13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,003 holding rows worth $7,888,934,000.
- Accession
- 0001144204-17-027466
- Filer
- CIK 1029730
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,087 entries on the cover page, a total value of $7,888,934,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,888,934,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 909 | $177,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 7,116 | $177,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,057 | $176,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,170 | $176,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 3,453 | $176,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 12,401 | $176,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 21,174 | $176,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,940 | $175,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,224 | $175,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,045 | $175,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 9,855 | $175,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 6,618 | $174,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,373 | $174,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,866 | $174,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 11,110 | $174,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 3,782 | $173,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 12,094 | $173,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,403 | $173,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 6,233 | $173,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 927 | $173,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,534 | $173,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,909 | $173,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,717 | $173,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 3,029 | $173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 12,277 | $172,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 6,447 | $172,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 22,538 | $171,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 857 | $171,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,380 | $171,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 6,713 | $171,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,701 | $170,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,719 | $170,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,565 | $170,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 606 | $170,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,877 | $169,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,403 | $169,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 4,791 | $169,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 6,146 | $169,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,851 | $168,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,293 | $168,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,954 | $168,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,357 | $168,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,604 | $168,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 6,597 | $168,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,901 | $167,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,869 | $167,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 23,150 | $167,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,117 | $166,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,424 | $166,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 5,704 | $166,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,390 | $165,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 12,064 | $165,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 13,509 | $165,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,170 | $164,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,087 | $164,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 9,394 | $164,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,702 | $163,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,325 | $162,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 48,108 | $162,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 6,410 | $162,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 6,559 | $162,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 3,607 | $162,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 12,772 | $162,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 6,190 | $161,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,258 | $160,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,522 | $160,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,278 | $160,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,757 | $160,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,950 | $159,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,731 | $159,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,923 | $159,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,225 | $159,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,648 | $159,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,550 | $159,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 8,055 | $158,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,454 | $158,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 6,600 | $158,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,000 | $158,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 5,162 | $157,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 6,140 | $157,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,293 | $156,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 4,309 | $156,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,412 | $156,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,080 | $155,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,138 | $155,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 7,314 | $155,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,274 | $155,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 4,215 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 1,981 | $155,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,584 | $154,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 5,525 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,428 | $154,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,858 | $154,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,471 | $154,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,899 | $154,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,184 | $154,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 18,350 | $154,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,836 | $154,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,524 | $154,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 3,818 | $153,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,086 | $153,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,083 | $153,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,686 | $153,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,769 | $153,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,893 | $153,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 3,011 | $153,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 9,534 | $153,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,996 | $152,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,661 | $152,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,782 | $152,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,365 | $152,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 8,812 | $152,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,507 | $151,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,637 | $151,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 25,392 | $151,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 28,271 | $150,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,506 | $150,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3,400 | $150,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 47,275 | $150,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 8,268 | $149,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 7,668 | $149,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,897 | $149,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 145,000 | $149,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,597 | $148,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,087 | $148,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,971 | $148,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,667 | $148,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,426 | $148,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,195 | $148,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 7,059 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,889 | $148,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,297 | $148,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,925 | $147,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,310 | $147,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,904 | $147,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,160 | $147,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 149,000 | $147,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 25,221 | $146,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 992 | $146,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 6,303 | $146,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,734 | $146,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,331 | $145,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 6,561 | $145,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 20,000 | $145,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,455 | $145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 3,659 | $145,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 23,090 | $145,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 24,740 | $145,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,526 | $144,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,047 | $144,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 5,212 | $144,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,243 | $144,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,207 | $144,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,659 | $144,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,421 | $143,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,452 | $143,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 9,595 | $143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,800 | $143,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 8,374 | $143,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 7,142 | $142,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,115 | $142,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 3,942 | $142,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,257 | $142,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 3,368 | $142,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 3,523 | $142,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,500 | $141,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,125 | $141,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 5,500 | $141,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,411 | $141,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,506 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,655 | $141,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 19,571 | $141,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 1,274 | $141,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,751 | $140,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,924 | $140,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 7,262 | $140,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,114 | $140,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 7,042 | $140,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 2,220 | $140,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,812 | $139,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 6,805 | $139,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,167 | $139,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 4,753 | $139,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,260 | $138,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,789 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 3,069 | $138,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,110 | $138,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,702 | $138,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,430 | $138,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,576 | $138,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 3,225 | $137,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,150 | $137,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,157 | $136,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,624 | $136,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3,493 | $136,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 25,215 | $136,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 16,272 | $136,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,301 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 9,150 | $135,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,481 | $135,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 8,918 | $135,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,736 | $135,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 6,866 | $135,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 881 | $135,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,739 | $134,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,622 | $134,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 7,252 | $134,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,569 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,137 | $134,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 3,007 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 4,924 | $134,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 2,775 | $134,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 6,986 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 843 | $134,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,430 | $134,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 4,888 | $134,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 833 | $133,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 5,117 | $133,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,177 | $133,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,180 | $133,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 5,075 | $133,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,499 | $133,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,560 | $132,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,733 | $132,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 13,715 | $132,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,854 | $132,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,760 | $131,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 13,314 | $131,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 17,773 | $131,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 3,005 | $131,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 19,369 | $131,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,152 | $130,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,411 | $130,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 4,258 | $130,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 6,948 | $129,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,547 | $129,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,650 | $129,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 5,700 | $129,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,032 | $128,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,010 | $128,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 5,239 | $128,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 6,377 | $128,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 5,596 | $128,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,294 | $127,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 9,817 | $127,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,258 | $127,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,929 | $126,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 8,870 | $126,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 18,150 | $126,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 879 | $125,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,034 | $125,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 12,798 | $125,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 5,010 | $124,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 5,453 | $124,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,321 | $123,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,870 | $123,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,191 | $123,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,345 | $123,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,923 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 6,801 | $123,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 4,150 | $123,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,174 | $122,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,950 | $122,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,967 | $122,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9,752 | $122,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 7,046 | $122,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 12,272 | $121,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,644 | $121,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,565 | $121,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 13,712 | $121,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,440 | $121,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 2,148 | $120,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,816 | $120,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 8,525 | $120,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 984 | $120,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,303 | $119,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,247 | $119,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,172 | $119,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,000 | $119,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,602 | $119,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 8,328 | $119,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 17,177 | $119,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,541 | $118,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 4,377 | $118,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,951 | $118,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,940 | $118,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,546 | $118,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,800 | $118,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,123 | $118,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,199 | $118,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 3,679 | $117,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 528 | $117,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,326 | $117,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,369 | $117,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4,174 | $117,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 9,000 | $117,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,020 | $116,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,091 | $116,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,118 | $116,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,068 | $116,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,877 | $115,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 845 | $115,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,582 | $115,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 7,206 | $115,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 1,516 | $115,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 4,825 | $115,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 4,330 | $115,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 8,399 | $114,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,046 | $114,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,491 | $114,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 7,089 | $114,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 6,969 | $114,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,802 | $114,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,078 | $114,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 4,461 | $113,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 598 | $113,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,020 | $113,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 2,581 | $113,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,931 | $113,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 26,209 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 5,500 | $113,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,328 | $113,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 4,250 | $113,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,016 | $113,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,418 | $113,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,065 | $112,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,062 | $112,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,804 | $112,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,354 | $112,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 4,428 | $112,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 3,496 | $112,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,631 | $111,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,065 | $111,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,500 | $111,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,208 | $111,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 5,924 | $111,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,939 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,297 | $110,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,494 | $110,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,158 | $110,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 4,848 | $110,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 120,000 | $110,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 2,416 | $109,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,490 | $109,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,634 | $109,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 5,683 | $109,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,163 | $109,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,694 | $109,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,031 | $108,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,936 | $108,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 7,919 | $108,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 7,144 | $108,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 910 | $107,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 874 | $107,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,012 | $107,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,575 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,191 | $107,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,840 | $107,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 7,200 | $107,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 5,720 | $106,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,370 | $106,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 940 | $106,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,334 | $106,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 528 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,524 | $106,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,411 | $106,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 7,791 | $106,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 4,324 | $106,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,651 | $106,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,805 | $106,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 8,967 | $106,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,048 | $106,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 18,050 | $106,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,517 | $105,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,012 | $105,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,127 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,677 | $105,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,264 | $105,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 2,842 | $104,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,521 | $104,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 6,256 | $104,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 6,485 | $104,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 8,394 | $104,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,997 | $103,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,858 | $103,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,451 | $103,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 2,782 | $102,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 5,007 | $102,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 11,330 | $102,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 4,049 | $102,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,732 | $102,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,032 | $102,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,779 | $102,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 8,300 | $102,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,185 | $102,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 635 | $101,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,290 | $101,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $101,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,618 | $101,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 3,435 | $101,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 7,503 | $101,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,242 | $100,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,578 | $100,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,954 | $100,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,899 | $100,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,724 | $100,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 16,245 | $100,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,830 | $100,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,124 | $99,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,527 | $99,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,375 | $99,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 4,000 | $99,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,329 | $98,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,802 | $98,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 10,746 | $98,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,240 | $97,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,951 | $97,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,305 | $97,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 3,186 | $97,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 19,800 | $97,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 2,288 | $97,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,410 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,642 | $97,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 4,937 | $97,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,666 | $97,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 704 | $96,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,514 | $96,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,865 | $96,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,510 | $96,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 863 | $96,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,028 | $96,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,918 | $96,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 7,109 | $96,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,783 | $96,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 5,208 | $96,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,436 | $96,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 6,545 | $96,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 544 | $95,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,158 | $95,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,774 | $95,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,179 | $95,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,854 | $95,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 20,278 | $95,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 16,570 | $95,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,272 | $95,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,789 | $94,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 73,350 | $94,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,638 | $94,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 23,645 | $94,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,881 | $93,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,309 | $93,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,339 | $93,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 3,504 | $93,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,300 | $93,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,893 | $93,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 20,279 | $93,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 932 | $92,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,091 | $92,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,102 | $92,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,235 | $92,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 4,269 | $92,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 2,881 | $92,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 22,193 | $92,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7,558 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 7,842 | $91,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,310 | $91,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,489 | $91,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 2,036 | $91,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 4,918 | $91,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,767 | $90,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 8,084 | $90,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,959 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,825 | $90,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,000 | $90,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 979 | $89,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 525 | $89,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,211 | $89,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,650 | $89,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 8,134 | $89,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 868 | $89,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,700 | $89,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,716 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 4,347 | $88,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,561 | $88,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,253 | $88,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,225 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 2,626 | $88,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,245 | $88,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,772 | $88,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,054 | $88,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 45,076 | $88,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,849 | $87,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,917 | $87,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,345 | $87,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 9,856 | $87,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 4,877 | $87,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,224 | $87,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 997 | $86,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,772 | $86,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,974 | $86,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-027466 | this filing | 2017-05-15 | acceptance time not in the bulk data set |