13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,003 holding rows worth $7,888,934,000.
- Accession
- 0001144204-17-027466
- Filer
- CIK 1029730
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,087 entries on the cover page, a total value of $7,888,934,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,888,934,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,521 | $22,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 420 | $22,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,550 | $22,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 976 | $22,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 735 | $22,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,609 | $22,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 3,208 | $22,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 324 | $22,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,254 | $22,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 300 | $22,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 288 | $22,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 260 | $22,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,772 | $22,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,000 | $22,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 3,270 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 365 | $22,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 950 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 423 | $21,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 284 | $21,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 674 | $21,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,900 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 879 | $21,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 800 | $21,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 615 | $21,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,132 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 713 | $21,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,109 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,380 | $21,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,429 | $21,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 860 | $21,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,977 | $21,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 538 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 832 | $21,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 482 | $21,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 2,866 | $21,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $21,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 379 | $21,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,984 | $21,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 5,435 | $21,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 236 | $21,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $21,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 639 | $21,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,104 | $21,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 5,000 | $21,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 441 | $21,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 784 | $21,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 1,022 | $21,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 637 | $21,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 610 | $20,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,048 | $20,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 271 | $20,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,147 | $20,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 942 | $20,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 524 | $20,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,912 | $20,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,000 | $20,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,230 | $20,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 576 | $20,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 455 | $20,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,478 | $20,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 7,445 | $20,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,936 | $20,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 543 | $20,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,060 | $20,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 616 | $20,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,020 | $20,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,146 | $20,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,622 | $20,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 702 | $20,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 13,565 | $20,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 384 | $20,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 993 | $20,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,862 | $20,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 547 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,773 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 658 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,000 | $20,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 968 | $20,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 2,000 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 888 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 690 | $20,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 400 | $19,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 578 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 674 | $19,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 440 | $19,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,030 | $19,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,500 | $19,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 107 | $19,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 514 | $19,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 206 | $19,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 260 | $19,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 305 | $19,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,520 | $19,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 710 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 383 | $19,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 99 | $19,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 723 | $19,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 165 | $19,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 501 | $19,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 948 | $19,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,700 | $19,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $19,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,979 | $19,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 464 | $19,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,020 | $19,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,444 | $19,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,228 | $19,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 85,919 | $19,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,450 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 336 | $19,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 683 | $19,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 174 | $19,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 457 | $18,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 306 | $18,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 361 | $18,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,112 | $18,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 913 | $18,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 250 | $18,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 400 | $18,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 225 | $18,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,826 | $18,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 281 | $18,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,259 | $18,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,500 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 555 | $18,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 962 | $18,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 424 | $18,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 711 | $18,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 355 | $18,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 332 | $18,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 193 | $18,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,881 | $18,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 774 | $18,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 776 | $18,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 568 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,200 | $18,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,100 | $18,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,128 | $18,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,288 | $18,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $18,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 399 | $18,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 777 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 675 | $18,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 340 | $17,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 573 | $17,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,765 | $17,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,440 | $17,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,588 | $17,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,000 | $17,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,082 | $17,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 673 | $17,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 4 | $17,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 285 | $17,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 299 | $17,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 551 | $17,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,550 | $17,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,059 | $17,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 391 | $17,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,413 | $17,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 902 | $17,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 348 | $17,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,400 | $17,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,300 | $17,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,974 | $17,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 188 | $17,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 958 | $17,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,064 | $17,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,536 | $17,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,282 | $17,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7,500 | $17,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,111 | $17,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,046 | $17,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,616 | $17,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,274 | $17,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,400 | $17,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 858 | $17,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 652 | $17,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 950 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 500 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 891 | $17,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 400 | $16,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 279 | $16,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 795 | $16,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 520 | $16,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 405 | $16,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 464 | $16,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 460 | $16,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 813 | $16,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 778 | $16,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 336 | $16,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 658 | $16,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 300 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 200 | $16,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 320 | $16,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,146 | $16,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,276 | $16,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 937 | $16,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 769 | $16,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 591 | $16,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,000 | $16,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,427 | $16,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 689 | $16,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 678 | $16,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,500 | $16,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,235 | $16,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $16,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,000 | $16,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,000 | $16,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,290 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 525 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 400 | $16,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 900 | $16,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 671 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,448 | $16,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 3,655 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 500 | $16,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 802 | $16,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,700 | $16,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 362 | $15,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 418 | $15,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 214 | $15,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 821 | $15,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 740 | $15,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 646 | $15,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 808 | $15,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 562 | $15,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 435 | $15,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,276 | $15,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,478 | $15,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,314 | $15,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 148 | $15,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 850 | $15,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 700 | $15,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 692 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,040 | $15,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 300 | $15,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,056 | $15,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 305 | $15,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 189 | $15,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,003 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 401 | $15,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 780 | $15,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $15,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 146 | $15,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 750 | $15,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 200 | $15,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 717 | $15,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,236 | $15,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 860 | $15,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $15,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 591 | $15,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 552 | $15,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 9,400 | $15,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 32,997 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,273 | $15,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 1,100 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 9,000 | $15,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 250 | $15,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 2,715 | $15,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 300 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 500 | $15,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 118 | $14,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 192 | $14,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 136 | $14,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 264 | $14,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,500 | $14,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 230 | $14,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 845 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 930 | $14,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 966 | $14,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,060 | $14,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 875 | $14,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 719 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 325 | $14,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 537 | $14,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,103 | $14,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 374 | $14,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 393 | $14,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,477 | $14,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,078 | $14,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,686 | $14,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 604 | $14,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 203 | $14,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 469 | $14,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 3,142 | $14,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 333 | $14,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,715 | $14,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 500 | $14,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,850 | $14,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 359 | $14,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 609 | $14,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,049 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 275 | $14,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 400 | $14,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 579 | $14,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 550 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 462 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 520 | $14,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 510 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 313 | $14,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 557 | $13,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 9,990 | $13,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 211 | $13,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 224 | $13,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 415 | $13,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 766 | $13,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 269 | $13,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 167 | $13,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 594 | $13,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,375 | $13,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 542 | $13,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 988 | $13,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 403 | $13,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 370 | $13,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 283 | $13,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,520 | $13,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,162 | $13,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,283 | $13,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 211 | $13,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 280 | $13,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 900 | $13,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 883 | $13,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 342 | $13,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 800 | $13,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 140 | $13,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 222 | $13,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,000 | $13,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,715 | $13,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $13,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $13,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 399 | $13,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,504 | $13,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,382 | $13,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 375 | $13,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,200 | $13,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 500 | $13,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 600 | $13,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,600 | $13,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 440 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 525 | $13,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,941 | $13,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 288 | $13,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,362 | $13,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,000 | $13,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 948 | $13,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 334 | $13,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,072 | $13,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 11,000 | $13,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 830 | $13,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 15,300 | $13,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 600 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,250 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 450 | $13,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,000 | $13,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,231 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H453 | FUND | 457 | $13,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 564 | $13,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 268 | $13,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 1,536 | $13,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 751 | $13,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,018 | $13,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G871 | VIRTUS CUMBRLAND | 517 | $13,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 1,531 | $13,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 1,200 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G599 | MLTFACT ENERGY | 500 | $13,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,850 | $12,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 419 | $12,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 266 | $12,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 258 | $12,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,225 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 533 | $12,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 600 | $12,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,550 | $12,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 172 | $12,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 251 | $12,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 198 | $12,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 190 | $12,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,650 | $12,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 975 | $12,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 360 | $12,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 563 | $12,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,128 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 360 | $12,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 542 | $12,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 834 | $12,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 724 | $12,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 488 | $12,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,000 | $12,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 785 | $12,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,040 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 149 | $12,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,000 | $12,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 800 | $12,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 550 | $12,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 476 | $12,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $12,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,500 | $12,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 240 | $12,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 4,290 | $12,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,800 | $12,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,308 | $12,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 648 | $12,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 5,000 | $12,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 865 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $12,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $12,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 508 | $12,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 460 | $12,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 500 | $12,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 501 | $12,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,000 | $12,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,076 | $12,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 956 | $11,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 145 | $11,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 329 | $11,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 290 | $11,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,933 | $11,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 270 | $11,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 277 | $11,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 960 | $11,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 261 | $11,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 269 | $11,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 398 | $11,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 560 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 752 | $11,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 132 | $11,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 486 | $11,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 625 | $11,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 579 | $11,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 164 | $11,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,965 | $11,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 865 | $11,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 513 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 197 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 316 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 150 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 120 | $11,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 481 | $11,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 5,944 | $11,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 530 | $11,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,915 | $11,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 200 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 553 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 750 | $11,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,911 | $11,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 7,936 | $11,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 392 | $11,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,581 | $11,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 839 | $11,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 400 | $11,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 800 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 278 | $11,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 479 | $11,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,200 | $11,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 544 | $11,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,050 | $11,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 229 | $11,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,500 | $11,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,750 | $11,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 947 | $11,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,000 | $10,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 779 | $10,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 265 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 7,150 | $10,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 342 | $10,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,167 | $10,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 521 | $10,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 287 | $10,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,098 | $10,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 311 | $10,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 555 | $10,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 332 | $10,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 236 | $10,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 688 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $10,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 157 | $10,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 143 | $10,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 69 | $10,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 269 | $10,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 459 | $10,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 300 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 170 | $10,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 85 | $10,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,026 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 429 | $10,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 965 | $10,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 375 | $10,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 714 | $10,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 361 | $10,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 334 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 158 | $10,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 2,624 | $10,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,265 | $10,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 525 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-027466 | this filing | 2017-05-15 | acceptance time not in the bulk data set |