13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,003 holding rows worth $7,888,934,000.
- Accession
- 0001144204-17-027466
- Filer
- CIK 1029730
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,087 entries on the cover page, a total value of $7,888,934,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,888,934,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 658 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 258 | $10,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 500 | $10,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,000 | $10,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 600 | $10,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 143 | $10,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 367 | $10,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 10,259 | $10,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,500 | $10,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 250 | $10,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $10,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $10,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 500 | $10,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $10,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 900 | $10,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 98 | $10,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 202 | $10,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 213 | $10,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 549 | $10,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $10,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,922 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 174 | $10,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 355 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 7,697 | $10,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 305 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 2,700 | $9,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 233 | $9,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 87 | $9,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 249 | $9,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 27 | $9,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 400 | $9,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,064 | $9,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 315 | $9,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 596 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 300 | $9,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 171 | $9,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 154 | $9,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 156 | $9,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 198 | $9,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 787 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 645 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 200 | $9,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 195 | $9,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 182 | $9,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 72 | $9,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,000 | $9,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 267 | $9,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 154 | $9,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,478 | $9,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 150 | $9,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $9,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 143 | $9,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 56 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 175 | $9,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 350 | $9,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 734 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 327 | $9,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,000 | $9,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 428 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 180 | $9,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 300 | $9,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 240 | $9,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 896 | $9,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 79 | $9,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400 | $9,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 268 | $9,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 15,800 | $9,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 455 | $9,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,100 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $9,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 243 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 486 | $9,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,625 | $9,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 308 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 358 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 119 | $9,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 136 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 349 | $9,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 9,000 | $9,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 636 | $9,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 400 | $9,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 316 | $8,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 158 | $8,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 348 | $8,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $8,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 191 | $8,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 562 | $8,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 207 | $8,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 200 | $8,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 139 | $8,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 341 | $8,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 47 | $8,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 177 | $8,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,678 | $8,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $8,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 221 | $8,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 155 | $8,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 116 | $8,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 263 | $8,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 897 | $8,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 170 | $8,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 380 | $8,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 300 | $8,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 145 | $8,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 389 | $8,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 550 | $8,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 913 | $8,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 438 | $8,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 500 | $8,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $8,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 637 | $8,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 250 | $8,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 820 | $8,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 917 | $8,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,500 | $8,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,655 | $8,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,510 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,000 | $8,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 303 | $8,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 533 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 3,812 | $8,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 550 | $8,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 354 | $8,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 297 | $8,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,000 | $8,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 375 | $8,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $8,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 400 | $8,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $8,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 497 | $8,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,000 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 415 | $8,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 5,929 | $8,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 2,400 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 500 | $8,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 650 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $8,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 447 | $8,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,036 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 400 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $8,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 614 | $8,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 106 | $8,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,791 | $7,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 159 | $7,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 79 | $7,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 228 | $7,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 257 | $7,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,174 | $7,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 132 | $7,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 204 | $7,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 500 | $7,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 130 | $7,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 200 | $7,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 86 | $7,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 166 | $7,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 197 | $7,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 388 | $7,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 529 | $7,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,004 | $7,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 144 | $7,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 211 | $7,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 253 | $7,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 403 | $7,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 252 | $7,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 80 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 214 | $7,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 316 | $7,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 4,000 | $7,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 550 | $7,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 217 | $7,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 392 | $7,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 747 | $7,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 92 | $7,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 333 | $7,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 313 | $7,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,195 | $7,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 15 | $7,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 3,132 | $7,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 56,023 | $7,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 398 | $7,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 3,000 | $7,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 650 | $7,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 356 | $7,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 201 | $7,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,864 | $7,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $7,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 10,600 | $7,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $7,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 343 | $7,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $7,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 400 | $7,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 200 | $7,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,000 | $7,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 216 | $7,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q408 | COM PAR | 4,037 | $7,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 3,380 | $7,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 258 | $7,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 2,500 | $7,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,185 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 580 | $7,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP | 74979C113 | *W | 30,000 | $7,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 680 | $6,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,400 | $6,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 75 | $6,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 123 | $6,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 121 | $6,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $6,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 125 | $6,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 722 | $6,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 265 | $6,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 275 | $6,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 519 | $6,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 105 | $6,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 56 | $6,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 66 | $6,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 501 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $6,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 431 | $6,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 180 | $6,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 126 | $6,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 151 | $6,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 361 | $6,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 86 | $6,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 92 | $6,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 65 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 256 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 76 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 231 | $6,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $6,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,142 | $6,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 267 | $6,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 175 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 276 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $6,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,558 | $6,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 248 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 183 | $6,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 256 | $6,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 621 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,500 | $6,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $6,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,800 | $6,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 366 | $6,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 122 | $6,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 368 | $6,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 53 | $6,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,289 | $6,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 500 | $6,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,412 | $6,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,980 | $6,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $6,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 327 | $6,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 110 | $6,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 86 | $6,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 283 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $6,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 290 | $6,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 200 | $6,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 4,744 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 300 | $6,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $6,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 496 | $6,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 299 | $6,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 11,000 | $6,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 732 | $6,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 5,000 | $6,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 6,000 | $6,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 325 | $5,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 157 | $5,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 356 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 187 | $5,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 305 | $5,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 136 | $5,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 120 | $5,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 500 | $5,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 132 | $5,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,102 | $5,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 400 | $5,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 184 | $5,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 300 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 177 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 116 | $5,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 475 | $5,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 171 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 250 | $5,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 453 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 878 | $5,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 320 | $5,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 187 | $5,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 200 | $5,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 200 | $5,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 479 | $5,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 698 | $5,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 300 | $5,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 95 | $5,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 507 | $5,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $5,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,000 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,238 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 222 | $5,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 427 | $5,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 90 | $5,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 149 | $5,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 664 | $5,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,000 | $5,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 733 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 375 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $5,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 878 | $5,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 237 | $5,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 342 | $5,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 596 | $5,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,933 | $5,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 367 | $5,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,475 | $5,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 159 | $5,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,423 | $5,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 124 | $5,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,273 | $5,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 155 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $5,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 5,000 | $5,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 11,200 | $5,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,262 | $5,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,500 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 205 | $5,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,000 | $5,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,671 | $5,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 3,516 | $5,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 965 | $5,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 12,000 | $5,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 5,986 | $5,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 376 | $5,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,850 | $5,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 200 | $5,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 186 | $5,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,000 | $5,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 547 | $5,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 200 | $5,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 500 | $5,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,000 | $5,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 100 | $5,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 389 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 200 | $5,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 614 | $4,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 700 | $4,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 102 | $4,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 100 | $4,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 149 | $4,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 7,000 | $4,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 200 | $4,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,300 | $4,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 6 | $4,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 536 | $4,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 200 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 141 | $4,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 300 | $4,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 430 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 60 | $4,000 | thousands by filing date | |
| RH | 74967X103 | COM | 77 | $4,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 111 | $4,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 530 | $4,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $4,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 142 | $4,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 217 | $4,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 258 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 404 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 490 | $4,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 241 | $4,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 320 | $4,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 195 | $4,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 3,212 | $4,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 497 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $4,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 143 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,844 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,400 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $4,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $4,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 314 | $4,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 223 | $4,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 14 | $4,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 235 | $4,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $4,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 103 | $4,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $4,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,000 | $4,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 108 | $4,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 222 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 364 | $4,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 61 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $4,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 121 | $4,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $4,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 140 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,937 | $4,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 100 | $4,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 300 | $4,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,018 | $4,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 527 | $4,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 10,225 | $4,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 125 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 368 | $4,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $4,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 75 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 392 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 220 | $4,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 241 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 100 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 611 | $4,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 6,000 | $4,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,680 | $4,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 122 | $4,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 223 | $4,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 190 | $4,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,500 | $4,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 2,100 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 265 | $4,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 1,244 | $4,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 220 | $4,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 3,100 | $4,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 1,711 | $4,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 200 | $4,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 391 | $3,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 119 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 389 | $3,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 400 | $3,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 101 | $3,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 103 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 40 | $3,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 64 | $3,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 73 | $3,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 95 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 70 | $3,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 36 | $3,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 785 | $3,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $3,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 269 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 175 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 129 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 101 | $3,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $3,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 263 | $3,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 100 | $3,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 504 | $3,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 386 | $3,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 400 | $3,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 162 | $3,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 193 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 206 | $3,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,190 | $3,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,577 | $3,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 78 | $3,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 458 | $3,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 180 | $3,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 4,500 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,630 | $3,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 100 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 127 | $3,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 187 | $3,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 762 | $3,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 100 | $3,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 107 | $3,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 455 | $3,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 100 | $3,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 400 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 550 | $3,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 113 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-027466 | this filing | 2017-05-15 | acceptance time not in the bulk data set |