,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 163 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 61 | $4,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 184 | $4,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 65 | $4,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 184 | $4,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 29 | $4,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 79 | $4,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 854 | $4,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 165 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 200 | $4,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 50 | $4,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 206 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 155 | $4,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 106 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 77 | $4,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 90 | $4,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 304 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 130 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 107 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 95 | $4,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 107 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 72 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134 | $4,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $4,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 133 | $4,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 145 | $4,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 164 | $4,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 100 | $4,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 115 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 114 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 150 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 267 | $4,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 144 | $4,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,345 | $4,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 77 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 301 | $4,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 850 | $4,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 100 | $4,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,500 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 102 | $4,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 465 | $4,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 308 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 214 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 131 | $3,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $3,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 151 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 175 | $3,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43 | $3,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 44 | $3,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 75 | $3,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 37 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $3,000 | thousands by filing date | |
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| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 285 | $3,000 | thousands by filing date | |
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| SASOL LTD | 803866300 | SPONSORED ADR | 119 | $3,000 | thousands by filing date | |
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| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 98 | $3,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 110 | $3,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 400 | $3,000 | thousands by filing date | |
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| SYNEOS HEALTH INC | 87166B102 | CL A | 56 | $3,000 | thousands by filing date | |
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| PRA Group Inc | 69354N106 | COM | 97 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 300 | $3,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 234 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 72 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 87 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 44 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $3,000 | thousands by filing date | |
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| INTEST CORP | 461147100 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
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| TRI POINTE HOMES INC | 87265H109 | COM | 231 | $3,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 130 | $3,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 64 | $3,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $3,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 455 | $3,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 136 | $3,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 812 | $3,000 | thousands by filing date | |
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| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 83 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 268 | $3,000 | thousands by filing date | |
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| YAMANA GOLD INC | 98462Y100 | COM | 1,115 | $3,000 | thousands by filing date | |
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| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,150 | $3,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 63 | $3,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 200 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $3,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,177 | $3,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 175 | $3,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 103 | $3,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 381 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 64 | $2,000 | thousands by filing date | |
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| KBHOME | 48666K109 | COM | 75 | $2,000 | thousands by filing date | |
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| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 49 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 100 | $2,000 | thousands by filing date | |
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| SPS COMM INC COM | 78463M107 | Stock | 24 | $2,000 | thousands by filing date | |
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| US FOODS HLDG CORP COM | 912008109 | Stock | 68 | $2,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 48 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 48 | $2,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 108 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 33 | $2,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 102 | $2,000 | thousands by filing date | |
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| VANDA PHARMACEUTICALS INC | 921659108 | COM | 149 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $2,000 | thousands by filing date | |
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| AAR CORP | 000361105 | COM | 58 | $2,000 | thousands by filing date | |
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| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 15 | $2,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 215 | $2,000 | thousands by filing date | |
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| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 88 | $2,000 | thousands by filing date | |
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| FIRST AMERN FINL CORP | 31847R102 | COM | 35 | $2,000 | thousands by filing date | |
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| GOLUB CAP BDC INC | 38173M102 | COM | 133 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $2,000 | thousands by filing date | |
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| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 50 | $2,000 | thousands by filing date | |
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| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 46 | $2,000 | thousands by filing date | |
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| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 178 | $2,000 | thousands by filing date | |
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| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 50 | $2,000 | thousands by filing date | |
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| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
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| FINJAN HLDGS INC | 31788H303 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 40 | $2,000 | thousands by filing date | |
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| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 115 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $1,000 | thousands by filing date | |
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| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 80 | $1,000 | thousands by filing date | |
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| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 36 | $1,000 | thousands by filing date | |
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| HERON THERAPEUTICS INC | 427746102 | COM | 60 | $1,000 | thousands by filing date | |
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| PEABODY ENGR CORP | 704551100 | COM | 55 | $1,000 | thousands by filing date | |
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| CONDUENT INC | 206787103 | COM | 112 | $1,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 47 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 27 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 45 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 42 | $1,000 | thousands by filing date | |
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| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
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| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 16 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 100 | $1,000 | thousands by filing date | |
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| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 297 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 30 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 600 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $1,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 3,500 | $1,000 | thousands by filing date | |
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| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 40 | $1,000 | thousands by filing date | |
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| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 18 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 23 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 854 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 35 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 150 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 500 | $1,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 23 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $1,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 171 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 40 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 260 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 50 | $1,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 670 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 200 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 295 | $1,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 28 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 374 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,000 | $1,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 48 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 127 | $1,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 170 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,232 | $1,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 133 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADDER CAP CORP CL A | 505743104 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRE CORP COM | 78573M104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODERNA INC | 60770K107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIFIRST CORP MASS | 904708104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALLUS INC | 887399103 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US ECOLOGY INC COM | 91732J102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001167711-19-000002 | this filing | 2019-08-12 | acceptance time not in the bulk data set |