13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,003 holding rows worth $7,888,934,000.
- Accession
- 0001144204-17-027466
- Filer
- CIK 1029730
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,087 entries on the cover page, a total value of $7,888,934,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,888,934,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 3,080 | $45,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 787 | $44,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 514 | $44,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 738 | $44,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,189 | $44,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 6,000 | $44,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,610 | $44,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 444 | $44,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,163 | $44,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 5,650 | $44,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $44,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $44,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $44,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,741 | $44,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,123 | $44,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1,093 | $44,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,665 | $44,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 1,800 | $44,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 5,875 | $44,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,211 | $43,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 694 | $43,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,998 | $43,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,900 | $43,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 387 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,483 | $43,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,939 | $43,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 941 | $43,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,799 | $43,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,368 | $43,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,232 | $43,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 2,029 | $43,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,820 | $43,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 289 | $42,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,158 | $42,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,100 | $42,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 551 | $42,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 642 | $42,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,486 | $42,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 815 | $42,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,539 | $42,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,189 | $42,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,380 | $42,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,628 | $42,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,142 | $42,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 838 | $42,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,615 | $42,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,140 | $42,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 858 | $42,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,086 | $42,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,194 | $41,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 567 | $41,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,300 | $41,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 785 | $41,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 675 | $41,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 325 | $41,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,656 | $41,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,595 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 1,806 | $41,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 7,740 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,353 | $41,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 1,045 | $41,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,661 | $41,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 8,872 | $41,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 900 | $41,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 9,958 | $41,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 30,000 | $41,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 3,291 | $41,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $41,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,206 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,000 | $41,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 2,470 | $41,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,100 | $40,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,577 | $40,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 887 | $40,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,020 | $40,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,561 | $40,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,100 | $40,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 969 | $40,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,664 | $40,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 2,803 | $40,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,632 | $40,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,701 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 1,486 | $40,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,633 | $40,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 9,479 | $40,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 6,400 | $40,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 326 | $39,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 963 | $39,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 346 | $39,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 903 | $39,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,344 | $39,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 3,228 | $39,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,196 | $39,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 531 | $39,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 716 | $39,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 3,313 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 1,577 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,035 | $39,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 933 | $39,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 573 | $39,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,667 | $39,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 990 | $39,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,377 | $39,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,697 | $39,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,800 | $39,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 4,111 | $39,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1,102 | $39,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 216 | $38,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 680 | $38,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 864 | $38,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,513 | $38,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,186 | $38,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,830 | $38,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,927 | $38,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 972 | $38,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,870 | $38,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,650 | $38,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 8,800 | $38,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 951 | $38,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 432 | $38,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 2,052 | $38,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 700 | $38,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,182 | $38,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,212 | $38,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 765 | $38,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,070 | $38,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 1,352 | $38,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 478 | $38,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,325 | $38,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,030 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 551 | $38,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,412 | $38,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 1,464 | $38,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,550 | $37,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,469 | $37,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,382 | $37,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 202 | $37,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,001 | $37,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,444 | $37,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,692 | $37,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,899 | $37,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,525 | $37,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,385 | $37,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,669 | $37,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 824 | $37,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,293 | $36,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,215 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 715 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 650 | $36,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,622 | $36,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 8,140 | $36,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,161 | $36,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,336 | $36,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,808 | $36,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 493 | $36,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,040 | $36,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 7,500 | $36,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 847 | $36,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 981 | $36,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,542 | $36,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 713 | $36,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 1,199 | $36,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,875 | $36,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 9,403 | $36,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,034 | $36,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 700 | $36,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 9,215 | $36,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 15,510 | $36,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 1,366 | $36,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 504 | $35,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 739 | $35,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 794 | $35,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 512 | $35,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 60 | $35,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 951 | $35,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 292 | $35,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,006 | $35,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,340 | $35,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,055 | $35,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 5,300 | $35,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 3,412 | $35,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,000 | $35,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 521 | $35,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,771 | $35,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 291 | $35,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,231 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $35,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,017 | $35,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,752 | $35,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,746 | $35,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,000 | $35,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,554 | $35,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 497 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 976 | $35,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,289 | $35,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 20,200 | $35,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,335 | $35,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 32,964 | $35,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,995 | $34,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 979 | $34,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,206 | $34,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,489 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,906 | $34,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,273 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 657 | $34,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,419 | $34,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,614 | $34,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,061 | $34,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,175 | $34,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 2,500 | $34,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 855 | $34,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,277 | $34,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,519 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,882 | $34,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,387 | $33,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 884 | $33,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 780 | $33,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,690 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 386 | $33,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 459 | $33,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 251 | $33,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,272 | $33,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 481 | $33,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 3,936 | $33,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 1,300 | $33,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 914 | $33,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,510 | $33,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,520 | $33,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 750 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 667 | $33,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 7,848 | $33,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 742 | $32,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,100 | $32,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,000 | $32,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,375 | $32,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,418 | $32,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,079 | $32,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,187 | $32,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 607 | $32,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 6,622 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,020 | $32,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 3,900 | $32,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 199 | $32,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 17,000 | $32,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,622 | $31,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 850 | $31,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 886 | $31,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 966 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 387 | $31,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,423 | $31,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 527 | $31,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 924 | $31,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,309 | $31,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,699 | $31,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 989 | $31,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,377 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 936 | $31,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 161 | $31,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,301 | $31,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,040 | $31,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 7,100 | $31,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,350 | $31,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $31,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 3,610 | $31,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 1,200 | $31,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $30,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,276 | $30,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 826 | $30,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,843 | $30,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 305 | $30,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 414 | $30,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,455 | $30,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 744 | $30,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,269 | $30,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 816 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 428 | $30,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 156 | $30,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 969 | $30,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,600 | $30,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,246 | $30,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,300 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 1,430 | $30,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 1,000 | $30,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,151 | $30,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,050 | $30,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 4,631 | $30,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,050 | $30,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,234 | $30,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 449 | $30,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,916 | $30,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 3,000 | $30,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 1,892 | $30,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 1,150 | $30,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,438 | $29,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 476 | $29,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,169 | $29,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 652 | $29,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,052 | $29,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 831 | $29,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,666 | $29,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 500 | $29,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 668 | $29,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,195 | $29,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,040 | $29,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 413 | $29,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,884 | $29,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $29,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 726 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 3,020 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 11,815 | $29,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 2,102 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1,400 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 1,087 | $29,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 318 | $28,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 676 | $28,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 5,200 | $28,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 502 | $28,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 482 | $28,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,301 | $28,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,428 | $28,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 783 | $28,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 931 | $28,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 666 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,053 | $28,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,248 | $28,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 967 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 50,000 | $28,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 185 | $28,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 444 | $28,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,024 | $28,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 6,435 | $28,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 500 | $28,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 562 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 453 | $28,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 468 | $28,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 2,000 | $28,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,000 | $28,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,300 | $28,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 2,000 | $28,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 500 | $27,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 417 | $27,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 804 | $27,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 388 | $27,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,642 | $27,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 447 | $27,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 771 | $27,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 407 | $27,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 412 | $27,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 831 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 289 | $27,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 906 | $27,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 408 | $27,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,744 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,189 | $27,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,059 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,052 | $27,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,936 | $27,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,052 | $27,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 15,637 | $27,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 863 | $27,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,903 | $27,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 3,420 | $27,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 308 | $27,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 352 | $27,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,400 | $27,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,000 | $27,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,162 | $27,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 1,703 | $27,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 446 | $26,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 6,283 | $26,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 279 | $26,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,087 | $26,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,639 | $26,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,630 | $26,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 131 | $26,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,803 | $26,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,324 | $26,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 282 | $26,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 403 | $26,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,347 | $26,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 360 | $26,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,000 | $26,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 686 | $26,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,600 | $26,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,276 | $26,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 521 | $26,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,022 | $26,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,880 | $26,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 367 | $26,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 691 | $26,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 906 | $26,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,000 | $26,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,100 | $26,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,828 | $26,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,108 | $26,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,702 | $26,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,245 | $26,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 11,237 | $26,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 538 | $26,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 480 | $26,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,935 | $26,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 25,000 | $26,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,526 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 1,000 | $26,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 421 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 412 | $25,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 672 | $25,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 318 | $25,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,166 | $25,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 362 | $25,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,127 | $25,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 950 | $25,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,171 | $25,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,000 | $25,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,108 | $25,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 246 | $25,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,455 | $25,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,100 | $25,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 500 | $25,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,258 | $25,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 298 | $25,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,821 | $25,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 8,760 | $25,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,743 | $25,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 4,050 | $25,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 24,000 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 835 | $25,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,668 | $24,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,011 | $24,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,300 | $24,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,831 | $24,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,100 | $24,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,355 | $24,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 868 | $24,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 161 | $24,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 662 | $24,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 511 | $24,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,100 | $24,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,051 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,013 | $24,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,001 | $24,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,200 | $24,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 3,033 | $24,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,500 | $24,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,023 | $24,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 12,293 | $24,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 525 | $24,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,253 | $24,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,881 | $24,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,226 | $24,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,471 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 730 | $24,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 1,266 | $24,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 4,025 | $23,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 482 | $23,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,342 | $23,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,715 | $23,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,128 | $23,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 143 | $23,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 591 | $23,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 414 | $23,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 461 | $23,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,049 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,721 | $23,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 832 | $23,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,546 | $23,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 311 | $23,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,800 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 679 | $23,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 740 | $23,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 4,292 | $23,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 4,350 | $23,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,965 | $23,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 877 | $23,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 337 | $23,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,500 | $23,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 30,087 | $23,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $23,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 915 | $23,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 373 | $22,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,000 | $22,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 286 | $22,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,200 | $22,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 395 | $22,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,579 | $22,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 232 | $22,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 909 | $22,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,052 | $22,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 922 | $22,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,753 | $22,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,693 | $22,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,826 | $22,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,306 | $22,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 644 | $22,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,750 | $22,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 537 | $22,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 785 | $22,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,000 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 550 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-027466 | this filing | 2017-05-15 | acceptance time not in the bulk data set |