13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,003 holding rows worth $7,888,934,000.
- Accession
- 0001144204-17-027466
- Filer
- CIK 1029730
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,087 entries on the cover page, a total value of $7,888,934,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,888,934,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKELGROUPINC | 570535104 | STOK | 836 | $814,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 10,424 | $814,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 16,194 | $814,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 13,824 | $814,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 19,454 | $813,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 6,715 | $813,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 26,515 | $813,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 10,138 | $811,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 24,148 | $810,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 29,247 | $809,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 14,070 | $808,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,667 | $808,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 121,660 | $808,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 56,579 | $805,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 8,692 | $805,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 16,862 | $803,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 59,945 | $802,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 110,881 | $802,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 29,381 | $802,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 39,288 | $801,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 26,580 | $800,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,295 | $799,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 11,803 | $799,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 31,495 | $798,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 13,195 | $796,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 18,631 | $796,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 71,689 | $795,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 57,567 | $792,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 25,238 | $792,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 27,620 | $788,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11,827 | $784,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,975 | $781,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 13,354 | $780,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 14,678 | $779,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 29,944 | $779,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 8,650 | $778,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 43,541 | $774,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,535 | $774,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 11,487 | $771,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 38,274 | $771,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 22,383 | $769,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 102,748 | $767,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 16,868 | $764,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 49,669 | $764,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 34,075 | $763,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 21,920 | $761,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 12,686 | $760,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,007 | $759,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 10,177 | $757,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 76,999 | $756,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,847 | $755,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 35,208 | $751,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 78,642 | $750,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 10,026 | $748,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 76,299 | $746,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 7,593 | $746,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 106,822 | $746,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 68,393 | $745,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 14,953 | $743,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 37,070 | $743,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10,780 | $742,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 20,381 | $742,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 28,144 | $740,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 15,019 | $740,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 15,531 | $740,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 66,215 | $739,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 35,616 | $739,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,114 | $738,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 23,987 | $738,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 17,630 | $737,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 159,105 | $737,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,784 | $735,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 13,125 | $734,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 20,179 | $733,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,782 | $732,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 21,076 | $731,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 7,826 | $730,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 36,865 | $728,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 88,610 | $728,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 16,321 | $722,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 18,951 | $722,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 35,946 | $722,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 34,391 | $719,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 29,444 | $719,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 30,220 | $718,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 59,430 | $716,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 8,803 | $714,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 5,016 | $712,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 58,043 | $712,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 78,412 | $712,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 31,420 | $710,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 166,778 | $709,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 24,933 | $709,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 220,890 | $708,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 11,731 | $707,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 10,369 | $704,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 15,243 | $702,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 20,780 | $701,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 23,000 | $701,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 20,284 | $700,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4,531 | $700,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 60,640 | $700,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 7,224 | $697,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 35,209 | $697,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 44,683 | $693,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,955 | $693,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,747 | $692,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 9,322 | $692,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 13,194 | $689,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 40,124 | $685,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 33,200 | $685,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 16,614 | $685,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,034 | $684,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 14,304 | $680,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,547 | $680,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 58,421 | $680,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11,228 | $679,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 48,710 | $677,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 22,946 | $677,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 31,958 | $676,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,296 | $674,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 14,855 | $674,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 16,012 | $673,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,485 | $673,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 80,050 | $673,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 65,958 | $673,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 5,948 | $672,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 46,381 | $672,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 8,568 | $672,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 48,136 | $671,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 20,811 | $670,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 47,372 | $668,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 47,890 | $667,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 12,843 | $665,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 13,966 | $664,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 10,537 | $663,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 53,653 | $663,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,127 | $661,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 81,195 | $661,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 69,898 | $660,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 22,648 | $659,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 43,655 | $659,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 15,242 | $657,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 20,514 | $656,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 27,480 | $656,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,562 | $655,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 13,664 | $654,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 6,112 | $650,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,888 | $648,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 18,248 | $647,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,778 | $646,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 40,062 | $645,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 75,199 | $645,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 14,992 | $645,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 17,432 | $642,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,743 | $641,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 20,025 | $640,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 36,936 | $640,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 14,550 | $639,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,608 | $637,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 91,893 | $634,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,462 | $633,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 32,600 | $633,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 22,025 | $631,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 101,603 | $629,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 18,935 | $629,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 22,935 | $629,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 56,208 | $628,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 154,400 | $628,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 75,246 | $628,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 114,698 | $626,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 16,656 | $626,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 36,667 | $626,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 19,447 | $623,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 22,206 | $623,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 46,520 | $622,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 18,909 | $622,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 10,464 | $620,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 19,775 | $619,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,376 | $618,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 6,746 | $618,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 25,629 | $618,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,240 | $617,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 16,509 | $617,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 53,255 | $617,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,061 | $616,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,307 | $614,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,135 | $614,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 13,558 | $613,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 17,251 | $613,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 7,328 | $611,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 26,078 | $610,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 24,622 | $610,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 22,944 | $610,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 43,693 | $608,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 57,114 | $606,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 22,215 | $605,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 25,145 | $604,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 54,804 | $603,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 26,189 | $603,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 31,656 | $603,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 8,160 | $602,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,419 | $602,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 18,476 | $601,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 22,582 | $600,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 9,859 | $599,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,786 | $599,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 7,374 | $598,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 97,820 | $598,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 39,400 | $597,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 10,741 | $597,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 23,580 | $595,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 23,356 | $594,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 21,959 | $593,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 17,975 | $592,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,440 | $591,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,117 | $591,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 13,131 | $590,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,063 | $589,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 8,578 | $587,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 45,002 | $587,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 14,160 | $587,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,752 | $586,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,798 | $585,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,870 | $584,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 16,219 | $584,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 12,632 | $583,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 18,514 | $583,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 44,597 | $583,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 52,547 | $581,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 11,608 | $578,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 9,518 | $578,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,032 | $578,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 657 | $578,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 23,551 | $578,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,533 | $576,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,152 | $575,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 93,284 | $575,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 25,337 | $575,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 23,381 | $574,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 67,080 | $573,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 9,594 | $572,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 11,885 | $570,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 28,020 | $570,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 40,765 | $569,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 55,994 | $568,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 36,947 | $567,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 14,684 | $566,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 14,067 | $566,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 14,152 | $566,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,357 | $562,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,235 | $561,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 24,682 | $560,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 7,733 | $558,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,860 | $557,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,077 | $557,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,537 | $557,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,461 | $557,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,940 | $556,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 32,042 | $556,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 8,492 | $555,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 39,205 | $554,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 48,120 | $554,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 48,600 | $554,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 30,718 | $553,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 49,328 | $553,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 68,280 | $552,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,864 | $552,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 16,123 | $552,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,774 | $552,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 13,170 | $551,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,760 | $550,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 9,512 | $550,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 40,738 | $549,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 11,116 | $549,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,664 | $548,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 46,679 | $548,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 36,906 | $547,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 44,359 | $547,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 15,992 | $544,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 16,114 | $544,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,291 | $540,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 19,074 | $540,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 48,516 | $540,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 10,334 | $537,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 62,309 | $537,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 8,809 | $536,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 25,203 | $535,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 11,546 | $535,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,277 | $533,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,092 | $530,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 15,159 | $530,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 10,530 | $529,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 41,838 | $527,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,453 | $526,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,315 | $522,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 47,019 | $521,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 41,264 | $520,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,454 | $519,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,786 | $518,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,370 | $518,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 68,640 | $518,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 18,478 | $516,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,620 | $514,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 12,265 | $513,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 15,624 | $513,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 20,627 | $512,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 16,135 | $511,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,345 | $510,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 8,802 | $508,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 62,855 | $508,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,883 | $507,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 6,538 | $505,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,248 | $505,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 54,277 | $505,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,523 | $505,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 14,702 | $505,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 9,577 | $503,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,232 | $502,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 34,863 | $501,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 12,000 | $501,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 15,406 | $500,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 13,730 | $498,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,439 | $495,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 22,788 | $494,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,228 | $493,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 27,801 | $493,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 9,191 | $492,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 69,368 | $491,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 4,927 | $491,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 17,443 | $490,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,740 | $489,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,969 | $488,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 33,196 | $485,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,780 | $485,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 17,554 | $484,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,473 | $482,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 12,915 | $480,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,091 | $477,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,948 | $476,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 26,732 | $475,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 7,851 | $475,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 41,484 | $473,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 62,694 | $472,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 56,141 | $471,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 22,397 | $471,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 7,063 | $471,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 9,204 | $470,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,545 | $470,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 23,630 | $469,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,013 | $466,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 34,870 | $466,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 12,099 | $465,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 11,942 | $465,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,324 | $465,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 27,065 | $463,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,497 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 14,557 | $462,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 19,170 | $462,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 20,373 | $460,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 18,624 | $459,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,338 | $459,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 84,718 | $459,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,789 | $458,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,695 | $457,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 23,775 | $457,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,443 | $456,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 13,143 | $456,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 11,013 | $455,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 56,160 | $455,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 18,123 | $455,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 31,733 | $454,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 739 | $454,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,546 | $452,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 56,802 | $452,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,702 | $451,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 13,600 | $451,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 45,037 | $449,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,501 | $449,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 19,289 | $448,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 44,200 | $448,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 10,980 | $446,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 7,577 | $446,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 56,300 | $445,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 6,448 | $445,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,880 | $444,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,686 | $444,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,709 | $441,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 35,302 | $441,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 16,019 | $441,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 14,966 | $441,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,505 | $440,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 6,864 | $440,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 21,592 | $439,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 29,723 | $439,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 13,100 | $438,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,720 | $437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 34,680 | $437,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,445 | $436,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 17,404 | $436,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,266 | $436,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,685 | $434,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,355 | $434,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 7,707 | $433,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 598 | $432,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 13,715 | $432,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 7,629 | $431,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 22,142 | $430,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 20,565 | $430,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,333 | $429,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 36,503 | $429,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,978 | $428,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 11,898 | $427,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,898 | $427,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 3,482 | $426,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 62,922 | $425,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 75,746 | $424,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 94,239 | $422,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 24,366 | $422,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 20,374 | $421,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 13,615 | $420,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 29,075 | $420,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,516 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,598 | $416,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,531 | $414,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 10,680 | $413,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,428 | $412,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,906 | $411,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 21,094 | $411,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,586 | $410,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 17,460 | $410,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,021 | $409,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,029 | $409,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 25,875 | $409,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,678 | $408,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 9,583 | $408,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,315 | $407,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 16,503 | $406,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,268 | $403,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 8,787 | $403,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 16,052 | $402,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,918 | $402,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 17,100 | $402,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,372 | $401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 14,138 | $399,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 51,063 | $398,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,906 | $398,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 9,090 | $398,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,826 | $397,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8,611 | $397,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 35,076 | $396,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 21,372 | $396,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 62,228 | $396,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,892 | $395,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 8,717 | $395,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 16,213 | $395,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 8,098 | $394,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50,752 | $393,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 59,125 | $392,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 17,765 | $392,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 21,903 | $391,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 28,346 | $390,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,944 | $389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,951 | $389,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 26,947 | $389,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 15,458 | $389,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,199 | $388,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 24,806 | $385,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 15,628 | $385,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 6,558 | $383,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 11,122 | $382,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 33,458 | $381,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 25,534 | $381,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 177,519 | $381,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 36,100 | $381,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,226 | $380,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 81,342 | $379,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,332 | $378,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,236 | $376,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,153 | $376,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 12,971 | $375,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 18,199 | $375,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 20,186 | $375,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,752 | $374,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 84,203 | $374,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 27,033 | $374,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,662 | $373,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,163 | $372,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 22,114 | $372,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 26,554 | $372,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 7,155 | $370,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 14,883 | $370,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 7,994 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 17,967 | $369,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 9,406 | $369,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 14,823 | $369,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,983 | $368,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,514 | $368,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 13,613 | $368,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,306 | $368,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-027466 | this filing | 2017-05-15 | acceptance time not in the bulk data set |