13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-07, with 2,204 holding rows worth $13,976,889,000.
- Accession
- 0001167711-17-000006
- Filer
- CIK 1141802
- Filed
- 2017-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 2,204 entries on the cover page, a total value of $13,976,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,976,889,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEDGE ASSET MANAGEMENT, INC028-03943
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 203 | $18,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,100 | $18,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 151 | $17,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 66 | $17,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 131 | $17,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,000 | $17,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 312 | $17,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 334 | $17,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $17,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 180 | $17,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 271 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 347 | $17,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 780 | $17,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 386 | $17,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 617 | $17,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,333 | $17,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,223 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 596 | $17,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 216 | $17,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 805 | $17,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 541 | $17,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,000 | $17,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 796 | $17,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $17,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,233 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 353 | $16,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 189 | $16,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 233 | $16,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 400 | $16,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 212 | $16,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 375 | $16,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 964 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 258 | $16,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 437 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 365 | $16,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,000 | $16,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 574 | $16,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 550 | $16,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,402 | $16,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 214 | $16,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 301 | $16,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,184 | $16,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,249 | $16,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 2,700 | $16,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,243 | $16,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,000 | $16,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 6,861 | $16,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 133 | $15,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 253 | $15,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,000 | $15,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 214 | $15,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 700 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 283 | $15,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 300 | $15,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 250 | $15,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 205 | $15,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 836 | $15,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 173 | $14,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 314 | $14,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 220 | $14,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 737 | $14,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 142 | $14,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 390 | $14,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 520 | $14,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 330 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 620 | $14,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 275 | $14,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 582 | $14,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 193 | $13,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 453 | $13,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 147 | $13,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 201 | $13,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 182 | $13,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 167 | $13,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 561 | $13,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 50 | $13,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 114 | $13,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 357 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 93 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 254 | $13,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 350 | $13,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 528 | $13,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 192 | $13,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,802 | $13,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,259 | $13,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 893 | $13,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 400 | $13,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 235 | $13,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 248 | $13,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 75 | $13,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 987 | $13,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 764 | $13,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 259 | $13,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 300 | $13,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 12,168 | $13,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $13,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,000 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 138 | $12,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 95 | $12,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 237 | $12,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 200 | $12,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 259 | $12,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 326 | $12,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 752 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 195 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,000 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 178 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 164 | $12,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 280 | $12,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 680 | $12,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 121 | $12,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 312 | $12,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 140 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 241 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $12,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,000 | $12,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 199 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 662 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 669 | $12,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,442 | $12,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 326 | $12,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 543 | $12,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,330 | $12,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,235 | $12,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,000 | $12,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,450 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 674 | $12,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 121 | $11,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,297 | $11,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 508 | $11,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 326 | $11,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 212 | $11,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $11,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 178 | $11,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 167 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 167 | $11,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 725 | $11,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 803 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 700 | $11,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 230 | $11,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 173 | $11,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 200 | $11,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 100 | $11,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 300 | $11,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 740 | $11,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 180 | $11,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 697 | $11,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,150 | $11,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 800 | $11,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 317 | $11,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 11,000 | $11,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 213 | $10,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 202 | $10,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $10,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 268 | $10,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 50 | $10,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 62 | $10,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 239 | $10,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 127 | $10,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 327 | $10,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 447 | $10,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 528 | $10,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 241 | $10,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,266 | $10,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $10,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 438 | $10,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 54 | $10,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 150 | $10,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 758 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 811 | $10,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 266 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 318 | $10,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 498 | $10,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 178 | $10,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 218 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 280 | $10,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 300 | $10,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 186 | $9,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 375 | $9,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 231 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $9,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 941 | $9,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 214 | $9,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 108 | $9,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 109 | $9,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 96 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 319 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 140 | $9,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 197 | $9,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 569 | $9,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 337 | $9,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 122 | $9,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 230 | $9,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 337 | $9,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 293 | $9,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,102 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 349 | $9,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 125 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 285 | $9,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,000 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 250 | $9,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,216 | $9,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,562 | $9,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 115 | $9,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,343 | $9,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 401 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 63 | $8,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 203 | $8,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 94 | $8,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 262 | $8,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 226 | $8,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 68 | $8,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 156 | $8,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 69 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 350 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 268 | $8,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,637 | $8,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 168 | $8,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 135 | $8,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 158 | $8,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,445 | $8,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 76 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 165 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 138 | $8,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 208 | $8,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 102 | $8,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 119 | $8,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 130 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 72 | $7,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 130 | $7,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 240 | $7,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,007 | $7,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 148 | $7,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 534 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 96 | $7,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 700 | $7,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 60 | $7,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 3,000 | $7,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 127 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 187 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 122 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $7,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 39 | $7,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 91 | $7,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 201 | $7,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 152 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 525 | $7,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 300 | $7,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 53 | $7,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 61 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 132 | $7,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,012 | $7,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 162 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 234 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,027 | $7,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 439 | $7,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 2,189 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 307 | $7,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,200 | $7,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 8,000 | $7,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,378 | $6,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2 | $6,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 65 | $6,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 205 | $6,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 134 | $6,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $6,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 89 | $6,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 224 | $6,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 53 | $6,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 134 | $6,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 48 | $6,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 51 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 107 | $6,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 96 | $6,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 144 | $6,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $6,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 90 | $6,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 375 | $6,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 96 | $6,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 388 | $6,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 55 | $6,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 485 | $6,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 200 | $6,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 578 | $6,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 350 | $6,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50 | $6,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 150 | $6,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 760 | $6,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 141 | $6,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 401 | $6,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 498 | $6,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 586 | $6,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 258 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 71 | $6,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 367 | $6,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 29 | $5,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 93 | $5,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 35 | $5,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,743 | $5,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 66 | $5,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 79 | $5,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 67 | $5,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 46 | $5,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 153 | $5,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 273 | $5,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 220 | $5,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 100 | $5,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 155 | $5,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 50 | $5,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 64 | $5,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 206 | $5,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 232 | $5,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 121 | $5,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 192 | $5,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 238 | $5,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 110 | $5,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 682 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 110 | $5,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 133 | $5,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 162 | $5,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 87 | $5,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 66 | $5,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 57 | $5,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 216 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 191 | $5,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 61 | $5,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 65 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 46 | $5,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 255 | $5,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 80 | $5,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,723 | $5,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,000 | $5,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 355 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 180 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 190 | $5,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 125 | $5,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 348 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 64 | $5,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 228 | $5,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 5,000 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 84 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $4,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 50 | $4,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 50 | $4,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 91 | $4,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 21 | $4,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 28 | $4,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 49 | $4,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 41 | $4,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 70 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 38 | $4,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 50 | $4,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55 | $4,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 89 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $4,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 105 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 130 | $4,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 33 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 180 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 137 | $4,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 224 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 122 | $4,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134 | $4,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 97 | $4,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 46 | $4,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 34 | $4,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 195 | $4,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 100 | $4,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 80 | $4,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 270 | $4,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $4,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,000 | $4,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 78 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 92 | $4,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 381 | $4,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 250 | $4,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,000 | $4,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $4,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 246 | $4,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,150 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,029 | $4,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 221 | $4,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 95 | $4,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 500 | $4,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 375 | $4,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 239 | $4,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 500 | $4,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 160 | $4,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 56 | $4,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 142 | $3,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 66 | $3,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 96 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 484 | $3,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 166 | $3,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 45 | $3,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 40 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 139 | $3,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 101 | $3,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 29 | $3,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 961 | $3,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 170 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $3,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 33 | $3,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 91 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $3,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 82 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 28 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 118 | $3,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 36 | $3,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 84 | $3,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 105 | $3,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 50 | $3,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 35 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 139 | $3,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 118 | $3,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 94 | $3,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 202 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 94 | $3,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 43 | $3,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 103 | $3,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 495 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 77 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 111 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 89 | $3,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 51 | $3,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 63 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $3,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 230 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 161 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 100 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 115 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 161 | $3,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 165 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $3,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 66 | $3,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 133 | $3,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 48 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 97 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 69 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 3,481 | $3,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 355 | $3,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 14 | $2,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43 | $2,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 10 | $2,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 32 | $2,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 56 | $2,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 59 | $2,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 20 | $2,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 39 | $2,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 19 | $2,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 31 | $2,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 86 | $2,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 24 | $2,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 48 | $2,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 96 | $2,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 60 | $2,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 40 | $2,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 174 | $2,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 48 | $2,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 54 | $2,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 75 | $2,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 133 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 50 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 44 | $2,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 40 | $2,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 33 | $2,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 52 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 49 | $2,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 32 | $2,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 101 | $2,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 35 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 55 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 10 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 35 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 80 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 13 | $2,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 107 | $2,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 16 | $2,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 100 | $2,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 38 | $2,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 42 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 40 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 331 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 27 | $2,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 145 | $2,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 166 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 37 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001167711-17-000006 | this filing | 2017-11-07 | acceptance time not in the bulk data set |